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`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and TrademarkOffice
`Address; COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`
`15/644,275
`
`07/07/2017
`
`ATSUTO SHIMADA
`
`PIPMM-57758
`
`3503
`
`meeml
`
`ORI
`PEA
`PEARNE & GORDON LLP
`1801 EAST 9TH STREET
`SUITE 1200
`CLEVELAND,OH 44114-3108
`
`MAITHIEN T
`
`2887
`
`PAPER NUMBER
`
`NOTIFICATION DATE
`
`DELIVERY MODE
`
`07/22/2021
`
`ELECTRONIC
`
`Please find below and/or attached an Office communication concerning this application or proceeding.
`
`The time period for reply, if any, is set in the attached communication.
`
`Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the
`following e-mail address(es):
`
`patdocket@ pearne.com
`
`PTOL-90A (Rev. 04/07)
`
`

`

`Office Action Summary
`
`Application No.
`15/644,275
`Examiner
`THIEN MAI
`
`Applicant(s)
`SHIMADA, ATSUTO
`Art Unit
`AIA (FITF) Status
`2887
`Yes
`
`-- The MAILING DATEofthis communication appears on the cover sheet with the correspondence address --
`Period for Reply
`
`A SHORTENED STATUTORY PERIOD FOR REPLYIS SET TO EXPIRE 3 MONTHS FROM THE MAILING
`DATE OF THIS COMMUNICATION.
`Extensions of time may be available underthe provisions of 37 CFR 1.136(a). In no event, however, may a reply betimely filed after SIX (6) MONTHSfrom the mailing
`date of this communication.
`If NO period for reply is specified above, the maximum statutory period will apply and will expire SIX (6) MONTHSfrom the mailing date of this communication.
`-
`- Failure to reply within the set or extended period for reply will, by statute, cause the application to become ABANDONED (35 U.S.C. § 133}.
`Any reply received by the Office later than three months after the mailing date of this communication, evenif timely filed, may reduce any earned patent term
`adjustment. See 37 CFR 1.704(b).
`
`Status
`
`
`
`1) Responsive to communication(s) filed on 6/15/21.
`C} A declaration(s)/affidavit(s) under 37 CFR 1.130(b) was/werefiled on
`2a)¥) This action is FINAL.
`2b) (J This action is non-final.
`3)02 An election was madeby the applicant in responseto a restriction requirement set forth during the interview
`on
`; the restriction requirement and election have been incorporated into this action.
`4\0) Since this application is in condition for allowance except for formal matters, prosecution as to the merits is
`closed in accordance with the practice under Exparte Quayle, 1935 C.D. 11, 453 O.G. 213.
`
`Disposition of Claims*
`1-10 is/are pending in the application.
`)
`Claim(s)
`5a) Of the above claim(s) ___ is/are withdrawn from consideration.
`C] Claim(s)__ is/are allowed.
`Claim(s) 1-10 is/are rejected.
`(1 Claim(s)__is/are objectedto.
`C} Claim(s)
`are subjectto restriction and/or election requirement
`* If any claims have been determined allowable, you maybeeligible to benefit from the Patent Prosecution Highway program at a
`participating intellectual property office for the corresponding application. For more information, please see
`http://www.uspto.gov/patents/init_events/pph/index.jsp or send an inquiry to PPHfeedback@uspto.gov.
`
`) ) ) )
`
`Application Papers
`10)() The specification is objected to by the Examiner.
`11)[¥) The drawing(s) filed on 7/7/17 is/are: a) accepted or b)CJ objected to by the Examiner.
`Applicant may not request that any objection to the drawing(s) be held in abeyance. See 37 CFR 1.85(a).
`Replacement drawing sheet(s) including the correction is required if the drawing(s) is objected to. See 37 CFR 1.121 (d).
`
`Priority under 35 U.S.C. § 119
`12) Acknowledgment is made of a claim for foreign priority under 35 U.S.C. § 119(a)-(d)or (f).
`Certified copies:
`_—_c)L) None ofthe:
`b)L) Some**
`a)¥) All
`1.4) Certified copies of the priority documents have been received.
`2.2) Certified copies of the priority documents have been received in Application No.
`3.2.) Copies of the certified copies of the priority documents have been receivedin this National Stage
`application from the International Bureau (PCT Rule 17.2(a)).
`* See the attached detailed Office action for a list of the certified copies not received.
`
`Attachment(s)
`
`1)
`
`Notice of References Cited (PTO-892)
`
`2) (J Information Disclosure Statement(s) (PTO/SB/08a and/or PTO/SB/08b)
`Paper No(s)/Mail Date
`U.S. Patent and Trademark Office
`
`3) (J Interview Summary (PTO-413)
`Paper No(s)/Mail Date
`(Qj Other:
`
`4)
`
`PTOL-326 (Rev. 11-13)
`
`Office Action Summary
`
`Part of Paper No./Mail Date 20210709
`
`

`

`Application/Control Number: 15/644,275
`Art Unit: 2887
`
`Page 2
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`Notice of Pre-AlA or AIA Status
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`The presentapplication, filed on or after March 16, 2013, is being examined under the
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`first inventor to file provisions of the AIA.
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`Claim Rejections - 35 USC § 103
`
`1.
`
`The following is a quotation of 35 U.S.C. 103 which forms the basis for all obviousness
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`rejections setforth in this Office action:
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`A patent for a claimed invention maynotbe obtained, notwithstanding thatthe claimed
`invention is not identicallydisclosed as setforthin section 102, if the differences between the
`claimed invention and the prior artare such thatthe claimed invention as a whole would have
`been obvious before the effective filing date of the claimed invention to a person having
`ordinaryskill inthe art to which the claimed invention pertains. Patentabilitys hall notbe
`negated by the manner in whichthe invention was made.
`
`1.
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`Claim(s) 1-10 is/are rejected under 35 U.S.C. 103 as being unpatentable over
`
`Jakobsson (US 20170027091) in view of JP’404 (JP 2008-066404, available in IDS 9/17/20)
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`Jakobsson teaches
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`1. Amanagement system which manages component information from a plurality of
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`identification codes attached to a componentreel which houseselectronic components,
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`comprising:
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`a component storage device (SMD warehouse 93)including:
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`a recognizer (Jakobsson,par. 221, 228, 230, 235, 254) which scans a first
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`identification code attached to the component reel and a secondidentification code attached to
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`the component reel (i.e. 620) and recognizes a code recorded in eachof the first and second
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`identification codes (Jakobssonis silent to a second id code attached to the reel; JP’404
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`teachesit is well known for a reel to have multiple labels containing at least two barcodes 315,
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`316, 317 storing reel ID information, manufacturer part number information, quantity information,
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`and parts warehouse (number) information; see JP404, Figs. 4-5 and related description; it
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`would have been obvious to one of ordinary skill in the art before the effective date the invention
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`

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`Application/Control Number: 15/644,275
`Art Unit: 2887
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`Page 3
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`was made to incorporate JP404's teachings for the operatorto verify and ensureall data
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`related and in connection with each other in a reel are appropriate)
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`an information decoder that decodesfirst component information from the code
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`recordedin the first identification code and second component information recordedin the
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`second identification code,the first and second componentinformation including at least one of
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`item nameinformation, order information, serial number, number of components, and vendor
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`information (Jakobsson, par. 129-132, 221, 228, 230, 254; JP245, par. 45-46);
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`an automatic housing unit (actuator 250, 2030, Fig. 2, 20) transports and stores the
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`component reel with the first and secondidentification codes recognized (Jakobsson, Fig. 2,
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`par. 114, 129-132);
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`a host system (95) in communication with the component storage device (warehouse
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`93), the decodedfirst and second component information transmitted from the component
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`storage device to the host system andstored in a main storage unit (SMT database 92), the
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`decodedfirst componentinformation and the decoded second component information being
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`stored in connection withthe first identification code (see Fig. 11, steps S12-13, page 3: the
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`decoded information from the barcodes are stored and are related or in connection to the reel ID
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`or partID);
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`a tape feeder (i.e. 630-650) in which the componentreel is installed (Jakobsson, Fig. 6,
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`par. 118); and
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`wherein the automatic housing unit carries out the componentreel whichis specified by
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`the host system, wherein the tape feeder supplies the electronic components to a component
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`mounting mechanism (91) from the component reel, and wherein the component mounting
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`mechanism mounts the electronic components onto a board (Fig. 4, 19, Jakobsson, par. 81,
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`128-135, .
`
`Re claim 2.1 Jakobsson teaches that different types of codes including barcodes,
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`dotcode, and RFID are known and can be used(par. 143). Jakobsson/JP404is silent to the
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`

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`Application/Control Number: 15/644,275
`Art Unit: 2887
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`Page 4
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`reel id including these type of code, digits, ... However, it is considered an obvious extension of
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`Jakobsson’s teachingsasit is well known in the art that the types of codes in Jakobsson
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`including barcodes, RFID, and dot-codesare capable of storing different types of data including
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`alphanumeric characters. One of ordinary skill in the art would be encouraged to encode these
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`data types and character types so as to assign different types of environment, manufacturing
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`processes, chip types....
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`Re claim 3.1, wherein when collating the stored componentreel, the recognizer does not
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`cancel scanning until a specified identification code among the identification codes which are
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`stored is recognized (once the code is scanned, recognized, and stored, the code has been
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`scannedtherefore scanning is not cancelled).
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`Re claim 4.1, Jakobssonis silent to the case in whichthe third code is different;
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`however, it would have been obvious that the third label being different from the first and second
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`codes could be a number of reasons including the first/second codes being generated at
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`different times. Thus the decision could be made to accept the number/quantity of components
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`Re claim 9.1, Jakobsson teachesa portable scanner (Fig. 30) for scanning barcodes
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`and RFID tags on the reels, work order, pallets, ... (par. 109, 228, 299-301) and for checking
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`quantity, tracing, verifying, and guidance through at least a display based on dataretrieved from
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`the system database and the scanned barcode(par. 404-412, 432-434). Thus although silent to
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`displaying a collation result, this feature is considered an obvious extension of Jakobsson’s
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`teachings.
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`Re claims 5-8, 10, see discussion regarding claims above.
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`Remarks
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`Applicant's arguments have been considered but are mootin view of the new ground(s)
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`of rejection.
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`Conclusion
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`

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`Application/Control Number: 15/644,275
`Art Unit: 2887
`
`Page5S
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`Applicant's amendment necessitated the new ground(s)of rejection presentedin this
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`Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP § 706.07(a). Applicant
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`is reminded of the extension oftime policy as set forth in 37 CFR 1.136(a).
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`A shortenedstatutory period for reply to this final action is set to expire THREE
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`
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`MONTHSfrom the mailing date of this action. In the eventafirst reply is filed within TWO
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`MONTHSof the mailing date of this final action and the advisory action is not mailed until after
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`the end of the THREE-MONTH shortened statutory period, then the shortened statutory period
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`will expire on the date the advisory action is mailed, and any extension fee pursuant to 37
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`CFR 1.136(a) will be calculated from the mailing date of the advisory action.
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`In no event,
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`however, will the statutory period for reply expire later than SX MONTHSfrom the mailing date
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`of this final action.
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`Anyinquiry concerning this communication or earlier communications from the examiner
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`should be directed to Thien T. Mai whose telephone number is 571 -272-8283. The examiner
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`can normally be reached on M-F 8:00-5:00pm.
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`lf attempts to reach the examiner by telephone are unsuccessful, the examiner's
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`supervisor, Steve S. Paik can be reached at 572-272-2404. The fax phone number for the
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`organization wherethis application or proceeding is assigned is 571-273-8300.
`
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`
`/Thien T Mai/
`
`

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`Application/Control Number: 15/644,275
`Art Unit: 2887
`
`Primary Examiner, Art Unit 2887
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`Page 6
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