Receipt date: 32/02/2009
`
`“$547023 ~ GAL): 2895
`
`PTO/SB/Osa (02-09)
`
`INFORMATION DISCLOSURE
`
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary)
`
`Examiner Name
`
`SHEET 1 of 2
`
`Attorney Docket No.
`
`Complete if Known
`12/547,023
`
`Mizuyama
`
`281 1
`
`
`
`Examiner
`Initials*
`
`
`
`200:6.Hm
`
`Document Number
`
`Number - Kind Code
`
`2 (if known)
`
`
`
`
`
`U.S. PATENT DOCUMENTS
`
`Pages, Columns, Lines, Where
`
`Name of Patentee or
`Relevant Passages or Relevant
`Publication Date
`
`Applicant of Cited Document
`Figures Appear
`(MM-DD-YYYY)
`
`Moriguchi, et al.
`5/28/1985
`US-4,520,381
`— —
`2/22/19137
`Terazono —
`4/24/2001 —_
`9/11/2001 _—
`6/17/2008 ——
`10/09/2008 ——
`1/27/2008
`6/18/2009
`3/05/2009
`
`
`
`MATB-435US
`
`
`
`
`
`Figures Appear
`
`—
`US- _
`US- _
`US- —
`c ‘P
`c 9”
`
`—_—_——_
`
`
`
`CCCwas“
`
`c H“
`c ‘P
`
`
`
`
`
`Examiner
`
`Foreign Patent Document
`' ——3——4‘—W Publication Date
`COUWY C°de ' Number ‘ Km COde
`(MM-DD-YYYY)
`
`Name of Patentee or
`Applicant of Cited
`Document
`
`Pages, Columns,
`Lines, Where Relevant
`Passages or Relevant
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`FOREIGN PATENT DOCUMENTS
`
`Examiner
`Signature
`
`Date
`Considered
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`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw llne through citation if not in conformance and not
`considered.
`Include copy of this form with next communication to Applicant.
`1Applicant's unique citation designation number (optional).
`ZSee Kind Codes of USPTO Patent Documents at www.usptg.ggv or MPEP 901.04.
`3Enter Office that issued the document, by the two-letter code (WIPO Standard St.3).
`“For Japanese patent documents, the indication of the year of the reign of the Emperor must precede the serial number of the patent document.
`5Kind of document by the appropriate symbols as indicated on the document under WIPO Standard ST.16 if possible.
`6Applicant is to place a check mark here if English language translation is attached.
`The collection of information ls required by 37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the public which is to file (and by the
`USPTO to process) an application. Confidentiality ls governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to complete,
`including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments
`on the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent
`and Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS
`ADDRESS. SEND TO: Commissioner for Patents, P.0. Box 1450, Alexandria, VA 22313-1450.
`If you need assistance in completing the form, call 1-800—PTO-9199 (1 -800-786-91 99) and select option 2.
`
`ALL REFERENCES CONSiQERED EXCEPT WHERE LiNEE) THRQUQt—i.
`
`/JT/
`
`

`

`Receipt date: 32/02/2009
`
`32547023 ~ GAL): 2895
`PTO/SB/OBb (02-09)
`
`
`
`
`
`
`INFORMATION DISCLOSURE
`
`STATEMENT BY APPLICANT
`
`
`
`(Use as many sheets as necessary)
`
`—_
`
`
`MATB-435US
`Attorney Docket No.
` SHEET 2 of 2
`
`
`
`NON-PATENT LITERATURE DOCUMENTS
`
`No 1
`
`
`
`Include name of the author (in CAPITAL LEI‘I'ERS), title of the article (when appropriate), title of the item (book,
`magazine, journal, serial, symposium, catalog, etc.), date, page(s), volume-issue number(s), publisher, city and/or
`
`
`
` country where published
`
`
`
` Dietz et al., “Very Low-Cost Sensing and Communication Using Bidirectional LEDs”, Mitsubishi Electric
`- Research Laboratories, Inc., 2003, pp. 1-19
`- Technology and Applications Of Light Emitting Diodes, LEDs Magazine, March, 2007, pp. 1-3
`
`Specifications for Nichia Blue LED, Model NSPBR70BSS, Nichia Corporation, pp. 1-12
`
`Photodiodes Molded Into Clear Plastic Packages, Hamamatsu Corporation, pp. 1-5;
`www.hamamatsu.com, August, 2008
`
`- Toshiba LED Lamp, June, 2001, pp. 1-29
`
`Cite
`
`Examiner
`
`
`
`
`
`H
`
`H
`
`Simple Photo—Enhanced Chemical Wet Etching”, Japanese Journal of Applied Physics, Vol. 43, No. 5A,
`2004, pp. L637-L639
`
`Gao, et al., “Roughening Hexagonal Surface Morphology On Laser Lift-Off (LLO) N-Face GaN With E
`
`
`I Choi, et al., “Fabrication And Performance Of Parallel-Addressed In GaN Micro-LED Arrays”, IEEE
`
`Photonics Technology Letters, Vol. 15, No. 4, April, 2003, pp. 510-512
`
`
`
`Examiner
`Signature
`
`.
`
`aw
`
`.
`
`.
`
`I
`
`Date
`Considered
`
`_
`.
`/H isai/ (02/17/2012)
`_
`..
`*EXAMINER: Initial if reference conSIdered, whether or not citation‘ls In conformance wrth MPEP 609. Draw line through citation If not in conformance and not
`Include copy of this form with next communication to Applicant.
`considered.
`1Applicant’s unique citation designation number (optional).
`2Applicant is to place a check mark here if English language translation is attached.
`The collection of information is required by 37 CFR 1.98. The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO
`to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 120 minutes to complete, including
`gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the
`amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and
`Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES 0R COMPLETED FORMS TO THIS ADDRESS.
`SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`If you need assistance in completing the form, call 1-800-PTO-9199 (1-800-786—9199) and select option 2.
`
`ALL REFERENCES CONSlQERED EXCEPT WHERE LiNEE) THRQUQi—i.
`
`/JT/
`
`