UNITED STATES INTERNATIONAL TRADE COMMISSION
`
`WASHINGTON, D.C. 20436
`
`Before Honorable Charles E. Bullock
`Administrative Law Judge
`
`
`
`
`
`In the Matter of
`
`CERTAIN NOISE CANCELLING
`HEADPHONES
`
`
`Investigation No. 337-TA-626
`
`
`
`COMPLAINANT BOSE CORPORATION’S OBJECTIONS TO
`RESPONDENTS’ CORRECTED AND SUPPLEMENTAL
`COMBINED TRIAL EXHIBIT LIST
`
`Pursuant to Order No. 12, attached are Complainants Bose Corporation’s (“Bose”)
`
`
`
`Objections to Respondents’ Corrected and Supplemental Combined Trial Exhibit List, including
`
`objections to witness statements. Bose reserves the right to lodge additional objections to the
`
`extent Respondents’ submit additional supplemental trial exhibit lists.
`
`
`
`
`Respectfully submitted,
`
`FISH & RICHARDSON P.C.
`
` /s/ Autumn J.S. Hwang
`
`Ruffin B. Cordell
`Andrew R. Kopsidas
`Jeffrey R. Whieldon
`Autumn J.S. Hwang
`Steven A. Bowers
`FISH & RICHARDSON P.C.
`1425 K Street, N.W.
`11th Floor
`Washington, D.C. 20005
`Telephone: (202) 783-5070
`Facsimile: (202) 783-2331
`
`
`
`
`
`Dated: September 30, 2008
`
`
`
`

`
`Charles Hieken
`Gregory A. Madera
`Stephen A. Marshall
`FISH & RICHARDSON P.C.
`225 Franklin Street
`Boston, MA 02110
`Telephone: (617) 542-5070
`Facsimile: (617) 542-8906
`
`Jordan T. Fowles
`FISH & RICHARDSON P.C.
`1717 Main Street
`Suite 5000
`Dallas, TX 75201
`Telephone: (214) 747-5070
`Facsimile: (214) 747-2091
`
`Attorneys for Complainant
`Bose Corporation
`
`- 2 -
`
`
`
`
`
`
`
`
`
`
`

`
`
`
`
`
`
`
`
`RX-2
`
`RX-3
`
`RX-4
`
`RX-5
`
`RX-6
`
`RX-7
`
`RX-8C
`
`RX-9
`
`RX-10
`
`RX-11
`
`RX-12
`
`RX-13
`
`RX-14
`
`
`Respondents’ Corrected and Supplemental Combined Trial Exhibit List – September 18, 2008
`Bose’s’ Objections – September 30, 2008
`
`
`
`EX. NO. DESCRIPTION
`RX-1
`Declaration for Patent Application; (Breen Ex.
`3)
`Declaration for Patent Application; (Sapiejewski
`Ex. 14); (BOSITC000029)
`Letter to US Patent Office from Chuck Hieken
`filing Amendment B, June 6, 1991; (Sapiejewski
`Ex. 15);
`(BOSITC000073)
`Request for Certificate of Correction of Office
`Mistake; (Sapiejewski Ex. 16); (BOSITC000155
`- BOSITC000159)
`792 Patent Re-issue Filings; (PHI0062761-
`PHI0062820)
`[Reissue Patent Application Transmittal.
`Original Patent No.: 6,597,792 B1];
`(BOSITC001186 - BOSTIC001416)
`Charles Hieken, Response to USPTO Office
`Action; (Ex. B to Phitek's Rebuttal Expert
`Report); (BOSIT0000129-BOSIT0000144)
`US Patent 4,027,117; (Ex. A to Winker’s Initial
`Expert Report); (Monahan Ex. 9);
`(Ex. A to Phitek's Rebuttal Expert
`Report); (BOSTIC521012-
`BOSITC521015)
`Photographs of Aviation Headsets Series 1;
`(Monahan Ex. 12); (Bose Production Item #8,
`13)
`Photographs of Aviation Headsets X ; (Monahan
`Ex. 13); (Bose Production Item #4)
`Photographs of QC1 / Jet Set 1;
`(Monahan Ex. 14); (Bose Production
`Item #12)
`Photographs of Aviation Headset X (Monahan
`Ex. 15); (Bose Production
`Item 11)
`Photographs of Triport Tactical Headsets;
`(Monahan Ex. 16); (Bose Production Item #3)
`US Patent 4,399,334; (Ex. B to Winker's Initial
`Expert Report); (Breen Ex. 4); (AT00132752-
`AT00132756)
`
`OBJECTION
`A
`
`
`
`
`
`
`
`A, R, C, MIL
`
`R, C, MIL
`
`
`
`C
`
`F, C, R, SW
`
`F, C, R, SW
`
`F, C, R, SW
`
`F, C, R, SW
`
`F, C, R, SW
`
`A
`
`- 3 -
`
`
`
`

`
`
`
`
`
`
`RX-16
`
`RX-17
`
`RX-18
`
`RX-19
`
`RX-20
`
`RX-21
`
`EX. NO. DESCRIPTION
`RX-15
`US Patent 4,714,134; Ex. B to Winker’s Initial
`Expert Report); (Sapiejewski Ex. 6);
`(Sapiewjewski [sic] Ex. 7); (AT00132526-
`AT00132532)
`Document From EPO website, High Compliance
`Headphone driving, EPO414479, Publication
`Date, Feb. 27, 1991; (Sapiejewski Ex. 17);
`(Gauger Ex. 12)
`Exhibit DI to European Patent Office Decision;
`(Martin Ex. 5); (BOSITC001728-
`BOSITC001742)
`US Patent 4,572,324 (Ex. A, to Winker’s Initial
`Expert Report); (AT00132846-AT00132852)
`Borwick, Loudspeaker and Headphone
`Handbook Third Edition, Focal Press,
`Sections 14.2.7 and 14.2.8; (Ex. A, to
`Winker's Initial Expert Report);
`(PHI0062918-PHI0062920)
`Borwick, Loudspeaker and Headphone
`Handbook Third Edition, Focal Press,
`Sections 14.2.3 and Fig. 14.8 and page
`605; (Ex. A, to Winker's Initial Expert
`Report); PH10062921-PH10062926)
`Noise and Vibration Control Engineering,
`Second Edition (John Wiley & Sons, Inc. 2006)
`page 216, 231-32, 235-39; (Ex. A, to Winker's
`Initial Expert Report);
`(PHI0062927-PHI0062934)
`Handbook for Sound Engineers, Second Edition
`(Macmillan Computer Publishing, Copyright
`1987 and 1991), page 119; (Ex. A, to Winker's
`Initial Expert Report); (PHI0062941-0062942)
`US Patent 6,831,984 (Ex. A, to Winker’s Initial
`Expert Report); (AT00133258-00133269)
`US Patent 4,809,811 (Ex. A to Winker's Initial
`Expert Report); (AT00132930-00132938);
`RX-25C Beranenk, Acoustics, (Acoustical Society of
`America, 1996); (Ex. B, to Winker's Initial
`Expert Report); (PHI0062999-0063003)
`US Patent 4,041,256; (Ex. B, to Winker’s Initial
`Expert Report); (AT00132679-00132685)
`US Patent 4,297,537; (Ex. B, to Winker's Initial
`Expert Report); (AT00132726-00132731)
`
`OBJECTION
`A
`
`A, C, R, MIL
`
`C, R, MIL
`
`A, R
`
`L
`
`L
`
`C, R, L, H
`
`C, R, L, H
`
`A, R
`
`A, R
`
`L
`
`A, R
`
`A, R
`
`- 4 -
`
`
`
`RX-22
`
`RX-23
`
`RX-24
`
`RX-26
`
`RX-27
`
`

`
`
`
`
`
`
`RX-30
`
`RX-31
`
`RX-32
`
`EX. NO. DESCRIPTION
`RX-28
`Patent x, B, to Winker’s Initial Expert Report);
`(BOSITC289897-
`289900)
`RX-29C D'Appollto, Testing Loudspeakers (Audio
`Amateur Publications 1998), Chapter 2, page 16;
`(Ex. B, to Winker's Initial Expert Report);
`(PHI0062997-0062998)
`US Patent 4,058,688; (Ex. A to Phitek’s
`Rebuttal Expert Report); (BOSITC289774-
`289784)
`US Patent 4,742,887; (Ex. B to Phitek’s Rebuttal
`Expert Report); (AT00132908-00132918)
`D'Appolito, Testing Loudspeakers, Ch. 3; (Ex. B
`to Phitek's Rebuttal Expert Report);
`(PHI0062972-0062984)
`Allan D. Pierce, Acoustics (excerpt); (Ex. B to
`Phitek's Rebuttal Expert Report);
`(PHI0062985-0062991); (Begault Ex.19)
`Photo's of Voyager Prototype; (Begault Ex. 3)
`RX-34
`RX-35C UK Patent Application – Application published
`23 Sep 1987; (BOSITC520970-520980)
`RX-36C U.S. Patent 2,775,309; (BOSITC521006-
`521011)
`RX-37C U.S. Patent 4,985,925; (BOSITC521054-
`521066)
`RX-38C U.S. Patent 5,937,070; (BOSITC521105-
`521127)
`EPO Documents; (PHI0062821-0062880)
`Loudspeaker and headphone Handbook,
`Borwick, 1988; (AT00008740-00008843)
`ANVT NW100 Auction Documentation;
`(AT133717-133723)
`RX-42C ATH-910PR0 design document;
`(AT133701)
`RX-43C ATH-910 Design Document; (AT133702)
`RX-44C ATH910PRO design document (English [sic]
`translation); (AT133704)
`RX-45C ATH-910 Design Document English [sic]
`translation); (AT133705)
`
`RX-33
`
`RX-39
`RX-40
`
`RX-41
`
`OBJECTION
`
`
`L, I
`
`R
`
`A, R
`
`L, I
`
`A, L, I
`
`A, F, C, R, L, SW
`R
`
`R
`
`R
`
`R
`
`A, C, F, I, R, SW
`
`
`A, D, F, C, R, H, L, SW
`
`A, F, C, R, H, L, SW
`
`A, F, C, R, H, L, SW
`A, F, C, R, H, L, SW
`
`A, F, C, R, H, L, SW
`
`- 5 -
`
`
`
`

`
`
`
`
`
`
`EX. NO. DESCRIPTION
`RX-46
`US Patent 4,005,267; (Ex. A to Winker's Initial
`Expert Report); (Monahan Ex. 8); (Ex. A to
`Phitek's Rebuttal Expert Report);
`(BOSIT0002019-002028)
`
`OBJECTION
`
`
`RX-47
`
`RX-48
`
`RX-49
`RX-50
`
`RX-51
`
`RX-52
`
`RX-53
`
`RX-54
`
`RX-55
`
`RX-56
`RX-57
`
`RX-58
`
`RX-59
`
`Alfred DiMattia, A Practical Ear Enclosure with
`Selectively Coupled Volume, 15 The Journal of
`the Acoustical Society of America, No. 3, (July,
`1967), Page(s) 295
`298.; (AT00133358 - AT00133361)
`Alfred DiMattia, A Practical Ear Enclosure with
`Selectively Coupled Volume, AES Paper
`Number 460, AES Convention 31 (October,
`1966), Page(s) 1-12.;
`(AT00133362 - AT00133373)
`Article AES, 1972, Page(s) 271-282.
`Beranek, Noise and Vibration Control, Chapter
`10, Page(s) 245 thru 269.
`Carl Poldy, The Electrical Equivalent Circuit of
`Porous Complaint Membranes and Related
`Systems, AES Paper 1957
`(D2), AES Convention 73 (March, 1983)
`Page(s) 1-15.; (AT00133530 -
`AT00133544)
`CN1213626, April 7, 1999, China;
`(AT00133318 - AT00133318)
`DE - Patent No. 3512405 Al, October 31, 1985,
`Bose; (AT00133326 - AT00133357)
`E.A.G. Shaw & G.J. Thiessen, Acoutstics [sic]
`of Circumural Earphones, 34 The Journal
`of The Acoustical Society of America, No. 9,
`Sept. 1962.; (AT00133500 -AT00133513)
`EP 0414479B1, September 27, 1995, Bose
`Corporation; (AT00133380 -AT00133385)
`EP 0688143A2, (Bose), December 20, 1995
`European - Patent No. EP 0195641B1,
`September 24, 1986, Twiney; (AT00133374 -
`AT00133379)
`France - Patent No. FR 2 595 178 Al, September
`4,1987, Yamagishi;
`(AT00133421 - AT00133442)
`GB - Patent No. 2 172 470 A, September 19,
`1986, Twiney; (AT00133461 - AT00133464)
`
`C, R, H
`
`C, R, H
`
`A, F, C, R, H, I
`A, F, C, R, L, H, I
`
`C, R, H
`
`A, C, R
`
`A, C, R, L
`
`C, R, H, L
`
`A, C, R
`
`A, C, R
`A, C, R
`
`A, C, R, L
`
`A, C, R
`
`- 6 -
`
`
`
`

`
`
`
`
`
`
`RX-61
`
`RX-62
`
`RX-63
`
`RX-64
`
`RX-65
`
`EX. NO. DESCRIPTION
`RX-60
`GB 1 379 372 A, January 2, 1975;
`(AT00133491 - AT00133499)
`GB 2 000 941 A (Matsushita), January 17, 1979;
`(AT00133443 - AT00133453)
`Germany - Patent No. G 87 0 3084,
`November 12, 1987, Sony Corporation
`Germany - Patent No. GB 37 06 481 C2,
`September 3, 1987, Yamagishi
`JP 04 227396 A (Sony), August 17, 1992;
`(AT00133514 - AT00133519)
`Naraji Sakamoto, Linear-Drive
`Headphones with Eardrum Response, AES
`paper 1341, AES Convention 60 (May, 1978),
`Page(s) 1-32.; (AT00133545-AT00133576)
`U.S. – Patent No. 1,368,307, February 15, 1921,
`Waldron; (AT00132482-AT00132484)
`U.S. - Patent No. 1,498,727, June 24, 1924,
`Haskel (PHI0001094 - PHI001096)
`U.S. - Patent No. 1,514,152, November 4, 1924,
`Gernsback; (AT00132488-AT00132490)
`U. S. - Patent No. 2,346,395, April 11, 1944,
`Rettinger; (AT00132499 -
`AT00132501)
`U.S. - Patent No. 2,490,466, December 6, 1949,
`Olson, Princeton & Preston; (AT00132510 -
`AT00132517)
`
`RX-66
`
`RX-67
`
`RX-68
`
`RX-69
`
`RX-70
`
`OBJECTION
`A, C, R
`
`A, C, R
`
`A, C, R, L
`
`A, C, R, L
`
`A, C, R, L
`
`C, R, H
`
`A, C, R
`
`A, C, R
`
`A, C, R
`
`A, C, R
`
`A, C, R
`
`A, C, R
`
`A, C, R
`
`A, C, R
`
`A, C, R
`
`A, C, R
`
`A, C, R
`
`A, C, R
`
`RX-71
`
`RX-72
`
`RX-73
`
`RX-74
`
`RX-75
`
`RX-76
`
`RX-77
`
`U.S. - Patent No. 2,622,159 December 16, 1952,
`Herman; (AT00132523-AT00132525)
`U.S. - Patent No. 2,761,912, September 4, 1956,
`Touger, Audubon & Kettler;
`(AT00132533 - AT00132537)
`U.S. - Patent No. 2,848,560, August 19, 1958,
`Wiegand, Park and Ancell; (AT00132538-
`AT00132541)
`U.S.-Patent No. 2,972,018, 1961,
`Hawley
`U.S. - Patent No. 2002/0015501A1 July 2, 2002,
`Sapiejewski; (AT00132545-AT00132556)
`U.S. - Patent No. 3,367,040, February, 1968,
`Vani; (AT00132581 - AT00132588)
`U.S. - Patent No. 3,403,235, September 24,
`1968, Bishop; (AT00132589-AT00132597)
`
`- 7 -
`
`
`
`

`
`
`
`
`
`
`EX. NO. DESCRIPTION
`RX-78
`U.S. - Patent No. 3,532,837A, October 6, 1970,
`Dyar et al.; (AT00132598-AT00132602)
`U.S. - Patent No. 3,602,329A, August 31, 1971,
`Bauer et al.; (AT00132603-AT00132610)
`Patent No. 3,644,939, February
`29, 1972, Beguin; (AT00132611 -
`AT00132614)
`U.S. - Patent No. 3,727,004, April 10, 1973,
`Bose; (AT00132615 - AT00132621)
`U.S. - Patent No. 3,766,332 A, October 16,
`1973, Carlson et al.
`U.S. - Patent No. 3,927,262, December 16,
`1975, Goeckel; (AT00132622-AT00132630)
`U.S. - Patent No. 4,005,267 December 14, 1976,
`Kishikawa, et al.; (AT00132638-AT00132642)
`U.S. - Patent No. 4,005,267, January 25, 1977,
`Görike et al.; (AT00132643-AT00132652)
`U.S. - Patent No. 4,005,268 A, January 25,
`1977, Görike et al.; (AT00132653-
`AT00132670)
`U.S. - Patent No. 4,156,118, May 22, 1979,
`Hargrave; (AT00132704 -
`AT00132707)
`U.S. - Patent No. 4,158,753, June 19, 1979,
`Görike; (AT00132708 -
`AT00132714)
`U.S. - Patent No. 4,211,898, July 8,
`1980, Atoji et al.; (AT00132715 -
`AT00132725)
`U.S. Patent No. 4,338,489, July 6,
`1982, Görike; (AT00132732 -
`AT00132740)
`U.S. - Patent No. 4,347,405 August
`31, 1982, Davis; (AT00132741 -
`AT00132751)
`U.S. - Patent No. 4,418,248, November 29,
`1983, Mathis; (AT00132770-AT00132775)
`US Patent No. 4,441,596, April 10,
`1984, Nakahara et al.; (AT00132776-
`AT00132782)
`U.S. - Patent No. 4,494,074, January 15, 1985,
`Bose; (AT00132798 - AT00132811
`U.S. - Patent No. 4,528,689 A, July 9, 1985,
`Katz; (AT00132826 - AT00132836)
`
`RX-87
`
`RX-88
`
`RX-89
`
`RX-90
`
`RX-91
`
`RX-92
`
`RX-93
`
`RX-94
`
`RX-95
`
`RX-79
`
`RX-80
`
`81
`
`RX-82
`
`RX-83
`
`RX-84
`
`RX-85
`
`RX-86
`
`OBJECTION
`A, C, R
`
`A, C, R
`
`A, C, R
`
`A, C, R
`
`A, C, R
`
`A, C, R
`
`A, C, R
`
`A, C, R
`
`A, C, R
`
`A, C, R
`
`A, C, R
`
`A, C, R
`
`A, C, R
`
`A, C, R
`
`A, C, R
`
`A, C, R
`
`A, C, R
`
`A, C, R
`
`- 8 -
`
`
`
`

`
`
`
`
`
`
`RX-97
`
`RX-98
`
`RX-99
`
`RX-100
`
`RX-101
`
`RX-102
`
`RX-103
`
`RX-104
`
`RX-105
`
`RX-106
`
`RX-107
`
`RX-108
`
`EX. NO. DESCRIPTION
`RX-96
`U.S. Patent No. 4,529,058, July 16, 1985,
`Emery; (AT00132837 -
`AT00132845)
`U.S. - Patent No. 4,592,366, June 3, 1986,
`Sainomoto et al.; (AT00132857-AT00132875)
`U.S. Patent No. 4,646,872, March 3, 1987,
`Kamon at al.; (AT00132880 -
`AT00132886)
`U.S. - Patent No. 4,669,129, June 2, 1987,
`Chance; (AT00132887 -
`AT00132891)
`U.S. - Patent No. 4,670,733, June 2, 1987, Bell;
`(AT00132892-AT00132907)
`U.S. Patent No. 4,847,908, July 11, 1989,
`Nieuwendijk et al.; (AT00132939 -
`AT00132947)
`U.S. Patent No. 4,852,177, July 25, 1989,
`Ambrose; (AT00132948 -
`AT00132956)
`U.S. Patent No. 4,893,695, January 16, 1990,
`Tamura at al.; (AT00132957-AT00132968)
`U.S. - Patent No. 4,949,806, August 21, 1990,
`Hofer; (AT00132975 -
`AT00132979)
`U.S. Patent No. 4,989,271, February 5, 1991,
`Sapiejewski, et al.; (AT00132993-AT00132997)
`U.S. - Patent No. 5,001,763, March 19, 1991,
`Moseley; (AT00132998 -
`AT00133011)
`U.S. - Patent No. 5,020,163, June, 1991, Aileo et
`al.; (AT00133012 - AT00133019)
`U.S. - Patent No. 5,117,461, May 26, 1992,
`Moseley;
`(AT00133020 -
`AT00133031)
`U.S. Patent No. 5,134,659, July 28, 1992,
`Moseley;
`(AT00133032 -
`AT00133044)
`U.S. Patent No. 5,267,321, November 30, 1993,
`Langberg; (AT00133066 -AT00133071)
`U.S. - Patent No. 5,305,387, April 19, 1994,
`Sapiejewski; (AT00133072-AT00133083)
`U.S. - Patent No. 5,343,523, October 11, 1994,
`Kilgore et al.; (AT00133084 -AT00133115)
`
`OBJECTION
`A, C, R
`
`A, C, R
`
`A, C, R
`
`A, C, R
`
`A, C, R
`
`A, C, R
`
`A, C, R
`
`A, C, R
`
`A, C, R
`
`A, C, R
`
`A, C, R
`
`A, C, R
`
`A, C, R
`
`A, C, R
`
`A, C, R
`
`A, C, R
`
`A, C, R
`
`- 9 -
`
`
`
`RX-109
`
`RX-110
`
`RX-111
`
`RX-112
`
`

`
`
`
`
`
`
`RX-114
`
`RX-115
`
`RX-116
`
`RX-117
`
`RX-118
`
`RX-119
`
`RX-120
`
`RX-121
`
`RX-122
`
`RX-123
`
`RX-124
`
`EX. NO. DESCRIPTION
`RX-113
`U.S. - Patent No. 5,497,426, March 5, 1996, Jay;
`(AT00133116 - AT00133124)
`U.S. - Patent No. 5,504,281, April 2, 1996,
`Whitney et al.; (AT00133125-
`AT00133142)
`U.S. - Patent No. 5,652,799, July 29, 1997,
`Ross, Langley, Eatwell;
`(AT00133143 - AT00133155)
`U.S. - Patent No. 5,675,658, October 7, 1997,
`Brittain; (AT00133156 -ATT00133162)
`U.S. - Patent No. 5,740,257A, April 14, 1998,
`Marcus
`U.S. - Patent No. 5,913,178, June, 1999, Olsson;
`(AT00133163 - AT00133170)
`U.S. – Patent No. 5,970,160, October, 1999,
`Nilsson et al.; (AT00133171 -AT0013380)
`U.S. Patent No. 6,061,456, May 9, 2000, Andrea
`et al.; (AT00133181 -
`AT700133232)
`U.S. - Patent No. 6,163,615, December 19,
`2000, Callahan; (AT00133233 -ATT00133243)
`U.S. - Patent No. 6,278,786B1, August 21, 2001,
`McIntosh; (AT00133244-AT00133257)
`U.S. - Patent 7,103,188 B1,
`September, 2006, Jones; (AT00133270 -
`AT00133310)
`U.S. Patent No. July 24, 2007, Mishan;
`(AT00133311 -
`AT00133317)
`U.S. Patent No. WO 98/41974, September 30,
`1995, Hoge; (AT00133664 -AT00133672)
`U.S. - Patent No. 98/41974,
`September, 24, 1998, Douglas;
`(AT00133673 - AT00133697)
`UK - Patent No. 2 168 220 A, June 11, 1986,
`Yoshiyuki et al.; (AT00133454 -AT00133460)
`UK - Patent No. GB 2 187 361 A,
`September 3, 1987, Yamagishi;
`(AT00133465 - AT00133476)
`UK Patent No. GB 2, 234 882 A,
`February 13, 1991, Salloway;
`(AT00133477 - AT00133490)
`RX-130 WO 91/13429, September 5, 1991, Noise
`Cancellation Technologies, Inc.; (AT00133577 -
`AT00133609)
`
`OBJECTION
`A, C, R
`
`A, C, R
`
`A, C, R
`
`A, C, R
`
`A, C, R
`
`A, C, R
`
`A, C, R
`
`A, C, R
`
`A, C, R
`
`A, C, R
`
`A, C, R
`
`A, C, R
`
`A, C, R
`
`A, C, R
`
`A, C, R
`
`A, C, R
`
`A, C, R
`
`A, C, R
`
`- 10 -
`
`
`
`RX-125
`
`RX-126
`
`RX-127
`
`RX-128
`
`RX-129
`
`

`
`
`
`
`
`
`EX. NO. DESCRIPTION
`RX-131 WO 95 00946 A (Active Noise and Vibration
`Technologies), January 5, 1995; (AT00133610 -
`AT00133663)
`RX-132 Witness Statement of Mark Lunt
`RX-133 Witness Statement of Keith Holland
`RX-134 Witness Statement of Douglas Winker
`RX-135 Witness statement of Steve Erickson
`RX-136
`Revised Witness Statement of Jackie Green
`RX-137
`Revised Witness Statement of Dr.
`Marshall Buck
`RX-138C Tooling Agreement between Creative
`Technology, Ltd. And Phitek Systems Limited;
`(PHI0037958-0037962)
`RX-139C Spreadsheet of Creative Labs, Inc's Financial
`Information; (Exhibit A to Creative Labs, Inc's
`Response to Bose Corporation's First Set of
`Interrogatories)
`RX-140C Spreadsheet of Creative Labs, Inc's Sales and
`Revenue Information, Inventory, and Customs;
`(Exhibit B to Creative Labs, Inc's Response to
`Bose Corporation's First Set of Interrogatories)
`RX-141C Spreadsheet of Creative Forecast
`information; (Exhibit C to Creative Labs, Inc's
`Response to Bose Corporation's First Set of
`Interrogatories); (Erickson Ex. 35)
`Respondent Phitek Systems Limited's
`Submission of Initial Expert Reports Relating to
`US Patent Nos. 6,597,792 and
`5,181,252 dated May 28, 2008
`Douglas Winker, Ph. D., CV; (Ex. A to Winker's
`Initial Expert Report); (Ex. B, to Winker's Initial
`Expert Report); (PHI0062944-0062952)
`Respondent to Phitek Systems Limited’s
`Submission of Rebuttal Expert Reports dated
`June 11, 2008
`CV of Dr. Keith Holland; (Ex. B to Phitek’s
`Rebuttal Expert Report); (PHI0062953-
`0062958)
`Opening Expert Report of Dr. Marshall Buck
`Regarding Invalidity
`RX-147C Supplemental Report of Marshall Buck (June 12,
`2008)
`RX-148 Withdrawn
`
`RX-142
`
`RX-143
`
`RX-144
`
`OBJECTION
`A, C, R
`
`See Attachment A
`See Attachment B
`See Attachment C
`See Attachment D
`See Attachment E
`See Attachment F
`
`A, F, C
`
`A, F, C
`
`A, F, C
`
`A, F, C
`
`C, H
`
`H
`
`H, D, A, C, R
`
`H
`
`C, H
`
`C, D, R, H, MIL
`
`
`
`- 11 -
`
`
`
`RX-145
`
`RX-146
`
`

`
`
`
`
`
`
`RX-150
`
`RX-154C
`
`
`RX-156
`
`RX-157
`
`RX-158
`
`EX. NO. DESCRIPTION
`RX-149
`Respondent Phitek Systems Limited's
`Supplemental Submission of Rebuttal Expert
`Reports dated June 11, 2008
`Rebuttal Expert Report of Dr. Marshall Buck
`Regarding Non Infringement dated June 11,
`2008
`RX-151C Withdrawn
`RX-152
`Chart regarding Bose's Complaint and Begault's
`Expert Report; (Begault Ex.8)
`RX-153C Piece of paper supplied by Mr. Fassold with the
`phrase "Air that can escape from a cavity is
`trapped" handwritten on it; (Begault Ex. 10)
`Dr. Keith Holland, "Derivation of
`Resonance Shift Test"; (Ex. B to Phitek's
`Rebuttal Expert Report); (PHI0062992-
`0062994)
`RX-155C Headphone Driver Impedance
`Measurements (4 Graphs); (Ex. B to
`Phitek's Rebuttal Expert Report);
`(PHI0062995-0062996)
`Respondent Phitek Systems Limited
`Notice of Subpoena Duces Tecum of
`Complainant Bose Corporation; (Monahan Ex.
`2); (Sapiejewski Ex. 10); (Martin Ex. 2)
`Letter from Andrew Kopsidas to Mark Fassold
`dated June 4, 2008 regarding Bose's witness
`designations
`Respondent Phitek Systems Limited's Notice of
`Deposition and Subpoena Duces Tecum of
`Complainant Bose Corporation
`RX-159C Complainant Bose Corporation's
`Responses to Respondent Phitek Systems
`Limited's First Set of Interrogatories dated
`01/28/08 including all documents referenced
`therein.
`RX-160C Complainant Bose Corporation's First
`Supplemental Responses and Objections to
`Respondent Phitek Systems Limited's First Set
`of Interrogatories (Nos. 3, 6, 9,
`12, 25, 26, 35, and 39) dated 02/15/08 including
`a11 documents referenced therein.
`
`OBJECTION
`A, C, R, H
`
`H
`
`
`A, F, H, I
`
`A, F, C, R, H, I
`
`A, F, C, R, H, I, MIL
`
`A, F, C, R, H, I, MIL
`
`R
`
`R
`
`R
`
`
`
`
`
`- 12 -
`
`
`
`

`
`
`
`
`
`
`EX. NO. DESCRIPTION
`RX-161C Complainant Bose Corporation’s Answers and
`Objections to Respondent Phitek System
`Limited's (NZ) Second Set of
`Interrogatories (69-70) dated 03/03/08 including
`all documents referenced therein.
`RX-162C Complainant Bose Corporation's
`Supplemental Responses to Respondent Phitek
`Systems Limited's Interrogatory Nos. 1-70 dated
`03/14/08 including all documents referenced
`therein.
`RX-163C Complainant Bose Corporation's Third
`Supplemental Responses to Respondent Phitek
`Systems Limited's First Set Interrogatories dated
`04/29/08 including all documents referenced
`therein.
`RX-164C Complainant Bose Corporation's Fourth
`Supplemental Responses to Respondent Phitek
`Systems Limited's Interrogatory Nos. (1, 4, 7,
`13, 23, 32, 33, 36-38, 40-
`43, 45, 57, 61, 63, and 67) Including all
`documents referenced therein.
`RX-165C Complainant Bose Corporation's Fifth
`Supplemental Responses to Respondent Phitek
`Systems Limited's Interrogatory Nos. 3, 6, 8, 9,
`12, 15, 16, 18, 20-22, 25,
`26, 28-39, 46-50, 53, 54, and 66
`including all documents referenced
`therein.; (Begault Ex. 17)
`RX-166C Complaint Bose Corporation’s
`Responses and Objections to Respondent Phitek
`Systems Limited, Inc.'s First Request for
`Admission (Nos. 1-139);
`(Begault Ex. 18)
`RX-167C Panasonic AV Accessory Price List - 1/03/2007;
`(PAN000003)
`RX-168C 2007 Model Introduction; (PAN 00004-000008)
`RX-169C 2007 Line-Up Information - Unit and Carton
`Dimensions; (PAN000009-000010)
`RX-170C 2007 Line-Up or PCEC -
`Model Dimensions/Weight; (PAN000011-
`000013)
`RX-171C Panasonic AV Accessory Price List -1/02/2008;
`(PAN000014-000015)
`RX-172C 2008 Accessories Brochure; (PANG00016-
`000019)
`
`OBJECTION
`
`
`
`
`
`
`
`
`
`
`
`
`A, F
`
`A, F, C, R, H, L
`A, F, C, R, H, L
`
`A, F, C, R, H, L
`
`A, F, C, R, H, L
`
`A, F, C, R, H, L
`
`- 13 -
`
`
`
`

`
`
`
`
`
`
`EX. NO. DESCRIPTION
`RX-173C 2007 Profit/Loss Figures or Accessories;
`(PAN000020-000021)
`RX-174C Audio Accessories Inventory –
`4/20/2007;(PAN000022-000026)
`RX-175C Product Proposal for Circuit City;
`(PAN000063)
`RX-176C Product Proposal for Circuit City;
`(PAN000064-000065)
`RX-177C Presentation on Panasonic's Range of
`Headphones; (PAN000068-000092)
`RX-178C Rendering of RP-HC500 Packaging;
`(PAN000097)
`RX-179C Presentation Slide on Digital Cordless
`Headphones; (PAN000098-000099)
`RX-180C Presentation Slide on Noise Canceling
`Headphones; (PAN000100)
`RX-181C FCFS Allocation, Release, ATP & Order Info;
`(PAN000119-000124)
`Inventory by PNA Warehouse Location and
`Model; (PAN000127-000129)
`RX-183C RP-HC500 Shipping Information - 2007;
`(PAN000131)
`RX-184C Panasonic AV Accessory Price List;
`(PAN000132)
`RX-185C USA 2008 Price List by Model (January to
`March shipment); (PAN000134-000137)
`RX-186C Notes on Bose headphone design;
`(BOSITC501847-501849)
`RX-187C Notes on Bose headphone design;
`(BOSITC501911)
`RX-188C E-mails regarding Bose interaction with Audio-
`Technica and prior art headphones;
`(AT00008844-000008885)
`AT900 series promotional literature
`(1995); (AT00008895-00008896)
`TK22 Headphone literature;
`(AT00008886)
`ATH-5 Headphone Literature; (AT00008887)
`ATH-V7 Literature; (AT00008888)
`ATH-M7 literature; (AT00008889)
`ATH-900 Series Literature (1988);
`(AT00008890)
`RX-195C AT, (SoundGuard) Price List Jan 1987;
`(AT00008891-00008892)
`
`OBJECTION
`A, F, C, R, H, L
`
`A, F, C, H, R
`
`A, F, C, R, H, L
`
`A, F, C, R, H, L
`
`A, F, C, H, R
`
`A, F, C, H, R
`
`A, F, C, R, H, L
`
`A, F, C, R, H
`
`A, F, C, R, H
`
`A, F, C, R, H
`
`A, F, C, R, H
`
`A, F, C, R, H, L
`
`A, F, C, R, H
`
`F, C, R, H
`
`F, C, R, H
`
`A, F, C, R, H
`
`A, F, C, R, H
`
`A, F, C, R, H
`
`A, F, C, R, H, L
`A, F, C, R, H, L
`A, F, C, R, H, L
`A, F, C, R, H
`
`A, F, C, R, L, H
`
`- 14 -
`
`
`
`RX-182C
`
`RX-189
`
`RX-190
`
`RX-191
`RX-192
`RX-193
`RX-194
`
`

`
`
`
`
`
`
`RX-200C
`
`EX. NO. DESCRIPTION
`RX-196C AT (SoundGuard) Price List June 1987;
`(AT00008893)
`RX-197C AT Price List (June 1987); (AT00008894)
`RX-198C AT (UniPoint Microphones) Price List June
`1988; (AT00008924); (AT00008926)
`RX-199C AT (Special M. Berns Cost Prices) January
`1989; (AT00008927)
`(Sound Guard) Confidential Dealer
`Price List January 1989; (AT00008928-
`00008930)
`RX-201C AT Confidential Price List January 1989;
`(AT0000$931-00008933)
`RX-202C AT (Special M. Berns Cost Prices) January
`1989; (AT00008934)
`RX-203C AT Confidential 2-Step Distributor Price List
`June 1989; (AT00008935-00008936)
`RX-204C AT confidential 2-Step Distributor Price List
`January 1990; (AT00008937-00008938)
`RX-205C AT (ATUS Stero Mixers) confidential Dealer
`Price List January 1990; (AT00008939-
`00008940)
`RX-206C AT Confidential Dealer Price List January 1990;
`(AT00008941-00008943)
`RX-207C AT (PRO Series Microphones) Confidential
`Dealer Price List January 1991; (AT00008944-
`00008945)
`RX-208C AT (800 Series Microphones) Confidential
`Dealer Price List January 1991; (AT00008946-
`00008947)
`RX-209C AT (UniPoint Microphones) Confidential Dealer
`Price List January 1991; (AT00008948-
`00008949)
`RX-210C AT (Audio For Video) Confidential Dealer Price
`List January 1991; (AT00008950-00008951)
`RX-211C AT Confidential Dealer Price List January 1991;
`(AT00008952-00008953)
`RX-212C AT Confidential Dealer Price List January 191
`[sic]; (AT00008954)
`RX-213C Confidential 2-Step Distributor Price List
`January 1991; (AT00008955-00008956)
`RX-214C AT (PRO Series Microphones);
`(AT00008957-00008958)
`RX-215C AT (UniPoint Microphones) confidential Dealer
`Price List December 1992;
`(AT00008959-00008960)
`
`OBJECTION
`A, F, C, R, H
`
`A, F, C, R, H
`A, F, C, R, H, L
`
`A, F, C, R, H
`
`A, F, C, R, H, L
`
`A, F, C, R, H, L
`
`A, F, C, H, R
`
`A, F, C, H, R
`
`A, F, C, R, H, L
`
`A, F, C, R, H
`
`A, F, C, R, H
`
`A, F, C, R, H, L
`
`A, F, C, R, H, L
`
`A, F, C, R, H, L
`
`A, F, C, H, R
`
`A, F, C, R, H, L
`
`A, F, C, R, H
`
`A, F, C, R, H
`
`A, F, C, R, H, L
`
`A, F, C, R, H, L
`
`- 15 -
`
`
`
`

`
`
`
`
`
`
`EX. NO. DESCRIPTION
`RX-216C AT (Special Purpose Microphones)
`confidential Dealer Price List December 1992;
`(AT00008961-00008962)
`RX-217C AT (Engineered Sound Microphones)
`confidential Dealer Price List December 1992;
`(AT00008963-00008964)
`RX-218C AT (Artist Series Microphones)
`confidential Dealer Price List December 1992;
`(AT00008965-00008966)
`RX-219C AT (40 Series Microphones) Confidential Dealer
`Price List December 1992;
`(AT00008967-00008968)
`RX-220C AT (PRO Series Microphones) confidential
`Dealer Price List October 1993;
`(AT00008969-00008970)
`RX-221C AT (UniPoint Microphones) Confidential Dealer
`Price List October 1993;
`(AT00008971-00008972)
`RX-222C AT (Engineered Sound Microphones)
`Confidential Dealer Price List October 1993;
`AT00008973-00008974)
`RX-223C AT (Special Purpose Microphones and
`Electronics) Confidential Dealer Price List
`October 1993; (AT00008975-00008976)
`RX-224C AT (40 Series Microphones) Confidential Dealer
`Price List October 1993;
`(AT00008977-00008978)
`(Multimedia Audio Products)
`Condifential [sic] Dear [sic] Price List January
`1994; (AT00008979-00008980)
`RX-226C Confidential Dealer Price List January 1995
`(CANADA); (AT00008981-00008982)
`RX-227C AT (Artist Series Microphones)
`Confidential Dealer Price List January 1995
`(CANADA); (AT00008983-00008984)
`RX-228C AT (40 Series Microphones) Confidential Dealer
`Price List January 1995 (CANADA);
`(AT00008985-00008986)
`RX-229C AT (Engineered Sound Microphones)
`Confidential Dealer Price List January 1995
`(CANADA); (00008987-00008988)
`RX-230C Special Purpose Microphones and
`Electronics) Confidential Dealer Price List
`January 1995 (CANADA); (AT00008989-
`00008990)
`
`RX-225C
`
`OBJECTION
`A, F, C, R, H, L
`
`A, F, C, R, H, L
`
`A, F, C, R, H, L
`
`A, F, C, R, H, L
`
`A, F, C, R, H, L
`
`A, F, C, R, H, L
`
`A, F, C, R, H, L
`
`A, F, C, R, H, L
`
`A, F, C, R, H, L
`
`A, F, C, R, H, L
`
`A, F, C, R, H, L
`
`A, F, C, R, H, L
`
`A, F, C, R, H, L
`
`A, F, C, R, H, L
`
`A, F, C, R, H, L
`
`- 16 -
`
`
`
`

`
`
`
`
`
`
`EX. NO. DESCRIPTION
`RX-231C AT (UniPoint Microphones) Confidential Dealer
`Price List January 1995 (CANADA);
`(AT00008991-00008992)
`RX-232C AT (Special Purpose Microphones and
`Electronics) Confidential Dealer Price List
`January 1995; (AT00008993-00008994)
`RX-233C AT (Phono Catridges [sic] & Styli, Sterophones,
`Microphones, Stereo Mixers and Powered
`Speakers) Confidential Dealer Price List
`(CANADA); (AT00008995-00008996)
`RX-234C AT (UniPoint Microphones) Confidential Dealer
`Price List January 1995;
`(AT00008997-00008998)
`RX-235C AT (Artist Series Microphones)
`Confidential Dealer Price List January 1995;
`(AT00008999-00009000)
`RX-236C AT (40 Series Microphones) Confidential Dealer
`Price List January 1995;
`(AT00009001-00009002)
`RX-237C AT (Engineered Sound Microphones)
`Confidential Dealer Price List January 1995;
`(AT00009003-00009004
`(Multimedia Audio Products)
`Confidential Dealer Price List July 1995;
`(AT00009005-00009006)
`(Midnight Blues) Confidential Dealer Price List
`January 1996; (AT00009007-00009008)
`RX-240C AT (Special Purpose Microphones and
`Electronics) Confidential Dealer Price List
`January 1996; (AT00009009-00009010)
`RX-241C AT (PRO Series Microphones) Confidential
`Dealer Price List January 1996;
`(AT00009011-00009012)
`RX-242C AT (40 Series Microphones) Confidential Dealer
`Price List January 1996 (CANADA);
`(AT00009013-00009014)
`RX-243C AT (Artist Series Microphones)
`Confidential Dealer Price List May 1996
`(CANADA); (AT00009015-00009016)
`RX-244C AT (Engineered Sound Microphones)
`Confidential Dealer Price List May 1996
`(CANADA); (AT00009017-00009018)
`RX-245C AT (UniPoint Microphones) Confidential Dealer
`Price List May 1996 (CANADA);
`(AT00009019-00009020)
`
`RX-238C
`
`RX-239C
`
`OBJECTION
`A, F, C, R, H, L
`
`A, F, C, R, H, L
`
`A, F, C, R, H, L
`
`A, F, C, R, H, L
`
`A, F, C, R, H, L
`
`A, F, C, R, H, L
`
`A, F, C, R, H, L
`
`A, F, C, R, H, L
`
`A, F, C, R, H, L
`
`A, F, C, R, H, L
`
`A, F, C, R, H, L
`
`A, F, C, R, H, L
`
`A, F, C, R, H, L
`
`A, F, C, R, H, L
`
`A, F, C, R, H, L
`
`- 17 -
`
`
`
`

`
`
`
`
`
`
`RX-250C
`
`EX. NO. DESCRIPTION
`RX-246C AT (Artist Series Microphones)
`Confidential Dealer Price List May 1996;
`(AT00009021-00009022)
`(Engineered 5ound Microphones)
`Confidential Dealer Price List May 1996;
`(AT00009023-00009024)
`RX-248C AT (Phono Catridges [sic] & Styli, Sterophones,
`Microphones, Stereo Mixers and Powered
`Speakers) Confidential Dealer Price List;
`(AT00009025-00009026)
`RX-249C AT (40 Series Microphones) Confidential Dealer
`Price List May 1996; (AT00009027-00009028)
`(UmPoint Microphones) Confidential Dealer
`Price List May 1996; (00009029-00009030)
`RX-251C AT (Sterophones, Microphones, Stereo Mixers
`and Powered Speakers) Confidential Dealer
`Price List January 1997; (AT00009031-
`00009032)
`RX-252C AT (Multimedia Audio Products)
`Confidential Dealer Price List January 1997;
`(00009033-00009034)
`(Professional Products) Confidential
`Dealer Price List April 1998; (AT00009035-
`00009036)
`RX-254C AT00009029
`RX-255C AT (Consumer Products) Confidential Dealer
`Price List April 2000 (EXPORT);
`(AT00009039-00009040)
`RX-256C AT (Professional Products) Confidential Dealer
`Price List April 2000 (EXPORT);
`(AT00009041-00009042)
`RX-257C AT (Professional Products) Confidential Dealer
`Price List April 2000 (CANADA);
`(AT00009043-00009044)
`RX-258C AT (Professional Products) Confidential
`Dealer Price List April 2000 (MEXICO);
`(AT00009045-00009046)
`(Consumer Products) Confidential
`Dealer Price List April 2000; (AT00009047-
`00009048)
`RX-260C AT (Professional Products) Confidential Dealer
`Price List April 2000; (AT00009049-
`00009050).,
`RX-261C AT (Consumer Products) Confidential Dealer
`Price List April 2001; (AT00009051-00009052)
`
`RX-253C
`
`RX-259C
`
`247C
`
`OBJECTION
`A, F, C, R, H, L
`
`A, F, C, R, H, L
`
`A, F, C, R, H, L
`
`A, F, C, R, H, L
`
`A, F, C, R, H, L
`
`A, F, C, R, H, L
`
`A, F, C, R, H, L
`
`A, F, C, R, H, L
`
`A, F, C, R, H, L
`A, F, C, R, H, L
`
`A, F, C, R, H, L
`
`A, F, C, R, H, L
`
`A, F, C, R, H, L
`
`A, F, C, R, H, L
`
`A, F, C, R, H, L
`
`A, F, C, R, H, L
`
`- 18 -
`
`
`
`

`
`
`
`
`
`
`RX-271
`
`RX-272
`
`RX-273
`
`EX. NO. DESCRIPTION
`RX-262C AT (Professional Products) Confidential Dealer
`Price List April 2001; (AT00009053-00009054)
`RX-263C Product Development Request AP1200;
`(AT133708)
`RX-264C Product Development Request AP1400;
`(AT133709)
`RX-265C Product Development Request AP1300;
`(AT133710)
`RX-266C AT Price List (Feb 1988); (AT133711-133712)
`RX-267C AT Price List (Feb 1988); (AT133713-133714)
`RX-268C AT Price List (1985); (AT133715-133716)
`RX-269C ATH-F3 design document; AT133703)
`RX-270C ATH-F3 design document (english
`translation); (AT133706)
`United States Patent Office Re. 26,030 Reissued
`May 24, 1966; (BOSITC002183 –
`BOSITC002186)
`Application For Canadian Patent;
`(BOSITC002323 - BOSITC002335)
`European Patent Applicati