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PTO/AlA/31 (03-14)
`Approved for use through 07/31/2016. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`Docket Number (Optional)
`
`733456.500US PC
`
`NOTICE OF APPEAL FROM THE EXAMINER TO
`THE PATENT TRIAL AND APPEAL BOARD
`I hereby certify that this correspondence is being facsimile
`In re Application of
`transmitted to the USPTO, EFS—Web transmitted to the USPTO, or
`Tadashi Yoshida
`deposited with the United States Postal Service with sufficient
`Application Number
`postage in an envelope addressed to "Commissioner for Patents, P.O.
`14/383021
`Box 1450, Alexandria, on Alexandria, VA 22313—1450" [37 CFR 1.8(a)]
`For
`
`,
`on January 7, 2020
`TRANSMISSION DEVICE, RECEIVING DEVICE, TRANSMISSION METHOD AND RECEIVING METHOD
`
`Signature /Mary V- Carter/
`Typed or printed name Mary V- Carter
`
`Filed
`September 4. 2014
`
`Art Unit
`2472
`
`Examiner
`Abdullahi Ahmed
`
`Applicant hereby appeals to the Patent Trial and Appeal Board from the last decision of the examiner.
`
`The fee for this Notice of Appeal is (37 CFR 41.20(b)(1))
`
`
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`
`
`Applicant asserts small entity status. See 37 CFR 1.27. Therefore, the fee shown above is reduced
`by 50%, and the resulting fee is:
`
`Applicant certifies micro entity status. See 37 CFR 1.29. Therefore, the fee shown above is reduced
`by 75%, and the resulting fee is:
`Form PTO/SB/15A or B or equivalent must either be enclosed or have been submitted previously.
`
`A check in the amount ofthe fee is enclosed.
`
`Payment by credit card. Form PTO—2038 is attached.
`
`The Director is hereby authorized to charge any fees which may be required, or credit any overpayment
`to Deposit Account No.
`
`Payment made Via EFS—Web.
`
`A petition for an extension of time under 37 CFR 1.136(3) (PTO/AIA/22 or equivalent) is enclosed.
`For extensions of time in reexamination proceedings, see 37 CFR 1.550.
`
`WARNING: Information on this form may become public. Credit card information should not be included
`on this form. Provide credit card information and authorization on PTO-2038.
`
`
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`
`
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`
`
`
`
`
`
`lam the
`
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`
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`
`
`U applicant
`
`
`
`attorney or agent acting under 37 CFR 1.34
` )2 attorney or agent of record
`Registration number
`Registration number 471435
`
`Signature /Timothy L. Boller/
`
`Typed or printed name Timothy l-- Boiler
`
`Telephone Number 206'622'4900
`
`Date January 7, 2020
`
`NOTE: This form must be signed in accordance with 37 CFR 1.33. See 37 CFR 1.4 for signature requirements and certifications. Submit multiple
`forms if more than one signature is required, see below*.
`
`* Total of 1
`
`forms are submitted.
`
`This collection of information is required by 37 CFR 41.20(b)(1) and 41.31. The information is required to obtain or retain a benefit by the public which is to file (and
`by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11, 1.14 and 41.6. This collection is estimated to take 12 minutes
`to complete, including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any
`comments on the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer,
`U.S. Patent and Trademark Office, U.S. Department of Commerce, PO. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS
`ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`Ifyou need assistance in completing the form, call 1-800—PTO-9199 and select option 2.
`
`

`

`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with your
`submission of the attached form related to a patent application or patent. Accordingly, pursuant to the
`requirements of the Act, please be advised that: (1) the general authority for the collection of this information is
`35 U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary; and (3) the principal purpose for which
`the information is used by the US. Patent and Trademark Office is to process and/or examine your submission
`related to a patent application or patent.
`If you do not furnish the requested information, the US. Patent and
`Trademark Office may not be able to process and/or examine your submission, which may result in termination
`of proceedings or abandonment ofthe application or expiration ofthe patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1 . The information on this form will be treated confidentially to the extent allowed under the Freedom of
`Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from this system of
`records may be disclosed to the Department of Justice to determine whether disclosure of these
`records is required by the Freedom of Information Act.
`A record from this system of records may be disclosed, as a routine use, in the course of presenting
`evidence to a court, magistrate, or administrative tribunal, including disclosures to opposing counsel in
`the course of settlement negotiations.
`A record in this system of records may be disclosed, as a routine use, to a Member of Congress
`submitting a request involving an individual, to whom the record pertains, when the individual has
`requested assistance from the Member with respect to the subject matter ofthe record.
`A record in this system of records may be disclosed, as a routine use, to a contractor of the Agency
`having need for the information in order to perform a contract. Recipients of information shall be
`required to comply with the requirements of the Privacy Act of 1974, as amended, pursuant to 5 U.S.C.
`552a(m).
`A record related to an International Application filed under the Patent Cooperation Treaty in this
`system of records may be disclosed, as a routine use,
`to the International Bureau of the World
`Intellectual Property Organization, pursuant to the Patent Cooperation Treaty.
`A record in this system of records may be disclosed, as a routine use, to another federal agency for
`purposes of National Security review (35 U.S.C. 181) and for review pursuant to the Atomic Energy Act
`(42 U.S.C. 218(c)).
`A record from this system of records may be disclosed, as a routine use, to the Administrator, General
`Services, or his/her designee, during an inspection of records conducted by GSA as part of that
`agency’s responsibility to recommend improvements in records management practices and programs,
`under authority of 44 U.S.C. 2904 and 2906. Such disclosure shall be made in accordance with the
`GSA regulations governing inspection of records for this purpose, and any other relevant (i.e., GSA or
`Commerce) directive. Such disclosure shall not be used to make determinations about individuals.
`A record from this system of records may be disclosed, as a routine use, to the public after either
`publication of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent pursuant to 35
`U.S.C. 151. Further, a record may be disclosed, subject to the limitations of 37 CFR 1.14, as a routine
`use, to the public if the record was filed in an application which became abandoned or in which the
`proceedings were terminated and which application is referenced by either a published application, an
`application open to public inspection or an issued patent.
`A record from this system of records may be disclosed, as a routine use, to a Federal, State, or local
`law enforcement agency,
`if the USPTO becomes aware of a violation or potential violation of law or
`regulation.
`
`

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