"4 nearer/Pro vz NOV 2005
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`““5 0F INVENT'ON PUPIL DETECTION DEVICE AND IRIS AUTHENTICATION APPARATUS
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`APPLICANT(S) FOR D0/EO/US
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`Morio SUGITA, Masahiro WAKAMORI and Takeshi FUJIMATSU
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`PTO-1390 (Rev. 07-2005)
`Approved for use through 3/31/2007. OMB 0651-0021
`U.S. Patent and Trademark Oflice; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
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`TRANSMITTAL LETTER TO THE UNITED STATES
`Aflsg'é‘gsgm‘cm NUMBER
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`DESIGNATED/ELECTED OFFICE (DOIEOIUS)
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`CONCERNING A SUBMISSION UNDER 35 U.S.C. 371
`eggpggfiwggggwewga 15)
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`INTERNATIONAL APPLICATION NO.
`INTERNATIONAL FILING DATE
`PRIORITY DATE CLAIMED
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`PCT/JP2005/00951O
`25.05.2005 (25 May 2005)
`14.07.2004 (14 July 2004)
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`Applicant herewith submits to the United States Designated/Elected Office (DOIEOIUS) the following items and other information:
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`1.
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`This is a FIRST submission of items concerning a submission under 35 U.S.C. 371.
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`2. D This is a SECOND or SUBSEQUENT submission of items concerning a submission under 35 U.S.C. 371.
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`5.
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`This is an express request to begin national examination procedures (35 U.S.C. 371(f)). The submission must include items
`(5), (6), (9) and (21) indicated below.
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`The US has been elected (Article 31).
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`A copy of the International Application as filed (35 U.S.C. 371(c)(2))
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`a.
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`is attached hereto (required only if not communicated by the International Bureau).
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`b. I] has been communicated by the International Bureau.
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`c. D is not required, as the application was filed in the United States Receiving Office (RO/US).
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`An English language translation of the International Application as filed (35 U.S.C. 371(c)(2)).
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`a.
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`is attached hereto.
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`b. D has been previously submitted under 35 U.S.C. 154(d)(4).
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`Amendments to the claims of the International Application under PCT Article 19 (35 U.S.C. 371(c)(3))
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`a. [:1 are attached hereto (required only if not communicated by the International Bureau).
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`b. C]
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`have been communicated by the International Bureau.
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`An oath or declaration of the inventor(s) (35 U.S.C. 371(c)(4)).
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`c. D have not been made; however. the time limit for making such amendments has NOT expired.
`have not been made and will not be made.
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`An English language translation of the amendments to the claims under PCT Article 19 (35 U.S.C. 371(c)(3)).
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` An English language translation of the annexes of the International Preliminary Examination Report under PCT
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`Article 36 (35 U.S.C. 371(c)(5)).
` Items 11 to 20 below concern document(s) or information included:
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`An Information Disclosure Statement under 37 CFR 197 and 1.98.
`11.
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`12.
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`13.
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`14.
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`15.
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`16.
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`17.
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`18.
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`19.
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`An assignment document for recording. A separate cover sheet in compliance with 37 CFR 3.28 and 3.31 is included.
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`A preliminary amendment.
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`An Application Data Sheet under 37 CFR 1.76.
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`A substitute specification.
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`A power Of attorney and/or change of address letter.
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`A computer-readable form of the sequence listing in accordance with PCT Rule 13ter.2 and 37 CFR 1.821- 1.825.
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`A second copy of the published International Application under 35 U.S.C. 154(d)(4).
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`A second copy of the English language translation of the international application under 35 U.S.C. 154(d)(4).
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`Otheritems orinformafion; Certificate of Express Mailing and PTO-2038
`20.
`This collection of information is required by 37 CFR 1.414 and 1.491-1.492. The information is required to obtain or retain a benefit by the public. which is to file (and by the
`USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 15 minutes to complete.
`including gathering information. preparing. and submitting the completed form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount
`of time you require to complete this form and/or suggestions for reducing this burden. should be sent to the Chief Information Officer, US. Patent and Trademant Office. US.
`Department of Commerce. PO. Box 1450, Alexandria. VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Mall Stop PCT,
`Commissioner for Patents, PO. Box 1450. Alexandria, VA 22313-1450.
`Page 1 of 2
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`Search fee (37 CFR 1.492(b))
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`if the written opinion prepared by ISA/US or the International preliminary examination report prepared
`by IPENUS indicates all claims satisfy provisions of PCT Article 33(1)-(4)...
`............ $0
`Search fee (37 CFR 1.44(a)(2)) has been paid on the international application to the USPTO as
`an international Searching Authority................................................................................... 5100
`International Search Report prepared by an ISA other than the US. and provided to the Office or
`previously communicated to the US by the lB
`.................................... $400
`All other situations ................................................................................................ $500
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`PTO-1390 (Rev. 07-2005)
`Approved for use through 3/31/2007. OMB 0651-0021
`US. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
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`MWPCWTO 02 NOVZOOB
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`INTERNATIONAL APPLICATION NO.
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`ATTORNEY'S DOCKET NUMBER
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`PCT/JP2005/009510
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`U.S. APPLICATION NO. (if known, see 37 CFR 1.5)
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`MAT-8762US
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`CALCULATIONS
`PTO USE ONLY
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`21.
`Basic national fee (37 CFR 1.492(a)) ..................................................... $300
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`22.
`Examination fee (37 CFR 1.492(c))
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`If the wntten opinion prepared by iSA/US or the international preliminary examination report prepared
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`by iPENUS indicates all claims satisfy provisions of PCT Article 33(1)-(4)...
`............ $0
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`All other situations ................................................................................................ $200
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`TOTAL OF 21 22 and 23 =
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`Additional fee for specification and drawings filed in paper over 100 sheets (excluding
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`sequence listing or computer program listing filed in an electronic medium).
`The fee is $250 for each additional 50 sheets of paper or fraction thereof.
`Total Sheets
`Extra Sheets
`Number of each additional 50 or fraction
`RATE
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`thereof (round up to a whole number)
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`- 100 =
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`Surcharge of $130.00 for furnishing the oath or declaration later than 30 months from the earliest
`claimed priority date (37 CFR 1.492(e)).
`CLAIMS
`NUMBER FILED
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`NUMBEREXTRA —_
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`MULTIPLE DEPENDENT CLA|M(S) (if applicable)
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`$360
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` Processing fee of $130.00 for furnishing the English translation later than 30 months from the earliest
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`claimed priority date (37 CFR 1.492(0).
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`$ 900 TOTAL NATIONAL FEE =
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` Fee for recording the enclosed assignment (37 CFR 1.21(h)). The assignment must be accompanied
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`by an appropriate cover sheet (37 CFR 3.28, 3.31). $40.00 per property
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`TOTAL FEES ENCLOSED =
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`b. E]
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`Please charge my Deposit Account No.
`A duplicate copy of this sheet is enclosed.
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`in the amount of $
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`to cover the above fees.
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`c.
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`d.
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`The Commissioner is hereby authorized to charge any additional fees which may be required, or credit any overpayment to Depositt
`Account No.
`18-0350 . A duplicate copy of this sheet is enclosed.
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`FeeS‘are to be charged to a credit card. WARNING: information on this form may be me public. Credit card information should not
`be included on this form. Provide credit card information and authorization on PT'
`'038.
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`a. I: A check in the amount of $
`to cover the above fees is enclosed.
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`and granted to restore the intemationai Application to pending status.
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`m Customer Number
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`Lawrence E. Ashery
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`B Ratner Prestia, P.O. Box 930. Valley Forge, PA 19482
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`D RatnerPrestia, PO. Box 1596,Wiimington. DE 19899
`34 515
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`Date :
`November 2. 2005
`REGISTRATION NUMBER
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`FORM PTO-1390 (REV. 02-2005)
`Page 2 0f 2
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`SEND ALL CORRESPONDENCE TO:
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`52473
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`OR
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`NATURE
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`CERTIFICATE OF MAILING BY “EXPRESS MAIL" (37 CFR 1.10)
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`Applicant:
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`Morio SUGITA, et al.
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`Docket No.
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`MAT-8762US
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`'mwac’aPcT/m 02 NOV 200
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`Z) lication No
`i
`i D cigégzes
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`Filing Date
`Herewith
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`Examiner
`To Be Assigned
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`Group Art Unit
`To Be Assigned
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`APPARATUS (AS AMENDED)
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`I hereby certify that the following correspondence:
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`PCT National Stage Application with PTO-1390 and its enclosures
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`Invention: PUPIL DETECTION DEVICE AND IRIS AUTHENTICATION
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`Is being deposited with the United States Postal Service “Express Mail Post Office to Addressee” service under
`37 CFR 1.10 in an envelope addressed to:
`Mail Stop PCT, Commissioner for Patents, Alexandria, VA 22313-1450 on: November 2I 2005
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`(Identify type of correspondence)
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`KAIflLEEN LIBBY
`(Typed or Printed Name of Person M ilin Correspondence)
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`(Sign ture of Person Mailing Corresp
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`dence)
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`EV 522 439 326 US
`(“Express Mail” Mailing Label Number)
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`_-
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`Note: Each paper must have its own certificate of mailing.
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`P06A/13EX02 ;
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