`
`Document Description: Request under 37 CFR 1.46(c) to correct, update or change the applicant.
`PTO/AIA/41 (04-15)
`Approved for use through 11/30/2020. OMB 0651-0031
`U.S. Patent and Trademark Office, U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`REQUEST TO CORRECT OR UPDATE
`THE NAME OF THE APPLICANT UNDER
`
`Application Number
`
`14/862,069
`09-22-2015
`
`(Coni. #1775)
`
`37 CFR 1.46(c)(1), OR CHANGE THE
`
`APPLICANT UNDER 37 CFR 1.46(c)(2)
`(FOR USE ONLY IN APPLICATIONS FILED ON OR AFTER
`SEPTEMBER 15, 2012)
`
`Practitioner Docket
`Number
`
`Tomoyoshi TOKUMARU
`
`,
`Dan'e'le 8' Henke'
`050002—0036
`
`To: Commissioner for Patents
`P.O. Box 1450
`
`Alexandria, VA 22313-1450
`
`
`
`Applicant hereby requests that the name of the applicant be corrected or updated under 37 CFR 1.46(c)(1), or that the applicant be changed
`under 37 CFR 1.46(c)(2), in the above—identified application. Requests under 37 CFR 1.46(c)(1) or (c)(2) cannot be submitted after payment of
`the issue fee or if the application has been patented.
`
`Please checkthe applicable box(es) below.
`
`El
`
`1. This request is to correct or update the name of the applicant (under 37 CFR 1.46(c)(1)) and includes:
`
`D An application data sheet (ADS) in accordance with 37 CFR 1.76(c) with the corrected or updated information shown with markings
`(e.g., underlining for insertions, strikethrough for deletions). A Corrected Web—based ADS may be used.
`
`Note: Requests under 37 CFR 1.46(c)(1) may be filed to correct typographical errors in the name ofthe § 1.46 applicant, or for
`updating the name of the § 1.46 applicant (i.e., where there is no change in the applicant itself butjust in the applicant’s name). See
`the Manual of Patent Examining Procedure (MPEP) section 605.01.
`
`IE)
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`2. This request is to change the applicant (under 37 CFR 1.46(c)(2)) and includes:
`
`lil An application data sheet (ADS) in accordance with 37 CFR 1.76(c) that identifies the changes with proper markings (underlining for
`insertions and strikethrough for deletions). A Corrected Web—based ADS may be used.
`
`IE A Statement Under 37 CFR 3.73(c) (Form PTO/AIA/96 or equivalent). See MPEP 325.
`
`lam the
`
`D applicant*
`
`IE attorney or agent of record
`Registration number 601453
`
`|:|
`
`attorney or agent acting under 37 CFR 1.34
`Registration number
`
`
`Signature /Tomoki Tanida/
`Typed or printed name Tomoki Tanida
`Date OctoberS, 2018
`
`NOTE: This form must be signed in accordance with 37 CFR 1.33. See 37 CFR 1.4 for signature requirements and certifications. *Juristic entities
`must be represented by a patent practitioner (See 37 CFR 1.31, applicable to any paper filed on or after September 16, 2012 that is presented
`on behalfof a juristic entity, regardless of application filing date). Submit multiple forms if more than one signature is required, see below**.
`
`forms are submitted.
`|:| ** Total of
`This collection of information is required by 37 CFR 1.36. The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO to
`process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 12 minutes to complete, including
`gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the
`amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and
`Trademark Office, U.S. Department of Commerce, PO. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND
`TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`Ifyou neeal assistance in completing the form, call 1-800—PTO-9199 and select option 2.
`
`
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`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with your
`submission of the attached form related to a patent application or patent. Accordingly, pursuant to the
`requirements of the Act, please be advised that: (1) the general authority for the collection of this information is
`35 U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary; and (3) the principal purpose for which
`the information is used by the US. Patent and Trademark Office is to process and/or examine your submission
`related to a patent application or patent.
`If you do not furnish the requested information, the US. Patent and
`Trademark Office may not be able to process and/or examine your submission, which may result in termination
`of proceedings or abandonment ofthe application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1 . The information on this form will be treated confidentially to the extent allowed under the Freedom of
`Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from this system of records
`may be disclosed to the Department of Justice to determine whether disclosure of these records is
`required by the Freedom of Information Act.
`A record from this system of records may be disclosed, as a routine use, in the course of presenting
`evidence to a court, magistrate, or administrative tribunal, including disclosures to opposing counsel in
`the course of settlement negotiations.
`A record in this system of records may be disclosed, as a routine use, to a Member of Congress
`submitting a request involving an individual, to whom the record pertains, when the individual has
`requested assistance from the Member with respect to the subject matter ofthe record.
`A record in this system of records may be disclosed, as a routine use, to a contractor of the Agency
`having need forthe information in orderto perform a contract. Recipients of information shall be required
`to comply with the requirements ofthe Privacy Act of 1974, as amended, pursuant to 5 U.S.C. 552a(m).
`A record related to an International Application filed under the Patent Cooperation Treaty in this system
`of records may be disclosed, as a routine use, to the International Bureau of the World Intellectual
`Property Organization, pursuant to the Patent Cooperation Treaty.
`A record in this system of records may be disclosed, as a routine use, to another federal agency for
`purposes of National Security review (35 U.S.C. 181) and for review pursuant to the Atomic Energy Act
`(42 U.S.C. 218(0)).
`A record from this system of records may be disclosed, as a routine use, to the Administrator, General
`Services, or his/herdesignee, during an inspection of records conducted by GSA as part ofthat agency’s
`responsibility to recommend improvements in records management practices and programs, under
`authority of 44 U.S.C. 2904 and 2906. Such disclosure shall be made in accordance with the GSA
`regulations governing inspection of records for this purpose, and any other relevant (i.e., GSA or
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`A record from this system of records may be disclosed, as a routine use, to the public after either
`publication ofthe application pursuant to 35 U.S.C. 122(b) or issuance of a patent pursuant to 35 U.S.C.
`151. Further, a record may be disclosed, subject to the limitations of 37 CFR 1.14, as a routine use, to
`the public ifthe record was filed in an application which became abandoned or in which the proceedings
`were terminated and which application is referenced by either a published application, an application
`open to public inspection or an issued patent.
`A record from this system of records may be disclosed, as a routine use, to a Federal, State, or local law
`enforcement agency,
`if the USPTO becomes aware of a violation or potential violation of law or
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