PTO/AiA/96 (08-12)
`Approved for use through 01/31/2013. OMB 0651-0031
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paerwork Reduction Act of 1995. no o-rsons are r- uuired to res-0nd to a collection of information unless it dis-la s a valid OMB control number.
`
`STATEMENT UNDER 37 CFR 3.73tc)
`
`Applicant/Patent Owner:
`
`PHC HOLDINGS CORPORATION
`
`9,932,555
`Filed/Issue Date:
`April 3, 2018
`INCUBATOR CONVEYING SYSTEM, INCUBATOR DEPOSITORY AND ISOLATOR SYSTEM
`
`Titled:
`
`
`PHC HOLDINGS CORPORATION
`, a
`Corporation
`(Name of Assignee)
`(Type of Assignee, e.g., corporation. partnership, university, government agency, etc.)
`
`states that, for the patent application/patent identified above, it is (choose m of options 1, 2, 3 or 4 below):
`
`1.
`
`The assignee of the entire right, title and interest
`
` Application No./Patent No.:
`
`2. EX] An assignee of less than the entire right, title and interest (check applicable box):
` :1 There are unspecified percentages of ownership. The other parties, including inventors, who together own the entire
`
`%). Additional Statement(s) by the owners
`:1 The extent (by percentage) of its ownership interestIs
`holding the balance of the interest must be submitted to account for 100% of the ownership interest.
`
`right, title and interest are:
`
`
`
`Additional Statement(s) by the owner(s) holding the balance of the interest must be submitted to account for the
`entire right, title, and interest
`
` 3 j The assignee of an undivided interestin the entirety (a complete assignment from one of the joint inventors was made).
`The other parties, including inventors, who together own the entire right, title, and interest are:
`
`
`
`Additional Statement(s) by the owner(s) holding the balance of the interest must be submitted to account for the
`entire right, title, and interest.
`
`4. [:I The recipient, via a court proceeding or the like (99., bankruptcy, probate), of an undivided interest in the entirety (a
`complete transfer of ownership interest was made). The certified document(s) showing the transfer is attached.
`
`The interest identified in option 1, 2 or 3 above (not option 4) is evidenced by either (choose 9_n;e_ of options A or 8 below):
`
`An assignment from the inventor(s) of the patent application/patent identified above. The assignment was
`recorded in the United States Patent and Trademark Office at Reel
`,
`Frame
`, or for which a copy thereof is attached.
`
` A chain of title from the inventor(s), of the patent application/patent identified above, to the current assignee as follows:
`
`PANASONIC HEALTHCARE
`
`HOLDINGS CO., LTD.
`INVENTORS
`1. From:
`To:
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel
`
`, Frame
`038072
`PANASONIC HEALTHCARE
`
`HOLDINGS CO., LTD.
`2. From:
`To:
`PHC HOLDINGS CORPORATION
`The document was recorded in the United States Patent and Trademark Office at
`
`0559
`
`, or for which a copy thereof is attached.
`
`Reel
`
`, Frame
`
`, or for which a copy thereof is attached.
`
`[Page 1 of 2]
`
`DM_US 153056908-10921220049
`
`

`

`PTO/AlA/96 (0842)
`Approved for use through 01/31/2013. OMB 0651-0031
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995. no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`STATEMENT UNDER 37 CFR 3.73m)
`
`To:
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel
`
`, or for which a copy thereof is attached.
`, Frame
`
`To:
`. From:
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel
`
`, Frame
`
`, or for which a copy thereof is attached.
`
`
`To:
`. From:
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel
`
`, Frame
`
`. or for which a copy thereof is attached.
`
`
`To:
`. From:
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel
`
`, Frame
`
`, or for which a copy thereof is attached.
`
` . From:
`
`E Additional documents in the chain of title are listed on a supplemental sheet(s).
`
`As required by 37 CFR 3.73(c)(1)(i), the documentary evidence of the chain of title from the original owner to the assignee
`was. or concurrently is being, submitted for recordation pursuant to 37 CFR 3.11.
`
`{NOTE A separate copy (i.e., a true copy of the original assignment document(s)) must be submitted to Assignment Division
`in accordance with 37 CFR Part 3. to record the assignment in the records of the USPTO. See MPEP 302.08]
`
`The undersigned (whose title is supplied below) is authorized to act on behalf of the assignee.
`
`/Michael E. Fogarty/
`June 22, 2018
`
`Date
`Signature
`
`Michael E. Fogarty
`36,139
`Printed or Typed Name
`Title or Registration Number
`
`[Page 2 of 2]
`
`DM_US 153056908-1092122. 0049
`
`

`

`Assignment
`
`
`
`‘—_l
`
`Electronic Version V1.1
`
`Stylesheet Version v1.2
`
`PATENT ASSIGNMENT COVER SHEET
`
`Page 1 of 2
`
`Ll
`
`SUBMISSION TYPE:
`
`NEW ASSIGNMENT
`
`CHANGE OF NAME
`NATURE OF CONVEYANCE:
`
`
`CONVEYING PARTY DATA
`
`
`
`
`
`
`
`Ii
`
`Street Address:
`
`PHC HOLDINGS CORPORATION
`
`2 38 5 NISHISHIMBASHI MINATO KU
`
`“Tom
`i
`
`PROPERTY NUMBERS Total: 10
`
`Property Type
`
`Number
`
`
`04/02/2018
`PANASONIC HEALTHCARE HOLDINGS CO., LTD.
`
`
`RECEIVING PARTY DATA
`
`
`
`
`
`ame:
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`llllllll
`
`
`
`Application Number:
`
`14666231
`
`
`
`
`
`Application Number:
`15065636
`
`Application Number:
`15065570
`
`Application Number:
`15065562
`Application Number:
`14665929
`
`Application Number:
`
`Application Number:
`
`
`
`Application Number:
`
`15065588
`
`15044718
`
`15713435
`
`
`
`Application Number:
`
`15900569
`
`Application Number:
`
`15892146
`
`
`
`
`CORRESPONDENCE DATA
`
`
`
` Fax Number: (202)756-8087
`
`Phone:
`202-756-8000
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`bpugh@mweicom, ipdocketmwe@mweicom, WDCIPPTSClerks@mwe.com
`Email:
`Correspondence will be sent to the e-mail addressfirst; ifthat is unsuccessful, it will be sent using ”fax number, ifprovided; if
`that is unsuccessful, it will be sent via US Mail.
`Correspondent Name:
`MCDERMOTT WILL & EMERY LLP
`Address Line 1:
`500 NORTH CAPITOL STREET, N.W_
`Address Line 4:
`WASHINGTON, DC: 20001
`
`file:///C:/Users/bpugh/AppData/Local/Microsoft/Windows/Temporary%201nternet%2OFile... 6/20/2018
`
`

`

`ASSignmenI
`
`1
`
`Page 2 of 2
`
`.J
`
`
`
`1 092122—0010
`ATTORNEY DOCKET NUMBER:
`NAME OF SUBMITTER: {—BRENDA PUGH
`Signature:
`
`/BrendaPugh/
`Date:
`| 05/30/2018,
`
`
`
`Total Attachments: 3
`
`
`
`source=092122—0010_ASSIGNMENT#page1.tif
`source:092122-0010_ASSIGNMENT#pageZ.tif
`source=092122—0010_ASSIGNMENT#page3.tif
`r.RECEIPT INFORMATION
`
`05/30/2018
`
`EPAS ID:
`
`Receipt Date:
`
`PAT4982128
`
`file:///C:/Users/bpugh/AppData/L0cal/Microsoft/Windows/Temporary0/0201nternet%20File... 6/20/2018
`
`

`

`STATEMENT REGARDING ENGLISH TRANSLATION
`
`To the best of my belief, the infonnation contained in the coversheet is a true and correct
`translation and any copycubmitted is a true copy of the ogigipul document.
`
`Date:
`
`gag/z. / 9; «av/g5}
`
`Signature: _._flw:__
`
`

`

`Certificate of Partial Historical Matters
`
`2-38-5, Nishishimbashi, Minato-ku, Tokyo
`
`PHC Holdings Corporation
`
`Corporate Registration
`No.
`
`Corporate Name
`
`Head Office
`
`0100—01-155349
`
`Panasonic Healqehcarfloldins Co. Ltd.
`PHC Holdings Corporation
`
`April 1, 2018 Changed
`
`April 2, 2018 Registered
`
`Nishishimbashi MF Building, 288—5. Nishishiinbashi, Minato-ku, Tokyo
`
`
`238-5, Nishishimbashi, Minato-ku, Tokyo
`
`January 26, 2015 Changed
`January 29, 2015
`Re istered
`
`
`
`To be notified through official gazettes
`
`Method of Public
`Notification
`
`
`
`
` Head office moved from 6th floor, Tokyo Ginko Kyokai Building, 1-3-‘l—,_‘
`
`
`Date oflnco oration
`
`Matters concerning
`Company with Board of
`Directors
`
`Au ust 13, 2013
`(Translation omitted)
`
`(Translation amt/led)
`
`(Translation anvil/ed)
`
`Matters concerning
`Company with Auditors
`Matters concerning
`Company with Board of
`Company Auditors
`Matters concerning
`Company with Accounting
`
`Auditors
`
`
`
`(Translation omit/ed)
`
`Matters concerning
`Registration Record
`
`Mamnouchi, Chiyoda‘ku, Tokyo on March 31, 2014
`
`
`
`Registered on April 2, 2014
`
`I hereby certify this is a partial transcript ofwhole entries which are not closed listed in the registry.
`(Jurisdiction ofMinato Office, Tokyo District Legal Affair Bureau)
`
`April 18,2018
`
`Tobe Office, Matsuyama District Legal Altair Bureau
`
`Register ofdeeds:
`
`Koji ONll-ll (Sealed)
`
`Reference Number Kel 14843
`
`*Underlined sections indicate deleted items.
`
`1/1
`
`

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