` AS PRECEDENT OF
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`THE T.T.A.B.
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`Mailed: August 3, 2006
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`UNITED STATES PATENT AND TRADEMARK OFFICE
`________
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`Trademark Trial and Appeal Board
`________
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`In re Panasonic Corporation of North America
`________
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`Serial No. 78445277
`_______
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`Morton Amster of Amster, Rothstein & Ebenstein LLP for
`Panasonic Corporation of North America.
`
`Joanna M. Dukovcic, Trademark Examining Attorney,
`Law Office 101 (Ronald R. Sussman, Managing Attorney).
`_______
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`Before Rogers, Kuhlke and Cataldo, Administrative Trademark
`Judges.
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`Opinion by Cataldo, Administrative Trademark Judge:
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`An application was filed by Panasonic Corporation of
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`North America to register the mark shown below on the
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`Principal Register for “car audio speakers.”1
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`1 Application Serial No. 78445277, filed July 2, 2004 by
`Matsushita Electric Corporation of America, based on applicant’s
`allegation of a bona fide intent to use the mark in commerce.
`Applicant recorded its subsequent name change to Panasonic
`Corporation of North America with the Assignment Branch of this
`Office on January 26, 2005 at Reel 3016/Frame 0418.
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`Ser No. 78445277
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`The trademark examining attorney refused registration
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`under Section 2(d) of the Trademark Act on the ground that
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`applicant’s mark, as intended to be used in connection with
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`applicant’s goods, so resembles the mark HIFI.COM,
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`previously registered in standard character form on the
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`Supplemental Register for “retail store and mail order
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`services featuring audio electronic components”2 as to
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`result in confusion as to the source of those goods and
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`services.
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`When the refusal was made final, applicant appealed.
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`Applicant and the examining attorney have filed briefs. An
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`oral hearing was not requested.
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`Applicant argues that the separation of the two word
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`elements in its mark by the Greek PHI symbol “decreases the
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`significance of these elements as the recognized term ‘HI
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`PHI’”; that the letter “H” as it appears in applicant’s
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`mark “could easily be viewed as an arbitrary design” due to
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`the stylized depiction thereof; that applicant’s mark does
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`2 Registration No. 2483911, issued August 28, 2001. We note that
`at the time of issuance of the cited registration, a mark
`appearing in standard character form was identified by the term
`“typed drawing.”
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`Ser No. 78445277
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`not contain the “.COM” element of registrant’s mark; and
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`that, as a result, its “highly stylized” mark, “with its
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`dominant PHI symbol in the center and its very unusual
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`lettering,” differs in appearance from the mark in the
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`cited registration. (Applicant’s brief, page 4) Applicant
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`further argues that its mark is pronounced “HI PHI PHI” and
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`thus is different in sound from registrant’s mark.
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`Applicant argues in addition that its mark “focuses on
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`tradition, and the grandeur of ancient Greece” and thus
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`“conveys to consumers that Applicant’s car audio speakers
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`have a classic, timeless quality;” (Applicant’s brief, page
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`5) that, in contrast, the mark in the cited registration
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`“clearly focuses on the late 20th/early 21st century, and
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`advises consumers that the services covered by the Mark are
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`provided through the Internet;” (Id.) and that, as a
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`result, applicant’s mark has a different commercial
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`impression from that of the mark in the cited registration.
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`Applicant asserts that because its mark is intended to be
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`used on goods and the cited mark is used on services,
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`confusion is not likely as to the source thereof; that
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`because the cited mark is registered on the Supplemental
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`Register, it is weak and entitled only to a narrow scope of
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`protection; that in addition, there exists a number of
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`third party registrations containing the term “HI FI” for
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`Ser No. 78445277
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`consumer electronic products; and that due to the
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`sophistication of the relevant consumers, confusion is
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`unlikely as to the source of applicant’s goods and
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`registrant’s services.
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`The examining attorney maintains that the dominant
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`portion of applicant’s mark is the wording “HI PHI”; that
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`the dominant portion of registrant’s mark is the wording
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`“HIFI”; that the wording “.COM” in registrant’s mark has no
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`source identifying function; that, as a result, the
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`dominant portions of the involved marks are phonetic
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`equivalents that sound alike and “cast the same commercial
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`impression.” (Examining attorney’s brief, page 4) The
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`examining attorney further maintains that because the cited
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`mark is registered in standard character form, it may be
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`displayed in identical stylized lettering to that of
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`applicant’s mark. The examining attorney maintains in
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`addition that the marks in the third party registrations
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`relied upon by applicant contain additional, non-generic,
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`wording that distinguishes those marks from each other; but
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`that “there is no such additional auditory, non-generic
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`component that would distinguish the marks at issue in this
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`case” from each other. (Examining attorney’s brief, page
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`5) The examining attorney argues that consumers are
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`accustomed to encountering Greek characters in a variety of
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`Ser No. 78445277
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`ways; that applicant has introduced no evidence to support
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`its contention that the Greek lettering in its mark
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`suggests any connotation with ancient Greece; and that, as
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`a result, the lettering fails to distinguish applicant’s
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`mark from that in the cited registration. The examining
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`attorney also argues that even if the mark in the cited
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`registration is found to be weak, it is still entitled to
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`protection against registration by a subsequent user of the
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`same or similar mark for closely related goods or services.
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`The examining attorney further argues that applicant’s “car
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`audio speakers” are a component of electronic audio
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`systems; that applicant’s goods thus may be made available
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`through registrant’s services; that neither the involved
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`application nor the cited registration is limited as to
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`channels of trade; that, as a result, the goods and
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`services recited therein are presumed to move in normal
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`channels of trade, and are available to all potential
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`customers; and that even if consumers of applicant’s goods
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`and registrant’s services are sophisticated, they are not
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`immune from confusion as to the source thereof.
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`Applicant contends in reply that the mark in the cited
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`registration is registered on the Supplemental Register and
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`thus is deemed merely descriptive; that the examining
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`attorney did not require a disclaimer of any portion of
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`Ser No. 78445277
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`applicant’s mark, nor registration on the Supplemental
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`Register; that, as a result, the examining attorney “has
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`implicitly recognized the different impressions” created by
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`the marks. (Applicant’s reply brief, page 3) Applicant
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`further contends that the mark in the cited registration is
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`no longer in use.3
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`Before turning to the substantive ground for refusal,
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`we note that applicant has submitted several exhibits with
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`its reply brief. These exhibits consist of printouts from
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`applicant’s Internet website as well as third-party
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`Internet websites; a copy of a December 22, 2003 article
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`from Twice magazine; a printed comparison of applicant’s
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`mark and the mark in the cited registration; and a printout
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`from a third-party Internet website corresponding to the
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`domain name hifi.com. We find that these exhibits are
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`3 With its reply brief, applicant submitted an exhibit in support
`of its assertion that the cited mark is no longer in use. First,
`and as explained in greater detail infra, such evidence is
`untimely. Furthermore, Section 7(b) of the Trademark Act
`provides that a certificate of registration on the Principal
`Register shall be prima facie evidence of the validity of the
`registration, of the registrant’s ownership of the mark and of
`the registrant’s exclusive right to use the mark in commerce in
`connection with the goods or services specified in the
`certificate. During ex parte prosecution, an applicant will not
`be heard on matters that constitute a collateral attack on the
`cited registration, as is the case herein. See In re Dixie
`Restaurants, 105 F.3d 1405, 41 USPQ2d 1531 (Fed. Cir. 1997); and
`In re Peebles Inc., 23 USPQ2d 1795, 1797 n. 5 (TTAB 1992). Thus,
`we have given no consideration to applicant’s remarks in this
`regard.
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`manifestly untimely, and they have not been considered.
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`See Trademark Rule 2.142(d) (the record in the application
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`should be complete prior to the filing of an appeal). We
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`note, however, that had we considered these exhibits in our
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`determination of the issue on appeal, the result would be
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`the same.
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`Our determination of the issue of likelihood of
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`confusion is based on an analysis of all of the probative
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`facts in evidence that are relevant to the factors set
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`forth in In re E. I. du Pont de Nemours & Co., 476 F.2d
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`1357, 177 USPQ 563 (CCPA 1973). See also In re Majestic
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`Distilling Co., Inc., 315 F.3d 1311, 65 USPQ2d 1201 (Fed.
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`Cir. 2003). In any likelihood of confusion analysis,
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`however, two key considerations are the similarities
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`between the marks and the similarities between the goods
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`and/or services. See Federated Foods, Inc. v. Fort Howard
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`Paper Co., 544 F.2d 1098, 192 USPQ 24 (CCPA 1976). See
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`also In re Dixie Restaurants Inc., supra.
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`First, we turn to the second du Pont factor, i.e., the
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`similarity or dissimilarity between the parties’ recited
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`goods and services. In making our determination, we look
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`to the goods and services as identified in the involved
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`application and cited registration. See Octocom Systems,
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`Inc. v. Houston Computers Services Inc., 918 F.2d 937, 16
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`USPQ2d 1783, 1787 (Fed. Cir. 1990) (“The authority is
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`legion that the question of registrability of an
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`applicant’s mark must be decided on the basis of the
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`identification of goods set forth in the application
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`regardless of what the record may reveal as to the
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`particular nature of an applicant’s goods, the particular
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`channels of trade or the class of purchasers to which the
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`sales of goods are directed.”) See also Paula Payne
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`Products v. Johnson Publishing Co., 473 F.2d 901, 177 USPQ
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`76, 77 (CCPA 1973) (“Trademark cases involving the issue of
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`likelihood of confusion must be decided on the basis of the
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`respective descriptions of goods.”)
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`In this case, applicant’s goods, identified as “car
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`audio speakers,” would appear on their face to be related
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`to registrant’s “retail store and mail order services
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`featuring audio electronic components.” The examining
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`attorney has made of record with her final Office action a
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`dictionary entry in which “component” is defined, inter
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`alia, as “a constituent part: INGREDIENT”4 in support of
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`her argument that “car audio speakers” are an “audio
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`electronic component.” In addition, the examining attorney
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`has submitted with her first and final Office actions
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`4 Merriam-Webster Online Dictionary, available at http://www.m-
`w.com.
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`articles retrieved from Internet web pages indicating that
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`audio speakers for cars are made available by means of
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`electronic retail services. As such, the record in this
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`case tends to support a finding that applicant’s goods are
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`related to registrant’s services. See discussion in In re
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`Gerhard Horn Investments Ltd., 217 USPQ 1181, 1182 (TTAB
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`1983). However, although we must presume that applicant's
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`goods may be sold in retail stores featuring audio
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`electronic components or by a mail order service featuring
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`such goods, we do not presume that registrant would
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`purchase and sell applicant's goods and thereby create
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`confusion (assuming that the marks are similar enough that
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`such an arrangement would result in consumer confusion).
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`In short, while the goods and services are related, we
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`disagree with the examining attorney's contention that
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`confusion might result from registrant's sale of
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`applicant's goods. Nor do we find it reasonable to
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`conclude that consumers familiar with registrant's services
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`would, upon subsequently being confronted with applicant's
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`goods for sale, assume that registrant had expanded its
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`business to include the manufacture and sale of its own
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`brand audio components. First, there is no evidence of
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`record to support such as a natural expansion of
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`registrant's business. Second, if registrant were to begin
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`to manufacture its own brands of components, it seems
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`logical that it would sell them in their own stores or
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`through their own mail order service, not through others.
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`This is not a case like Gerhard Horn, supra, in which a
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`likelihood of confusion was found because the identical and
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`arbitrary mark was used for "retail women's clothing store
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`services" and "woven and knit fabrics of cotton, acrylic
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`and polyester," so that consumers would assume some
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`connection "coming upon applicant's services and
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`registrant's goods, even in separate retail locations or
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`through differing channels of trade." Gerhard Horn, 217
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`USPQ at 1182.
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`We turn now to the first du Pont factor, i.e., whether
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`applicant’s mark and the mark in the cited registration are
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`similar or dissimilar when compared in their entireties in
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`terms of appearance, sound and connotation. The test,
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`under this du Pont factor, is not whether the marks can be
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`distinguished when subjected to a side-by-side comparison,
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`but rather whether the marks are sufficiently similar in
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`terms of their overall commercial impression that confusion
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`as to the source of the goods and services offered under
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`the respective marks is likely to result. The focus is on
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`the recollection of the average purchaser, who normally
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`retains a general rather than a specific impression of
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`trademarks. See Sealed Air Corp. v. Scott Paper Co., 190
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`USPQ 106 (TTAB 1975). Furthermore, although the marks at
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`issue must be considered in their entireties, it is well
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`settled that one feature of a mark may be more significant
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`than another, and it is not improper to give more weight to
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`this dominant feature in determining the commercial
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`impression created by the mark. See In re National Data
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`Corp., 753 F.2d 1056, 224 USPQ 749 (Fed. Cir. 1985).
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`In this case, we note that applicant’s mark is similar
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`to the cited mark in appearance to the extent that both
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`begin with the identical wording “HI” and respectively
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`contain the related wording “FI” and “PHI.” However, the
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`marks are dissimilar in appearance in that applicant’s mark
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`prominently contains the Greek “phi” symbol in its center,
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`separating the wording “HI” and PHI.” A potential consumer
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`viewing applicant’s mark will be drawn first to the “phi”
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`symbol, displayed in large size and bold presentation,
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`prior to noticing the wording. Even consumers unfamiliar
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`with the Greek alphabet and thus unaware of the meaning of
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`the “phi” symbol would be drawn to what they would perceive
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`as a prominent design element in the center of the mark.
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`As such, the Greek “phi” symbol is the dominant portion of
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`applicant’s mark, and its presence therein renders
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`applicant’s mark notably dissimilar from that of registrant
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`in appearance. The marks are further dissimilar in
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`appearance in that the mark in the cited registration
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`contains the wording “.COM,” which is absent from
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`applicant’s mark.
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`With regard to sound, we note that applicant’s mark is
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`similar to the mark in the cited registration in that
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`“HIFI” is essentially identical in pronunciation to “HI
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`PHI.” Moreover, we find no support for applicant’s
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`contention that its mark would be pronounced “HI PHI PHI,”
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`but consider it rather more likely that consumers would
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`pronounce the wording “HI PHI” and not pronounce the Greek
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`letter in the center of the mark. However, the marks are
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`dissimilar in sound due to the presence of “.COM” in
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`registrant’s mark. Thus, regardless of whether applicant’s
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`mark is pronounced “HI PHI” or “HI PHI PHI,” it differs in
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`sound from registrant’s mark, which is pronounced “HI FI
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`DOT COM.” In the examining attorney’s analysis,
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`registrant’s mark has been treated as if the “.COM” portion
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`would be ignored, treatment we find inappropriate. Even
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`disclaimed or descriptive matter in a mark must be
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`considered in assessing similarity of the marks.
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`With regard to the overall impression conveyed by the
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`marks, we note that the meaning or connotation of a mark
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`must be determined in relation to the recited goods or
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`services. See In re Sears, Roebuck and Co., 2 USPQ2d 1312
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`(TTAB 1987); and In re British Bulldog, Ltd., 224 USPQ 854
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`(TTAB 1984). In this case, applicant’s mark is similar to
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`that of registrant in that both convey the notion of high
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`fidelity audio equipment. However, the marks are
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`dissimilar in that the top level domain locator “.COM” in
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`registrant’s mark strongly conveys the availability of
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`registrant’s services via the Internet. Furthermore, the
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`presence of the “phi” symbol in applicant’s mark conveys to
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`those who recognize it some Greek connotation, whether that
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`is a timeless quality as argued by applicant or a
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`mathematical significance, as suggested by the examining
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`attorney.
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`In addition, applicant relies upon several third-party
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`registrations to demonstrate that the term “HI-FI” or
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`“HIFI” for audio-related goods or services is very weak,
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`and thus afforded a narrow scope of protection. Third-
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`party registrations can be used as a form of a dictionary
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`definition to illustrate how a term is perceived in the
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`trade or industry. See In re J.M. Originals Inc., 6 USPQ2d
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`1393, 1394 (TTAB 1987). “Such third party registrations
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`show the sense in which the word is used in ordinary
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`parlance and may show that a particular term has
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`descriptive significance as applied to certain goods or
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`services.” See Institut National Des Appellations
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`D’Origine v. Vintners International Co., 958 F.2d 1574, 22
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`USPQ2d 1190, 1196 (Fed. Cir. 1992). As shown by
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`applicant’s evidence, the term “HIFI” or “HI-FI” has been
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`regarded as merely descriptive in a number of third-party
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`marks, the registrations of which largely include
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`disclaimers of the term “HIFI” or “HI-FI” or appear on the
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`Supplemental Register. See General Mills Inc. v. Health
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`Valley Foods, 24 USPQ2d 1270, 1277 (TTAB 1972). Here, we
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`find the evidence persuasive to show that “HIFI” or “HI-FI”
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`is a weak term as applied to audio components and services
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`related thereto. See Registration No. 2,389,806 for the
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`mark MAGNOLIA HI-FI (HI-FI disclaimed) for “retail store
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`services featuring consumer electronics;” (2) Registration
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`No. 2,564,235 for the mark HIFI WORKS (HIFI disclaimed) for
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`“in wall audio speakers and in ceiling audio speakers;” (3)
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`Registration No. 2,191,623 for the mark HIFI FILTRATION
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`BASS REFLEX SPEAKER (Supplemental Register; HIFI and BASS
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`REFLEX SPEAKER disclaimed) for “audio apparatus, namely,
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`combined radio receiver, cassette deck, compact disc
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`player, mini disc player-recorder, amplifier and speaker
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`system; and mini disc players/recorders;” (4) Registration
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`No. 1,339,790 for the mark BETA HI-FI (Supplemental
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`Register; HI-FI disclaimed) “for stereo video tape cassette
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`Ser No. 78445277
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`recorders;” and (5) Registration No. 2,471,323 for the mark
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`HERHIFI.COM for “retail store, on-line retail store and
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`mail-order services, all featuring audio electronic and
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`video equipment and accessories, satellite television
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`receiving equipment and accessories, cameras, telephones
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`and electronic clocks.”
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`Based upon the foregoing, we find that the
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`dissimilarities between applicant’s mark and the mark in
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`the cited registration outweigh the similarities,
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`particularly given the weakness of the common element. See
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`King Candy Co. v. Eunice King’s Kitchen, Inc., 182 USPQ
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`108, 110 (CCPA 1974). See also Colgate-Palmolive Co. v.
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`Carter-Wallace, Inc., 432 F.2d 1400, 167 USPQ 529 (CCPA
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`1970); and Sure-fit Products Co. v. Saltzson Drapery Co.,
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`254 F.2d 158, 117 USPQ 295 (CCPA 1958). Thus, the first du
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`Pont factor regarding the similarity of the marks favors
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`applicant.
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`Thus, we find that despite the facial relatedness of
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`the goods and services, opportunities for confusion in the
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`marketplace may actually be more limited than a first
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`glance at the respective identifications might suggest, and
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`the marks are sufficiently dissimilar, particularly in view
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`of the very weak nature of the common elements HIFI and HI
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`PHI, that confusion is not likely between applicant’s mark
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`and the mark in the cited registration.
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`Decision: The refusal to register is reversed.
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