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`UNITED STATES DISTRICT COURT
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`NORTHERN DISTRICT OF CALIFORNIA
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`SAN FRANCISCO DIVISION
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` MASTER FILE NO. 3:14-cv-03264-JD
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`[PROPOSED] ORDER GRANTING
`FINAL APPROVAL OF CLASS
`ACTION SETTLEMENTS WITH
`DEFENDANTS NEC TOKIN, NITSUKO
`AND OKAYA AND APPROVING THE
`PLAN OF ALLOCATION
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`IN RE: CAPACITORS ANTITRUST
`LITIGATION
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`THIS DOCUMENT RELATES TO:
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`ALL INDIRECT PURCHASER ACTIONS
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`Law Offices
`COTCHETT, PITRE &
`MCCARTHY, LLP
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`Order Granting Final Approval of Class Action Settlements with Defendants NEC Tokin, Nitsuko
`and Okaya and Approving the Plan of Allocation;
`Case No. 3:14-cv-03264-JD
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`Case 3:14-cv-03264-JD Document 1934 Filed 10/30/17 Page 2 of 5
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`This matter has come before the Court to determine whether there is any cause why this
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`Court should not approve the settlements with Defendants NEC TOKIN Corp./NEC TOKIN
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`America Inc. (collectively “NEC Tokin), Nitsuko Electronics Corporation (“Nitsuko”), and
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`Okaya Electric Industries Co., Ltd. (“Okaya”) (collectively, the “Settling Defendants”), and
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`approve IPPs’ Plan of Allocation. The Court, having reviewed the motion (Dkt. No. 1704), the
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`Settlement Agreements, the pleadings and other papers on file in this action, and the statements of
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`counsel and the parties, including at the August 10, 2017 Fairness Hearing, hereby finds that the
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`Settlements and Plan of Allocation should be approved. Accordingly, the Court enters this Order
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`of Final Approval.
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`Good cause appearing therefore:
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`IT IS HEREBY ORDERED, ADJUDGED, AND DECREED THAT:
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`1.
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`The Court has jurisdiction over the subject matter of this litigation, and all actions
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`within this litigation (collectively, the “Action”) and over the parties to the Settlement
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`Agreements, including all members of the Settlement Classes and the Settling Defendants.
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`2.
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`For purposes of this Order, except as otherwise set forth herein, the Court
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`incorporates the definitions contained in the Settlement Agreements [ECF Nos. 1305-3 through
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`1305-5].
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`3.
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`The Court hereby finally approves and confirms the settlements set forth in the
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`Settlement Agreements between Class Representatives and the Settling Defendants, and finds that
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`said settlements are, in all respects, fair, reasonable, and adequate to the Settlement Classes
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`pursuant to Rule 23 of the Federal Rules of Civil Procedure.
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`4.
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`The following Classes are certified for settlement purposes only, pursuant to Rule
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`23 of the Federal Rules of Civil Procedure:
`a. NEC TOKIN
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`All persons and entities in the United States who, during, the period
`from April 1, 2002 to July 15, 2016, purchased directly from a
`distributor one or more Capacitor(s) that a Defendant manufactured.
`Excluded from the Class are Defendants, their parent companies,
`subsidiaries and affiliates, any co-conspirators, Defendants’
`_____________________________________________________________________________
`Order Granting Final Approval of Class Action Settlements with Defendants NEC Tokin, Nitsuko
`and Okaya and Approving the Plan of Allocation;
`Case No. 3:14-cv-03264-JD
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`COTCHETT, PITRE &
`MCCARTHY, LLP
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`Case 3:14-cv-03264-JD Document 1934 Filed 10/30/17 Page 3 of 5
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`and
`entities
`federal government
`case,
`this
`in
`attorneys
`instrumentalities, states and their subdivisions, all judges assigned to
`this case, all jurors in this case.
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`b. NITSUKO
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`All persons and entities in the United States who, during, the period
`from January 1, 2003 to March 29, 2016, purchased directly from a
`distributor one or more Capacitor(s) that a Defendant manufactured.
`Excluded from the Class are Defendants, their parent companies,
`subsidiaries and affiliates, any co-conspirators, Defendants’
`attorneys
`in
`this
`case,
`federal government
`entities
`and
`instrumentalities, states and their subdivisions, all judges assigned to
`this case, all jurors in this case.
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`c. OKAYA
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`All persons and entities in the United States who, during, the period
`from January 1, 2002 to April 14, 2016, purchased one or more
`Capacitor(s) from a distributor (or from an entity other than a
`Defendant) that a Defendant or alleged co-conspirator manufactured.
`Excluded from the Class are Defendants, their parent companies,
`subsidiaries and Affiliates, any co-conspirators, Defendants’
`attorneys
`in
`this
`case,
`federal government
`entities
`and
`instrumentalities, states and their subdivisions, all judges assigned to
`this case, all jurors in this case, and all persons and entities who
`directly purchased capacitors from Defendants.
`These settlement classes shall be referred to herein as the Settlement Classes.
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`The Court finds the prerequisites to a class action under Federal Rule of Civil
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`5.
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`6.
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`Procedure 23(a) have been satisfied for settlement purposes by each of the Settlement Classes in
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`that:
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`a. there are at least thousands of geographically dispersed settlement class
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`members, making joinder of all members impracticable;
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`b. there are questions of law and fact common to the settlement classes which
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`predominate over individual issues
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`c. the claims or defenses of the class representatives are typical of the claims or
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`defenses of the settlement classes;
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`_____________________________________________________________________________
`Order Granting Final Approval of Class Action Settlements with Defendants NEC Tokin, Nitsuko
`and Okaya and Approving the Plan of Allocation;
`Case No. 3:14-cv-03264-JD
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`COTCHETT, PITRE &
`MCCARTHY, LLP
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`Case 3:14-cv-03264-JD Document 1934 Filed 10/30/17 Page 4 of 5
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`d. the Indirect Purchaser Plaintiffs will fairly and adequately protect the interests
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`of the settlement classes, and have retained counsel experienced in antitrust
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`class action litigation who have, and will continue to, adequately represent the
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`settlement classes; and
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`e. resolution through class settlements is superior to individual settlements.
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`7.
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`The Court finds that this Action may be maintained as a class action under Federal
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`Rule of Civil Procedure 23(b)(3) for settlement because: (i) questions of fact and law common to
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`members of the Settlement Classes predominate over any questions affecting only the claims of
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`individual members; and (ii) a class action is superior to other available methods for the fair and
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`efficient adjudication of this controversy.
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`8.
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`Pursuant to Federal Rule of Civil Procedure 23(g), the Court hereby confirms that
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`Cotchett, Pitre & McCarthy LLP is appointed as Settlement Class Counsel, and that Indirect
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`Purchaser Plaintiffs Michael Brooks, CAE Sound, Steve Wong, Toy-Knowlogy Inc., AGS
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`Devices Co., AGS Devices Ltd., J&O Electronics, Nebraska Dynamics, Inc., Angstrom, Inc.,
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`MakersLED and In Home Tech Solutions, Inc. are appointed to serve as Class Representatives on
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`behalf of the Settlement Classes.
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`9.
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`IPPs’ notice of the Class Settlements to the Settlement Classes was the best notice
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`practicable under the circumstances. The notice satisfied due process and provided adequate
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`information to the Settlement Classes of all matters relating to the Class Settlements, and fully
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`satisfied the requirements of Federal Rules of Civil Procedure 23(c)(2) and (e)(1).
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`10.
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`The persons and entities identified in Exhibit A to this Order have timely and
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`validly requested exclusion from the Settlement Classes and, therefore, are excluded. Such
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`persons and entities are not included in or bound by this Order. Such persons and entities are not
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`entitled to any recovery of the settlement proceeds obtained through these Class Settlements.
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`11.
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`No valid objections were filed regarding any of the Class Settlements.
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`12.
`Class Members on a pro rata basis based on qualifying purchases of capacitors, is fair,
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`The Court finds that IPPs’ proposed Plan of Allocation, proposing to pay putative
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`_____________________________________________________________________________
`Order Granting Final Approval of Class Action Settlements with Defendants NEC Tokin, Nitsuko
`and Okaya and Approving the Plan of Allocation;
`Case No. 3:14-cv-03264-JD
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`COTCHETT, PITRE &
`MCCARTHY, LLP
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`Case 3:14-cv-03264-JD Document 1934 Filed 10/30/17 Page 5 of 5
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`reasonable, and adequate. In re Citric Acid Antitrust Litig., 145 F. Supp. 2d 1152, 1154 (N.D.
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`Cal. 2001). The Plan of Allocation does not unfairly favor any Class Member, or group of Class
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`Members, to the detriment of others.
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`13. Without affecting the finality of this Order in any way, this Court hereby retains
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`continuing jurisdiction over:
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`a. implementation of these settlements and any distribution to members of the
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`Settlement Classes pursuant to further orders of this Court;
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`b. disposition of the Settlement Fund;
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`c. determining attorneys’ fees, costs, expenses, and interest;
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`d. the Action until Final Judgment contemplated hereby has become effective and
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`each and every act agreed to be performed by the parties all have been
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`performed pursuant to the Settlement Agreements;
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`e. hearing and ruling on any matters relating to the plan of allocation of
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`settlement proceeds; and
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`f. all parties to the Action and Releasing Parties, for the purpose of enforcing and
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`administering the Settlement Agreements and the mutual releases and other
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`documents contemplated by, or executed in connection with the Agreement.
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`14.
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`The Court finds, pursuant to Rules 54(a) and (b) of the Federal Rules of Civil
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`Procedure, that Final Judgments of Dismissal with prejudice as to the Settling Defendants
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`(“Judgments”) should be entered forthwith and further finds that there is no just reason for delay
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`in the entry of the Judgments, as Final Judgments, in accordance with the Settlement Agreements.
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`IT IS SO ORDERED.
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`Dated: October 30, 2017
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`Hon. James Donato
`United States District Judge
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`_____________________________________________________________________________
`Order Granting Final Approval of Class Action Settlements with Defendants NEC Tokin, Nitsuko
`and Okaya and Approving the Plan of Allocation;
`Case No. 3:14-cv-03264-JD
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`Law Offices
`COTCHETT, PITRE &
`MCCARTHY, LLP
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