`
`PATENT
`
`United States Postal Service as first-class mail in an envelope addressed to the Commissioner for
`Patents, PO. Box 1450, Alexandria, VA 22313-1450.
`
`August 17, 2018
`Date
`
`'
`
`/Kayla Rhynsburger/
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Inventors
`
`Application No.
`
`Filed
`
`For
`
`:
`
`:
`
`:
`
`Lei Huang et a1.
`
`15/619,081
`
`June 9, 2017
`
`: WIRELESS COMMUNICATION DEVICE AND WIRELESS
`COMMUNICATION METHOD
`
`Examiner
`
`Art Unit
`
`Docket No.
`
`: Ricky Quoc Ngo
`
`:
`
`:
`
`2464
`
`731156.621C1
`
`Date
`
`: August 17, 2018
`
`Mail Stop Amendment
`Commissioner for Patents
`
`PO. Box 1450
`
`Alexandria, VA 22313—1450
`
`TRANSMITTAL LETTER OF
`
`INFORMATION DISCLOSURE STATEMENT
`
`Commissioner for Patents:
`
`In accordance with 37 CFR §§ 1.56, 1.97 and 1.98, Applicant wishes to make,
`
`known to the US. Patent and Trademark Office the reference(s) set forth on the enclosed
`
`Information Disclosure Statement. Please acknowledge receipt by initialing and returning a copy
`
`of the Information Disclosure Statement and kindly make the cited reference(s) of record in the
`
`above-identified application.
`
`Because copies of cited US. patents and published patent applications are not
`
`required, they have not been provided. Copies of cited unpublished US. patent applications are
`
`not provided based upon the good faith belief that such applications are available in the
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/R..CK/
`
`1
`
`

`

`Application No. 15/619,081
`
`USPTO’s Image File Wrapper system. Copies of all other reference(s) are provided except as
`
`noted.
`
`I. This Information Disclosure Statement is being submitted pursuant to 37 CFR § 1.97(b)
`
`during one of the following time periods:
`
`0 Within three months of the ’filing date of a national application other than a Continued
`
`Prosecution Application under 37 CFR § 1.53(d);
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`- Within three months of the date of entry of the national stage as set forth in 37 CFR
`
`§ 1.491 in an international application;
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`0 Before the mailing of a first Office Action on the merits;
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`0 Before the mailing of a first Office Action after the filing of a Request for Continued
`
`Examination under 37 CFR § 1.114; or
`
`0 Within three months of the date of publication of the international registration under
`
`Hague Agreement Article 10(3) in an international design application.
`
`I]
`
`II. This Information Disclosure Statement is being submitted pursuant to 37 CFR § 1.97(c)
`
`after the period specified in 37 CFR § 1.97(b), but before the mailing date of a final Office
`
`Action under 37 CFR § 1.113, a Notice of Allowance under 37 CFR § 1.31 1, or any other action
`
`that closes prosecution in the application. Furthermore, this Information Disclosure Statement is
`
`amnmpanied by E of the following Z
`
`D A. The fee set forth in 37 CFR§ 1.17(p); or
`
`[I B. The statement specified in 37 CFR § 1.97(c):
`
`D 1. Each item of information contained in the information disclosure statement
`
`was first cited in any communication from a foreign patent office in a counterpart foreign
`
`application not more than three months prior to the filing of the information disclosure statement.
`
`[:1 2. No item of information contained in the information disclosure statement
`
`was cited in a communication from a foreign patent office in a counterpart foreign application,
`
`and, to the knowledge of the person signing this certification after making reasonable inquiry, no
`
`item of information contained in the filing of the information disclosure statement was known to
`
`any individual designated in 37 CFR § 1.56(c) more than three months prior to the filing of the
`
`information disclosure statement.
`
`E]
`
`III. This Information Disclosure Statement is being submitted pursuant to 37 CFR § 1.97(d)
`
`ALL REFERENCES CONSIDERED EXCEPT WERE LINED THROUGH.
`
`/R.C.K/
`
`2
`
`

`

`Application No. 15/619,081
`
`after the period specified in 37 CFR § l.97(c) provided this Information Disclosure Statement is
`
`filed on or before the payment of the issue fee. Furthermore, this Information Disclosure
`
`Statement is accompanied by both:
`
`0 The fee set forth in 37 CFR § 1.17(p); and
`
`o The statement specified in 37 CFR § 1.97(e):
`
`1:]
`
`1. Each item of information contained in the information disclosure statement
`
`was first cited in any communication from a foreign patent office in a counterpart foreign
`
`application not more than three months prior to the filing of the information disclosure statement.
`
`C] 2. No item of information contained in the information disclosure statement
`
`was cited in a communication from a foreign patent office in a counterpart foreign application,
`
`and, to the knowledge of the person signing this certification after making reasonable inquiry, no
`
`item of information contained in the filing of the information disclosure statement was known to
`
`any individual designated in 37 CFR § 1.56(c) more than three months prior to the filing of the
`
`information disclosure statement.
`
`PTA CERTIFICATION
`
`In accordance with 37 CFR § 1.704(d):
`
`o
`
`a paper containing only an information disclosure statement will not be considered
`
`a failure to engage in reasonable efforts to conclude prosecution of the application;
`
`and
`
`o
`
`a request for continued examination in compliance with 37 CFR § 1.117 with no
`
`submission other than an information disclosure statement will not be considered a
`
`failure to engage in reasonable efforts to conclude prosecution of the application;
`
`If the paper or Request for Continued Examination is accompanied by gig of the
`
`following statements:
`
`D
`
`i. Pursuant to 37 CFR § 1.704 (d)(1)(i), we hereby certify that each item of
`
`information contained in the attached Information Disclosure Statement was first cited in any
`
`communication from a patent office in a counterpart foreign or international application or from
`
`the Office, and that this communication was not received by any individual designated in 37
`
`CFR § 1.56(c) more than thirty days prior to the filing of this Information Disclosure Statement.
`
`1:!
`
`ii. Pursuant to 37 CFR § 1.704 (d)(1)(ii), we hereby certify that each item of
`
`information contained in the attached Information Disclosure Statement is a communication that
`
`was issued by a patent office in a counterpart foreign or international application or by the
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`[RHCK/
`
`3
`
`

`

`Application No. 15/619,081
`
`Office, and this communication was not received by any individual designated in §1.56(c) more
`
`than thirty days prior to the filing of the information disclosure statement.
`
`This Information Disclosure Statement is not to be construed as a representation
`
`that a search has been made or an admission that any cited reference is considered to be prior art
`
`under 35 U.S.C. §§ 101, 102 or 103, or material
`
`to patentability under 37 CFR § 1.56.
`
`Notwithstanding the fact
`
`that
`
`the reference(s) being cited in this Information Disclosure
`
`Statement are being made known to the USPTO in compliance with Applicant’s duty to disclose,
`
`Applicant believes that their invention is patentable.
`
`The Director is authorized to charge any other fees due by way of the Information
`
`Disclosure Statement, or credit any overpayment to Deposit Account No. 19-1090.
`
`Respectfully submitted,
`
`SEED Intellectual Property Law Group LLP
`
`/Shoko Leek/
`
`Shoko I. Leek
`
`Registration No. 43,746
`
`SIszmr
`
`Enclosure(s):
`Information Disclosure Statement
`
`(4) Reference(s)
`
`701 Fifth Avenue, Suite 5400
`
`Seattle, Washington 98104
`Phone: (206) 622—4900
`Fax: (206) 682-6031
`
`635397S_l
`
`ALL REFERENCES CONSIDERED EXCEPT WERE LINED THROUGH.
`
`/R.C.K/
`
`4
`
`

`

`PTO/SB/Oaa (01-10)
`Approved for use through 07/31/2012. OMB 0651-0031
`.
`.
`.
`0°C c°de'.ID.S
`u.s. pane", and Trademark Office; US DEPARTMENT OF COMMERCE
`Doc descnptron: Information Disclosure Statement (IDS) Filed
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control numbert
`
`Application Number
`
`Filing Date
`
`15619081
`
`2017-06-09
`
`
`
`
`
`Issue Date
`
` U.S. PATENTS
`
`
`
`.
`Pages,Columns.Lines where
`Na'T‘e Of Patentee or Applicant Relevant Passages or Relevant
`of crted Document
`.
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`Figures Appear
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`
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`If you wish to add additional US. Patent citation information please click the Add button.
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`
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`
` Pages,Cqumns,Lines where
`Publication
`Kind
`Publication
`
`
`
`Name of Patentee or Applicant
`Relevant Passages or Relevant
`Code1 Date
`of cited Document
`
`
`Figures Appear
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`
`U. S. PATENT APPLICATION PUBLICATIONS
`
`
`
`If you wish to add additional U.S. Published Application citation information please click the Add button.
`
`
`FOREIGN PATENT DOCUMENTS
`
`
`QUALCOMMINC
`2007-01-10
`CN
`.I189491O
`
`2010-10-21
`.I2010/120692
`CN102396186A
`
`
`II102396186
`2012-03-28
`
`
`Examiner Cite Foreign Document
`Initial*
`No
`
`
`
`Pages,Cqumns,Lines
`Name of Patentee or
`
`
`Kind
`Publication
`where Relevant
`Country
`
`
`Applicant of cited
`Code4 Date
`'
`Passages or Relevant
`
`Document
`
`
`Figures Appear
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`
`
`Equivalent of
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`
`W02005/039127A1,
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`
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`which was previously
`submitted to the USPTO
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`MARVELL WORLD
`
`
`
`Equivalent of
`TRADE LTD
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`
`
`MARVELL WORLD
`Equivalent of
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`
`
`TRADE LTD
`W02010/120692A1
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`
`
`
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`EFS Web 2.1.17
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`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/RC,K/
`
`

`

`
`
`
`
`
`
`INFORMATION DISCLOSURE
`
`
`
`( Not for submission under 37 CFR 1.99)
`
`
`
`
`
`
`STATEMENT BY APPLICANT
`
`If you wish to add additional Foreign Patent Document citation information please click the Add button
`
`NON-PATENT LITERATURE DOCUMENTS
`
`Examiner Cite
`
`Include name of the author (in CAPITAL LETTERS). title of the article (when appropriate). title of the item
`(book, magazine, journal, serial, symposium, catalog, etc), date, pages(s), volume-issue number(s),
`publisher, city and/or country where published.
`
`Chinese Search Report, dated May 17, 2018, for the related Chinese Patent Application No. 2016800043818.
`
`If you wish to add additional non-patent literature document citation information please click the Add button
`
`EXAMINER SIGNATURE
`
`English language translation is attached.
`
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through a
`citation if not in conformance and not considered.
`Include copy of this form with next communication to applicant.
`
`2 Enter office that issued the document. by the two-letter code (WIPO
`1 See Kind Codes of USPTO Patent Documents at www,USPTO,GOV or MPEP 901.04.
`Standard ST.3).
`3 For Japanese patent documents, the indication of the year of the reign of the Emperor must precede the serial number of the patent document.
`‘ Kind of document by the appropriate symbols as indicated on the document under WIPO Standard ST.16 if possible.
`5 Applicant is to place a check mark here i'
`
`
`
`EFS Web 2.1.17
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH" [RCK/
`
`

`

`
`
`
`
`
`
`INFORMATION DISCLOSURE
`
`
`
`( Not for submission under 37 CFR 1.99)
`
`
`
`
`
`STATEMENT BY APPLICANT
`
`
`
`Please see 37 CFR 1.97 and 1.98 to make the appropriate selection(s):
`
`CERTIFICATION STATEMENT
`
`That each item of information contained in the information disclosure statement was first cited in any communication
`g from a foreign patent office in a counterpart foreign application not more than three months prior to the filing of the
`information disclosure statement. See 37 CFR 1.97(e)(1).
`
`That no item of information contained in the information disclosure statement was cited in a communication from a
`
`foreign patent office in a counterpart foreign application, and, to the knowledge of the person signing the certification
`after making reasonable inquiry, no item of information contained in the information disclosure statement was known to
`any individual designated in 37 CFR 1.56(c) more than three months prior to the filing of the information disclosure
`statement. See 37 CFR 1.97(e)(2).
`
`
`
`See attached certification statement.
`
`The fee set forth in 37 CFR 1.17 (p) has been submitted herewith.
`
`A certification statement is not submitted herewith.
`
`SIGNATURE
`
`A signature of the applicant or representative is required in accordance with CFR 1.33, 10.18. Please see CFR 1.4(d) for the
`form of the signature.
`
`Name/Print
`
`Shoko I. Leek
`
`mew-mm
`
`Registration Number
`
`43,746
`
`This collection ofinformation is required by 37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the
`public which is to file (and by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR
`1.14. This collection is estimated to take 1 hour to complete, including gathering, preparing and submitting the completed
`application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you
`require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S.
`Patent and Trademark Office, U.S. Department of Commerce, PO. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND
`FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND To: Commissioner for Patents, P.0. Box 1450, Alexandria,
`VA 22313-1450.
`
`EFS Web 2.1.17
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/R..CK/
`
`

`

`Privacy Act Statement
`
`The Privacy Act of 1974 (PL. 93-579) requires that you be given certain information in connection with your submission of the
`attached form related to a patent application or patent. Accordingly, pursuant to the requirements of the Act, please be advised
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`is voluntary; and (3) the principal purpose for which the information is used by the US Patent and Trademark Office is to
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`result in termination of proceedings or abandonment of the application or expiration of the patent.
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`The information provided by you in this form will be subject to the following routine uses:
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`1.
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`The information on this form will be treated confidentially to the extent allowed under the Freedom of Information Act
`(5 U.S.C. 552) and the Privacy Act (5 U.S.C. 552a). Records from this system of records may be disclosed to the
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`A record from this system of records may be disclosed, as a routine use, in the course of presenting evidence to a
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`A record from this system of records may be disclosed, as a routine use, to the public after either publication of
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`EFS Web 2.1.17
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`ALL REFERENCES CONSIDERED EXCEPT WERE LINED THROUGH.
`
`/R.C.K/
`
`