`
`PTO/AlA/l 5 (03-13)
`Approved for use through 01/31/2014 OMB 0651-0032
`US. Patent and Trademark Office; US, DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number
`
`
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`PATENT APPLICATION
`
`
`
`BlNARY REFRIGERATION APPARATUS
`TRANSMITTAL
`
`
`
`(ONL Y FOR NEW NONPROVISIONAL APPLICA TIONS UNDER
`
`37 CFR 153(5))
`Express Mail Label No.
`
`Commissioner for Patents
`13,0, Box 1450
`Alexandria, VA 22313-1450
`
`ADDRESS TO‘
`'
`
`APPLICATION ELEMENTS
`
`See MPEP chapter 600 concerning utility patent application contents.
`
`
`Fee Transmittal Form
`(PTO/SB/17 or equrvalent)
`Applicant asserts small entity status.
`See 37 CFR1‘27
`Applicant certifies micro entity status. See 37 CFR 129.
`Applicant must attach form PTO/SENSA or B or equivalent.
`
`
`
`
`
`
`ACCOMPANYING APPLICATION PAPERS
`
`_
`
`
`AsSIgnment Papers
`(cover sheet & document(s))
`
`I
`
`
`Name of Assignee
`
`Specification
`
`[Total Pages
`
`27
`
`Boththeclaims and abstract muststarton anewpage,
`
`(See MPEP § 606.01la) for information on the preferred arrangement)
`[Total Sheets
`
`[Total Pages
`inventor’s Oath or Declaration
`(including substitute statements under 37 CFR 164 and assignments
`serving as an oath or declaration under 37 CFR 163(6))
`
`.
`
` X
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`
`
`
`
`
`CD-ROM or CD-R (2 copies); or
`i,
`Paper
`"i4
`
`Statements verifying identity of above copies
`
`*Note:
`
`(1) Benefit claims under 37 CFR 1.78 and foreign priority claims under 1.55 must be included in an Application Data Sheet (ADS).
`(2) For applications filed under 35 USC 111. the application must contain an ADS specifying the applicant if the applicant is an
`assignee. person to whom the inventor is under an obligation to assign, or person who othenrvise shows sufficient proprietary
`interest in the matter. See 37 CFR 1.46 b .
`
`19. CORRESPONDENCE ADDRESS
`
`
`
`
`The address associated with Customer Number:
`20277
`OR
`Correspondence address below
`
`
`
`
`——
`
`
`
`
`Signature
`Date
`/Michael E. Fogarty/
`Name
`Registration No.
`
`
`
`36,139
`(Attorney/Agent)
`
`Michael E. Fogarty
`(Print/Type)
`
`
`
`
`
`.
` Drawingls) (35 USC 113)
`
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`
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`
`
`PANASONIC HEALTHCARE HOLDINGS CO ]
`TDL
`
`
`X
`
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`English Translation Document (if applicable)
`
`I
`.
`37 CFR 313(0) Statement
`(when there Is an assrgnee)
`
`Power of Attorney
`
`Return Receipt Postcard
`(Al/PEP § 503) (Should be specifically itemized)
`
`
`information Disclosure Statement
`- _... (PTO/sales or PTO-1449)
`
`
`x Copies of citations attached
`
`. x Preliminary Amendment
`
`
`
`Certified Copy of Priority Documentls)
`0’ ’OFEIQ’? Priority ’8 Claimed)
`Nonpublication Request
`Under 35 isc 122(b)(2)(B)(i). Applicant must attach form PTO/$8135
`or equivalent.
`
`
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`
`
`.
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`.
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`
`
`.
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`‘
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`.
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`Other:
`
`.
`.
`Newly executed (origInal or copy)
`
`A copy from a prior application (37 CFR 1.63(d))
`
`
`
`‘ See note below,
`Application Data Sheet
`See 37 CFR 1.76 (PTO/AlA/M or equivalent)
`
`CD-ROM or CD-R
`Muplicate, large table, or Computer Program (Appendix)
`Landscape Table on CD
`
`Nucleotide and/or Amino Acid Sequence Submission
`(if applicable: items a. — c, are required)
`
`
`a.
`b,
`
`comma Readable Form (CRF)
`Specification Sequence Listing on:
`
`
`
`
`
`
`PTO/$13117 (0343)
`Approved for use through 01/31/2014. OMB 0651-0032
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Pa-eiwork Reduction Act of 1995 no uersons are re direct to resond to a collection of information unless it dis-la s a valid OMB control number
`
`FEE TRANSM'TTAL
`
`
`
`
`
`
`
`D Applicant asserts small entity status, See 37 CFR 1.27.
`
`Applicant certifies micro entity status. See 37 CFR 129
`
`Form PTO/SB/15A or B or equivalent must either be enclosed
`or have been submitted previously.
`
`
`is»
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`
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`09530643013
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`METHOD OF PAYMENT (check a I that apply)
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`
`
`Other (please identify):
`Check
`Credit Card
`Money Order D None
`
`
`Deposit Account Name: MCDermOti Will & Emery LLP
`X Deposit Account
`Deposit Account Number:
`50—0417
`For the above-identified deposit account, the Director is hereby author'zed to (check all that apply):
`x Charge fee(s) indicated be ow
`Charge fee(s) indicated below, except for the filing fee
`
`Ex: Charge any additional tee(s) or underpayment of
`X Credit any overpayment of fee(s)
`fee(s) under 37 CFR 1.16 and 117
`WARNING: information on this form may become public. Credit card information should not be included on this form. Provide credit card
`information and authorization on PTO-2038,
`FEE CALCULATION
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`1. BASIC FILING, SEARCH, AND EXAMINATION FEES (U = undiscounted fee; S = small entity fee; M = micro entity fee)
`
`SEARCH FEES
`EXAMINATION FEES
`FILlNG FEES
`
`Fees Paid Q)
`_S__($)
`M45)
`U (i)
`S (Q
`M__(§_)
`Elli)
`Mlfil
`_S__(§)
`LL15)
`Application Type
`
`1 ,60000
`300
`150
`720
`360
`180
`600
`70
`140*
`280
`Utility
`
`
`60
`30
`460
`230
`115
`120
`45
`90
`180
`Design
`
`190
`95
`580
`290
`145
`380
`45
`90
`180
`Plant
`
`300
`150
`2,160
`1,080
`540
`600
`70
`140
`280
`Reissue
`
`0
`0
`O
`0
`O
`O
`65
`130
`260
`Provisional
`
`* The $140 small entity status filing fee for a utility application is further reduced to $70 for a small entity status applicant who files the application via EFS-Web,
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`2. EXCESS CLAIM FEES
`
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`Extra Claims
`
`Fee m
`
`Undiscounted Fee (§)
`80
`420
`780
`Fee Paid l§t
`
`=
`
`Micro Entity Fee [$1
`Small En_ti_ty_lj_ee_(§)
`20
`40
`105
`210
`195
`390
`Multiple Dependent Claims
`Fee it)
`Fee Paid l§l
`
`
`
`
`
`
`
`
`
`
`
`Fee Description
`Each claim over 20 (including Reissues)
`Each independent claim over 3 (including Reissues)
`Multiple dependent claims
`Total Claims
`x
`. 20 or HP =
`3
`HP = highest number of total claims paid for, if greater than 20.
`Fee Paid m
`Indegr Claims
`Extra Claims
`Fee (§)
`
`X =
`- 3 or HP =
`1
`HP 2 highest number of independent claims paid for, if greater than 3‘
`3. APPLICATION SIZE FEE
`If the specification and drawings exceed 100 sheets of paper (excluding electronicaliy filed sequence or computer listings under 37 CFR 1.52(e)), the application size
`fee due is $400 ($200 for small entity) ($100 for micro entity) for each additionai 50 sheets or fraction thereof. See 35 USC. 41(a)(1)(G) and 37 CFR 116(3),
`Total Sheets
`Extra Sheets
`Number of each additional 50 or fraction thereof
`Fee l§l
`Fee Paid IQ
`
`- 100 =
`I50 =
`(round up to a whole number) x
`=
`
`
`
`
`
`4. OTHER FEE(S)
`Non—English specification, $130 fee (no small or micro egtity discount)
`Non-electronic filing fee under 37 CFR 1.16(t) for a tility application, $400 fee ($200 small or micro entity)
`
`
`Other (erg, late filing surcharge):
`’3
`SUBMITTED BY
`
`
`
`figfljifgefig
`36,139
`2
`/Michael E. Fogarty/
`
`Name (Print/Type)
`Michael E. Fogarty
`
`
`(202) 756-8372
`Telephone
`
`Date , ,,
`Mach 25,
`,
`
`Fees Paid l§l
`
`Signature
`
`
`
`