PTO-1390 (10-20)
`Approved for use through 10/31/2022. OMB 0651-0021
`U.S. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no persons are required to respondto a collection of information unlessit displays a valid OMB control number.
`
`TRANSMITTAL LETTER TO THE UNITED STATES
`DESIGNATED/ELECTED OFFICE (DO/EO/US)
`CONCERNING A SUBMISSION UNDER 35U.S.C. 371
`
`U.S. Application No. (if known, see 37 CFR 1.5)
`
`International Application No.
`PCT/JP2019/022065
`
`International Filing Date
`4 June 2019
`
`Priority Date Claimed
`15 June 2018
`
`First Named Inventor
`
`Fumikazu Mizukoshi
`
`Applicant herewith submits to the United States Designated/Elected Office (DO/EO/US) the following items and other information.
`
`1.
`
`2.
`
`This is an express request to begin national examination procedures (35 U.S.C. 371(f}). NOTE: The express request under
`35 U.S.C. 371(f) will not be effective unless the requirements under 35 U.S.C. 371(c)(1), (2), and (4) for payment of the basic
`national fee, copy of the International Application and English translation thereof (if required), and the oath or declaration of
`the inventor(s) have been received.
`
`A copyofthe International Application (35 U.S.C. 371(c)(2)) is attached hereto (not required if the International Application
`was previously communicated by the International Bureau or wasfiled in the United States Receiving Office (RO/US)).
`
`An English language translation of the International Application (35 U.S.C. 371(c)(2))
`is attached hereto.
`
`a.
`
`. [| Assignment papers (cover sheet and document(s)). Name of Assignee: .[| 37 CFR 3.73(c) Statement (when there is an Assignee).
`
`b.[| waspreviously filed in the international phase under PCT Rule 4.1 7(iv).
`Items 5 to 8 below concern amendments madein the international phase.
`PCTArticle 19 and 34 amendments
`5.[| Amendmentsto the claims under PCT Article 19 are attached (not required if communicated by the International Bureau)
`(35 U.S.C. 371(c)(3)).
`6.[| English translation of the PCT Article 19 amendmentis attached (35 U.S.C. 371(c)(3)).
`7.
`English translation of annexes (Article 19 and/or 34 amendments only) of the International Preliminary Examination Report is
`attached (35 U.S.C. 371(c)(5)).
`
`b.[_] has beenpreviously submitted under35 U.S.C. 154(d)(4).
`An oath or declaration of the inventor(s) (35 U.S.C. 371(c)(4))
`is attached.
`
`a.
`
`Cancellation of amendments made in the international
`phase
`8a.[| Do not enter the amendment madein the international phase under PCTArticle 19.
`8b.[| Do not enter the amendment madein the international phase under PCTArticle 34.
`NOTE: A proper amendment made in English under Article 19 or 34 will be entered in the U.S. national phase application absent a clear
`instruction from applicant not to enter the amendments).
`The following items 9 to 17 concern a document(s) or information included.
`9.
`An Information Disclosure Statement under 37 CFR 1.97 and 1.98.
`
`10.
`
`A preliminary amendment.
`
`11.
`An Application Data Sheet under 37 CFR 1.76.
`.[| A substitute specification. NOTE: A substitute specification cannot include claims. See 37 CFR 1.125(b).
`.
`A power of attorney and/or change ofaddressletter.
`:[] A computer-readable form of the sequencelisting in accordance with PCT Rule 13¢er.3 and 37 CFR 1.821-1.825 (not required
`if sequencelisting in text format was indicated on the PCT Request aspart of the International Application and the sequence
`listing was published as part of the International application).
`
`

`

`PTO-1390 (10-20)
`Approved for use through 10/31/2022. OMB 0651-0021
`U.S. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no persons are required to respondto a collection of information unlessit displays a valid OMB control number.
`
`U.S. APPLN. No. (if known — see 37 CFR1.5)
`Not Yet Assigned
`
`INTERNATIONAL APPLICATIONNo.
`PCT/JP2019/022065
`
`ATTORNEY DOCKETNo.
`P201091US00
`
`17.
`
`Other items orinformation:
`
`PCT/IB/308 (Second Notice), Drawings (2) sheets
`
`The following fees have been submitted.
`
`
`
`
`
`18. Basic national fee (37 CFR 1.492(a)).ccccccccscssscssssssssvsssssssssssssssensvssssssensassnssenssassnssssassesene $320|$ 320.00
`
`
`
`31 “teef «$420
`$
`Surcharge for furnishing any of the search fee, examination fee, or the oath or declaration
`after the date of commencementofthe national stage (37 CFR 1.492(h))...000... cece teeceeeeee etree enter creas$160
`
`CLAIMS
`NUMBERFILED
`NUMBER EXTRA
`
`Total claims
`2-20=
`
`19.
`
`Examination fee (37 CFR 1.492(c))
`elf the written opinion prepared by ISA/US or the international preliminary examination report
`prepared by IPEA/US indicates all claims satisfy provisions of PCT Article 33(1)-(4) ............... $0
`eAll other situationsor rr nil Hi nie eoinen ir ierineiie nents $
`
`Search fee (37 CFR 1.492(b))
`e
`If the written opinion prepared by ISA/US orthe international preliminary examination report
`prepared by IPEA/US indicatesall claims satisfy provisions of PCT Article 33(1)-(4) ...00.0.0. $0
`«Search fee (37 CFR 1.445(a)(2)) has been paid on the international application to the USPTO as
`an International Searching Authority 00.0000... cece ener cietinttnnt nit tintee nineties $140
`elnternational Search Report prepared by an ISA other than the US and provided to the Office
`or previously communicated to the US by the IB ooo...ect ee tnt rettntee teenies $540
`eAll other situationsoes
`.. $700
`
`TOTALOF18, 19, and 20 =| $
`1,660.00
`[| Additional fee for specification and drawingsfiled in paper over 100 sheets (excluding sequencelisting
`in compliance with 37 CFR 1.821 (c) or (e) in an electronic medium or computer program listing in an
`electronic medium) (37 CFR 1.492()).
`
`Feefor each additional 50 sheets of paperor fraction thereOf..............ccccecceccecccecececeeeeteetteesteeeteeteeeeeeneees $420
`Total Sheets
`Extra Sheets
`Number of each additional 50 orfraction
`RATE
`thereof (round up to a whole number
`
`$
`
`+ $860 S$
`MULTIPLE DEPENDENTCLAIM(S)(if applicable)
`Feefor submission of Sequence Listing text file of 300 MB to 800 MB (37 CFR 1.21(0)(1)).ccccscecsscssessessesvensvesseress106e0/$|
`Fee for submission of Sequence Listing text file of more than 800 MB (37 CFR 1.21(0)(2)).......... cece cence eeee eee $10,500
`Processing fee for furnishing the English translation later than 30 months from the
`earliest claimed priority date (87 CFR 1.492(i))........cet rn eerie tee cie tte eneeneaees $140 +
`
`TOTAL OF ABOVE CALCULATIONS =| $
`[| Applicant asserts small entity status. See 37 CFR 1.27. Fees above are reduced by %.
`
`Applicant certifies micro entity status. See 37 CFR 1.29. Fees above are reduced by %. Applicant must
`attach form PTO/SB/15A or B or equivalent.
`
`1,660.00
`
`Fee for recording the enclosed assignment (37 CFR 1.21(h)). The assignment must be
`accompaniedby an appropriate cover sheet (87 CFR 3.28, 3.31)... cect cee eee teeeeeeee teens $50.00 per property
`
`+
`
`
`
`1,660.00;
`
`$
`
`$
`
`TOTAL FEES ENCLOSED =| $
`
`1,660.00
`
`[Page 2 of 3]
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`

`

`PTO-1390 (10-20)
`Approved for use through 10/31/2022. OMB 0651-0021
`U.S. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no persons are required to respondto a collection of information unlessit displays a valid OMB control number.
`
`a.[| A checkin the amountof $ to cover the abovefees is enclosed.
`
`b.[| Please charge my Deposit Account No. 50-2866 in the amount of $ to cover the abovefees.
`
`
`.
`The Director is hereby authorized to charge additional fees which may be required, or credit any overpayment, to Deposit Account
`No.
`50-2866
`as follows:
`
`i.
`any required fee.
`ii.[| any required fee except for excess claims fees required under 37 CFR 1.492(d) and (e) and multiple dependent claim
`fee required under 37 CFR 1.492(f).
`
`Information on this form may becomepublic. Credit card information should not
`Fees are to be charged to a credit card. WARNING:
`be included onthis form. Provide credit card information and authorization on PTO-2038. The PTO-2038 should only be mailed or
`faxed to the USPTO. However, when paying the basic national fee, the PTO-2038 may NOTbefaxed to the USPTO.
`
`ADVISORY:If filing by EFS-Web, do NOT attach the PTO-2038 form as a PDF along with your EFS-Web submission. Please be
`advised that this is not recommended and by doing so your credit card information may be displayed via PAIR. To protect your
`information, it is recommended to pay fees online by using the electronic payment method.
`
`NOTE: Where an appropriate time limit under 37 CFR 1.495 has not been met, a petition to revive (37 CFR 1.137(a) or (b)) must befiled
`and granted to restore the International Application to pending status.
`
`NOTE2: A U.S. national stage application may not claim priority to the international application of whichit is the national phase. The filing date
`ofa U.S. national stage application is the international filing date. See 35 U.S.C. 363.
`
`Correspondence Address
`
`The address associated with Customer Number: OR[] Correspondence address below
`
`Address
`
`
`
`Statement under 37 CFR 1.55 or 1.78 for AIA (First Inventor to File) Transition Applications
`This application (1) claims priority to or the benefit of an application filed before March 16, 2013, and (2) also contains, or contained at
`anytime, a claim to a claimed invention that has an effective filing date on or after March 16, 2013.
`NOTE 1: By providing this statement under 37 CFR 1.55 or 1.78, this application, with a filing date on or after March 16, 2013, will be
`examined under thefirst inventor to file provisions of the AIA.
`
`omyfo TelephoneFo
`emtfe
`
`/Michael J. Caridi/
`
`Name
`
`:
`
`ar
`
`December 1, 2020
`
`Registration No.
`
`[Page 3 of 3]
`
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