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`UNITED STATES PATENT AND TRADEMARKOFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and TrademarkOffice
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`HAMRE, SCHUMANN, MUELLER & LARSON P.C.
`45 South Seventh Street
`Suite 2700
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`MINNEAPOLIS, MN 55402-1683
`
`MAZUMDER, DIDARUL A
`
`2819
`DATE MAILED: 12/22/2021
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKETNO.
`
`CONFIRMATIONNO.
`
`16/694,428
`
`11/25/2019
`
`Yugo TAKEDA
`
`20295.0056US01
`
`4015
`
`TITLE OF INVENTION: THIN FILM TRANSISTOR SUBSTRATE AND DISPLAY PANEL
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`APPLN. TYPE PUBLICATION FEE DUE|PREV. PAID ISSUE FEEENTITY STATUS ISSUE FEE DUE TOTAL FEE(S) DUE DATE DUE
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`nonprovisional
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`$1200
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`03/22/2022
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`(Signature) (Date)
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`APPLICATION NO.
`
`FILING DATE
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`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKETNO.
`
`CONFIRMATIONNO.
`
`16/694,428
`
`11/25/2019
`
`Yugo TAKEDA
`
`20295.0056US01
`
`4015
`
`TITLE OF INVENTION: THIN FILM TRANSISTOR SUBSTRATE AND DISPLAY PANEL
`
`
`
`
`
`
`
`APPLN. TYPE PUBLICATION FEE DUE|PREV. PAID ISSUE FEEENTITY STATUS ISSUE FEE DUE TOTAL FEE(S) DUE DATE DUE
`
`
`
`
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`nonprovisional
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`UNDISCOUNTED
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`$1200
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`03/22/2022
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`EXAMINER
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`ART UNIT
`
`CLASS-SUBCLASS
`
`MAZUMDER, DIDARUL A
`
`2819
`
`257-079000
`
`2. For printing on the patent front page,list
`(1) The namesof up to 3 registered patent attorneys
`1
`or agents OR,alternatively,
`(I Change of correspondence address (or Change of Correspondence
`(2) The nameofa single firm (having as a member a
`Address form PTO/AIA/122 or PTO/SB/122) attached.
`registered attorney or agent) and the names of upto
`=—-_2
`2 registered patent attorneys or agents. If no nameis
`listed, no namewillbe printed.
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`1. Change of correspondenceaddressor indication of "Fee Address” (37
`CFR 1.363).
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` [I "Fee Address" indication (or "Fee Address" Indication form PTO/
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`AIA/47 or PTO/SB/47; Rev 03-02 or more recent) attached. Use of a
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`PLEASE NOTE: Unlessan assigneeis identified below, no assignee data will appear on the patent. If an assigneeis identified below, the document must have been previously
`recorded,orfiled for recordation, as set forth in 37 CFR 3.11 and 37 CFR 3.81(a). Completion of this form is NOTa substitute for filing an assignment.
`(A) NAMEOF ASSIGNEE
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`Date
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`Registration No.
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`PTOL-85 Part B (08-18) Approved for use through 01/31/2020
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`OMB 0651-0033
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`USS. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
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`UNITED STATES DEPARTMENT OF COMMERCE
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`Address; COMMISSIONER FOR PATENTS
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`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKETNO.
`
`CONFIRMATIONNO.
`
`16/694,428
`
`11/25/2019
`
`Yugo TAKEDA
`
`20295.0056US01
`
`4015
`
`53148
`
`7590
`
`12/22/2021
`
`HAMRE, SCHUMANN, MUELLER & LARSONP.C.
`45 South Seventh Street
`Suite 2700
`
`MINNEAPOLIS, MN 55402-1683
`
`MAZUMDER,DIDARUL A
`
`2819
`DATE MAILED: 12/22/2021
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
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`The Office has discontinued providing a Patent Term Adjustment (PTA)calculation with the Notice of Allowance.
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`Section 1(h)(2) of the AIA Technical Corrections Act amended 35 U.S.C. 154(b)(3)(B)(i) to eliminate the requirement
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`Term Adjustment, 78 Fed. Reg. 19416, 19417 (Apr. 1, 2013). Therefore, the Office is no longer providing an initial
`patent term adjustment determination with the notice of allowance. The Office will continue to provide a patent term
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`PTOL-85 (Rev. 02/11)
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`.
`
`.
`
`16/694,428
`
`TAKEDAetal.
`
`DIDARUL A MAZUMDER
`
`2819
`
`Yes
`
`-- The MAILING DATEof this communication appears on the cover sheet with the correspondence address--
`All claims being allowable, PROSECUTION ON THE MERITS IS (OR REMAINS) CLOSED in this application. If not included
`herewith (or previously mailed), a Notice of Allowance (PTOL-85) or other appropriate communication will be mailed in due course. THIS
`NOTICE OF ALLOWABILITY IS NOT A GRANTOF PATENTRIGHTS.This application is subject to withdrawal from issue at the initiative
`of the Office or upon petition by the applicant. See 37 CFR 1.313 and MPEP 1308.
`1.{¥] This communication is responsive to 11/30/2021.
`(J A declaration(s)/affidavit(s) under 37 CFR 1.130(b) was/werefiled on
`
`.
`
`2._) Anelection was madebythe applicant in responseto a restriction requirementset forth during the interview on
`restriction requirement and election have been incorporatedinto this action.
`
`; the
`
`3.¥) The allowed claim(s) is/are 1-2,4-10 and 16 . As a result of the allowed claim(s), you may beeligible to benefit from the Patent
`Prosecution Highway program at a participating intellectual property office for the corresponding application. For more information
`, please see hittp:/Awww.uspto.gov/patents/init_events/pph/index.jsp or send an inquiry to PPHfeedback@uspto.gov.
`
`“ Certified copies not received:
`
`Applicant has THREE MONTHS FROM THE "MAILING DATE"of this communication to file a reply complying with the requirements
`noted below.Failure to timely comply will result in ABANDONMENT ofthis application.
`THIS THREE-MONTH PERIOD IS NOT EXTENDABLE.
`
`5._) CORRECTED DRAWINGS (as "replacement sheets") must be submitted.
`(} including changes required by the attached Examiner's Amendment / Commentor in the Office action of
`Paper No./Mail Date
`.
`Identifying indicia such as the application number (see 37 CFR 1.84(c)) should be written on the drawingsin the front (not the back) of each
`sheet. Replacement sheet(s) should be labeled as such in the header according to 37 CFR 1.121(d).
`
`6.LJ DEPOSIT OFand/or INFORMATION aboutthe deposit of BIOLOGICAL MATERIAL must be submitted. Note the
`attached Examiner's comment regarding REQUIREMENT FOR THE DEPOSIT OF BIOLOGICAL MATERIAL.
`
`4[¥] Acknowledgmentis made of a claim for foreign priority under 35 U.S.C. § 119(a)-(d) or (f).
`Certified copies:
`c) () Noneofthe:
`a) MAI
`b) (] Some*
`1.
`Certified copies of the priority documents have been received.
`2. (J Certified copies of the priority documents have been received in Application No.
`3. (J Copiesof the certified copies of the priority documents have been receivedin this national stage application from the
`International Bureau (PCT Rule 17.2(a)).
`
`Primary Examiner, Art Unit 2819
`
`Attachment(s)
`
`1.11 Notice of References Cited (PTO-892) 5.YjExaminer's Amendment/Comment
`
`2.1 Information Disclosure Statements (PTO/SB/08), 6.lv}Examiner's Statement of Reasonsfor Allowance
`Paper No./Mail Date
`.
`3.) Examiner's Comment Regarding Requirementfor Deposit
`of Biological Material
`4.[¥] Interview Summary (PTO-413),
`Paper No./Mail Date.
`/DIDARUL A MAZUMDER/
`
`7. CZ Other
`
`.
`
`U.S. Patent and Trademark Office
`PTOL-37 (Rev. 08-13)
`
`Notice of Allowability
`
`.
`Part of Paper No./Mail Date 20211207
`
`
`
`Application/Control Number: 16/694,428
`Art Unit: 2819
`
`Page 2
`
`Notice of Pre-AlA or AIA Status
`
`1.
`
`The present application, filed on or after March 16, 2013, is being examined
`
`under the first inventor to file provisions of the AIA.
`
`DETAILED ACTION
`
`2.
`
`This action is responsive to the application No. 16/694,428 filed on November 30,
`
`2021.
`
`Priority
`
`3.
`
`Receipt is acknowledged of papers submitted under 35 U.S.C. 119(a)-(d), which
`
`papers have been placedof recordin the file.
`
`EXAMINER’S AMENDMENT
`
`4.
`
`An examiner’s amendmentto the record appears below. Should the changes
`
`and/or additions be unacceptable to applicant, an amendment maybefiled as provided
`
`by 37 CFR 1.312. To ensure consideration of such an amendment, it MUST be
`
`submitted no later than the payment of the issue fee.
`
`5.
`
`Authorization for this examiner's amendment wasgiven in an interview with
`
`David Lee, Reg. No. 38,222, Tel: 612-455-3841 on 12/07/2021 and subsequent call
`
`12/09/2021.
`
`Please cancel claim 21.
`
`In addition, please cancel claims 11-15, 16-20.
`
`
`
`Application/Control Number: 16/694,428
`Art Unit: 2819
`
`Page 3
`
`6.
`
`7.
`
`Reasonsfor Indicating Allowable Subject Matter
`
`Claims 1-2, 4-10, 16 are allowed.
`
`The following is an examiner’s statement of reasons for allowance:
`
`Claim 1: the prior art of record alone or in combination neither teaches nor makes
`
`obvious a thin film transistor substrate...., comprising:
`
`a shield electrode formed in the frame region, the commonpotential being
`
`applied to the shield electrode; and
`
`a plurality of first connection wirings respectively connecting the plurality of
`
`dummy gate lead-out lines and the shield electrode through respective first contact
`
`holes made in the frame region; in combination with the rest of claim limitations as
`
`claimed and defined by the applicant.
`
`8.
`
`The references of the prior art of record and considered pertinent to the
`
`applicant's disclosure and to the examiner’s knowledge does notteach or render
`
`obvious, at least to the skilled artisan, the instant invention regarding: the limitations of a
`
`thin film transistor substrate in its entirety (the individual limitations may be found just
`
`not in combination with proper motivation). Hence, the independent claim 1
`
`is allowable.
`
`Since the independent claim 1
`
`is allowable in combination with all the remaining
`
`limitations of the independent claims, therefore, the dependent claims 2, 4-10, 16 of the
`
`independent claim 1 are also allowable.
`
`However, none ofthe prior art of references indicated as the prior art made of
`
`record in form PTO-892, or found in the searches, discloseall the limitations of the
`
`independent claim 1 (the individuallimitations may be found just not in combination).
`
`
`
`Application/Control Number: 16/694,428
`Art Unit: 2819
`
`Page 4
`
`Because no reference alone, nor is there any motivation to combine the details over the
`
`prior art to create such limitations in the independentclaims, the independent claim 1
`
`is
`
`deemedpatentable over the prior art.
`
`9.
`
`Any comments considered necessary by applicant must be submitted no later
`
`than the payment of the issue fee and, to avoid processing delays, should preferably
`
`accompanythe issue fee. Such submissions should be clearly labeled “Comments on
`
`Statement of Reasons for Allowance.”
`
`10.=Anyinquiry concerning this communication or earlier communications from the
`
`Conclusion
`
`examiner should be directed to DIDARUL A MAZUMDER whosetelephone number is
`
`(571)272-8823. The examiner can normally be reached on M-F 9-5.
`
`Examiner interviews are available via telephone, in-person, and video
`
`conferencing using a USPTO supplied web-basedcollaboration tool. To schedule an
`
`interview, applicant is encouraged to use the USPTO Automated Interview Request
`
`(AIR) at http:/Awww.uspto.gov/interviewpractice.
`
`11.
`
`‘If attempts to reach the examiner by telephone are unsuccessful, the examiner’s
`
`supervisor, Allen Parker can be reached on 303-297-4722. The fax phone number for
`
`the organization where this application or proceeding is assigned is 571-273-8300.
`
`Information regarding the status of an application may be obtained from the
`
`Patent Application Information Retrieval (PAIR) system. Status information for
`
`published applications may be obtained from either Private PAIR or Public PAIR.
`
`
`
`Application/Control Number: 16/694,428
`Art Unit: 2819
`
`Page 5
`
`Status information for unpublished applications is available through Private PAIR only.
`
`For more information about the PAIR system, see https://ppair-
`
`my.uspto.gov/pair/PrivatePair. Should you have questions on accessto the Private
`
`PAIR system, contact the Electronic Business Center (EBC) at 866-217-9197(toll-free).
`
`If you would like assistance from a USPTO Customer Service Representative or access
`
`to the automated information system, call 800-786-9199 (IN USA OR CANADA)or 571-
`
`272-1000.
`
`/DIDARUL A MAZUMDER/
`Primary Examiner, Art Unit 2819
`
`