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Doc Code: AP.PRE.REQ
`
`PTO/SB/33 (07.09)
`Approved for use through 07/31/2012. OMB 0651—0031
`US Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Pa erwork Reduction Act of 1995, no ersons are re-uired to res-0nd to a collection of information unless it diSola s a valid OMB control number.
`Docket Number (Optional)
`
`PRE—APPEAL BRIEF REQUEST FOR REVIEW
`080458
`
`
`I hereby certify that this correspondence is being deposited with the
`United States Postal Service with sufficient postage as first class mail
`in an envelope addressed to “Mail Stop AF, Commissioner for
`12,300'707
`Patents, PO. Box 1450, Alexandria, VA 22313-1450" [37 CFR 1.8(a)]
`onW First Named Inventor
`
`Application Number
`
`Signature
`
`OKUDA, Satoshi
`
`name
`Typedb
`
`Filed
`
`January 9’ 2009
`
`Examiner
`
`LANDEROS, Ignacio
`
`Applicant requests review of the final rejection in the above-identified application. No amendments are being filed
`with this request.
`
`
`
`This request is being filed with a notice of appeal.
`
`The review is requested for the reason(s) stated on the attached sheet( ).
`Note: No more than five (5) pages may be provided.
`
`I am the
`applicant/inventor.
`
`assignee of record of the entire interest.
`See 37 CFR 3.71. Statement under 37 CFR 3.73(b) is enclosed.
`(Form PTO/SB/QG)
`
`attorney or agent of record.
`Registration number
`
`37,806
`
`E
`
`Darren Crew
`
`202-659-2930
`
`&
`Signature
`
`Typed or printed name
`
`Telephone number
`
`April 23’ 2014
`attorney or agent acting under 37 CFR 1.34.
`Registration number if acting under 37 CFR 1.34W Date
`
`NOTE: Signatures of all the inventors or assignees of record of the entire interest or their representative(s) are required.
`Submit multiple forms if more than one signature is required, see below‘.
`
`
`*Total of
`
`forms are submitted.
`
`This collection of information is required by 35 U.S.C. 132. The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO
`to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11, 1,14 and 41.6. This collection is estimated to take 12 minutes to
`complete, including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any
`comments on the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer,
`US. Patent and Trademark Office, US. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313—1450. DO NOT SEND FEES OR COMPLETED
`FORMS TO THIS ADDRESS. SEND TO: Mail Stop AF, Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`Ifyou need assistance in completing the form, call 1—800-PTO-9199 and select option 2.
`
`

`

`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection
`with your submission of the attached form related to a patent application or patent. Accordingly,
`pursuant to the requirements of the Act, please be advised that: (1) the general authority for the
`collection of this information is 35 U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary;
`and (3) the principal purpose for which the information is used by the US. Patent and Trademark
`Office is to process and/or examine your submission related to a patent application or patent. If you do
`not furnish the requested information, the US Patent and Trademark Office may not be able to
`process and/or examine your submission, which may result in termination of proceedings or
`abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1. The information on this form will be treated confidentially to the extent allowed under the
`Freedom of Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from
`this system of records may be disclosed to the Department of Justice to determine whether
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`
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`amended, pursuant to 5 U.S.C. 552a(m).
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`this system of records may be disclosed, as a routine use, to the International Bureau of the
`World Intellectual Property Organization, pursuant to the Patent Cooperation Treaty.
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`agency for purposes of National Security review (35 U.S.C. 181) and for review pursuant to
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`A record from this system of records may be disclosed, as a routine use, to the Administrator,
`General Services, or his/her designee, during an inspection of records conducted by GSA as
`part of that agency’s responsibility to recommend improvements in records management
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`
`A record from this system of records may be disclosed, as a routine use, to the public after
`either publication of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent
`pursuant to 35 U.S.C. 151. Further, a record may be disclosed, subject to the limitations of 37
`CFR 1.14, as a routine use, to the public if the record was filed in an application which
`became abandoned or in which the proceedings were terminated and which application is
`referenced by either a published application, an application open to public inspection or an
`issued patent.
`A record from this system of records may be disclosed, as a routine use, to a Federal, State,
`or local law enforcement agency, if the USPTO becomes aware of a violation or potential
`violation of law or regulation.
`
`

`

`US. Patent Application Serial No. 12/300,707
`Supplemental Pages to Pre—Appeal Brief Request for Review
`Filed April 23, 2014
`
`REASONS FOR PRE-APPEAL REQUEST FOR REVIEW
`
`Applicant herein provides a succinct, concise and focused set of arguments of the reasons
`
`for which the review is being requested. Applicant respectfully submits that the arguments point
`
`out clear errors in the Examiner's rejection, or the Examiner's omission(s) of one or more
`
`essential elements needed for a primafacie rejection.
`
`Claims 9-17 are rejected under 35 U.S.C. 1031a) as being unpatentable over JP 2002-
`
`333255 Tamaoki
`
`
`in view of US. Patent No. 3 257 820 Case and US. Patent Publication No.
`
`
`
`2003/0147216 (Patel). tOffice Action dated January 31: 20141 page 2)
`
`In the final Office Action, on page 4, the Examiner asserts:
`
`“
`
`the plug (61) [of Case] is configured to be inserted into and removed from the
`
`measurement hole (60) in a state wherein the door is closed and the panel is open (ie. the plug
`
`can be inserted or removed from the measurement hole while any door or panel is open or
`
`closed, inherently.” (Emphasis added).
`
`Applicants respectfully do not agree with the Examiner’s assertion.
`
`Applicants
`
`respectfully submit that the Examiner’s assertion has a clear error in reasoning.
`
`In the Case reference, there is disclosed a box-like receptacle 10, a larger compartment,
`
`an internal wall 11, a smaller compartment, a cover 20, and a cover 21 (Figure 1; column 2 at
`
`lines 5-8 and 17—22). The internal wall 11 divides the receptacle 10 into the larger compartment
`
`and the smaller compartment. The cover 20 removably fits over and encloses the larger
`
`compartment. The cover 21 removably fits over and encloses the smaller compartment.
`
`Case discloses the following: “For ease of replacing the control unit which normally has
`
`the sensor attached, an opening 60 through the inner wall 11 may be arranged with a removable
`
`block 61” (column 3 at lines 34—37). Case also discloses the following: “The block is readily
`
`1
`
`

`

`US. Patent Application Serial No. 12/300,707
`Supplemental Pages to Pre-Appeal Brief Request for Review
`Filed April 23, 2014
`
`removed when the cover 20 is open and the sensor may be lifted out with the control unit”
`
`(column 3 at lines 37—39). (Emphasis added).
`
`The Examiner has suggested that the removable block 61 of Case corresponds to the
`
`“plug” as recited in claim 9. The Examiner has suggested that the opening 60 of Case
`
`corresponds to the “measurement hole” as recited in claim 9.
`
`It is clear that in Case, the block 61 is located under a cover (see Figure 1 of Case, for
`
`example). This indicates that it is not possible for the block 61 to be removed when the cover
`
`is closed, because the cover prevents the removal of the block 61.
`
`According to the principles of the subject application, the insulating door 13 of the
`
`subject application remains closed and the extremely low temperature of the storage chamber 4
`
`is preserved when a plug 19A is inserted into or removed from a measurement hole 19, because
`
`only panel 5 is opened to gain access to the upper mechanical chamber 18 having the
`
`measurement hole 19 and plug 19A (see Figures 1, 2, and 5 of the subject application).
`
`Based on aspects of the plug 19A and other features disclosed by the subject application,
`
`the subject application provides advantages and unpredictable benefits in that a measuring
`
`instrument can be inserted into a storage chamber 4 through a measurement hole 19 without
`
`opening the insulating door 13, wherein the measurement hole 19 is formed in a side surface of
`
`an insulating box body 2 and positioned in the upper mechanical chamber 18. This can facilitate
`
`an operation of installing the measuring instrument
`
`in the storage chamber 4 cooled to a
`
`predetermined extremely low temperature.
`
`Contrary to the principles disclosed in the subject application, Case is directed to (a)
`
`opening a cover for (b) ease of replacing a control unit which normally has a sensor attached
`
`(column 3, at lines 34—39). Case is not directed to facilitating an operation of installing a
`
`

`

`US. Patent Application Serial No. 12/300,707
`Supplemental Pages to Pre-Appeal Brief Request for Review
`Filed April 23, 2014
`
`measuring instrument
`
`in a storage chamber 4 cooled to a predetermined extremely low
`
`temperature, Without opening a cover.
`
`The Examiner has not relied upon Tamaoki or Patel in order to remedy the above—
`
`discussed deficiencies of Case.
`
`The Examiner has failed to establish a prima facie case of obviousness, because the
`
`Examiner has failed to show how Tamaoki, Case, and Patel, alone or in combination, could
`
`describe, teach, or suggest the features recited in claim 9 including at least the following
`
`features: “wherein the plug is configured to be inserted into and removed from the measurement
`
`hole in a state wherein the door is closed and the panel is open.”
`
`The Examiner has failed to establish a prima facie case of obviousness, because the
`
`Examiner has failed to show how Tamaoki, Case, and Patel, alone or in combination, could
`
`describe, teach, or suggest the features recited in claim 13 including at least the following
`
`features: “wherein the plug is configured to be inserted into and removed from the measurement
`
`hole, through the upper mechanical chamber, in a state wherein the door is closed and the panel
`
`is open.”
`
`Therefore, the Examiner has failed to provide a suggestion in the prior art for the above—
`
`discussed claim limitations, regarding claims 9 and 13.
`
`Withdrawal of the rejection of claims 9 and 13 is therefore respectfully requested.
`
`Claims 11 and 12 depend from claim 9. Claims 16 and 17 depend from claim 13.
`
`Withdrawal of the rejection of claims 11, l2, l6, and 17 is therefore respectfully requested, by
`
`Virtue of their dependency.
`
`

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