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`FILE
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`"REGISTRY' ENTERED AT 10:11:41 ON 23 SEP 2021
`USE IS SUBJECT TO THE TERMS OF YOUR STN CUSTOMER AGREEMENT.
`COPYRIGHT (C) 2021 American Chemical Society (ACS)
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`=> D HIS NOFILE
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`Li
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`"REGISTRY'
`ENTERED AT 08:17:14 ON 23 SEP 2021
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`"HCAPLUS'
`ENTERED AT 08:24:14 ON 23 SEP 2021
`SEL L1 AU
`173 SEA SPE=ON ABB=ON
`E PANASONIC INT/CO
`55602 SEA SPE=ON ABB=ON
`55723 SEA SPE=ON ABB=ON
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`PLU=ON
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`PLU=ON
`PLU=ON
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`("KO, TAKASHI"/AU OR "NIINA,
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`("PANASONIC INT"+ALL/CO,CS,PA OR
`(L3 OR 14)
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`"REGISTRY' ENTERED AT 08:
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`1 SEA SPE=ON ABB=ON
`1 SEA SPE=ON ABB=ON
`1 SEA SPE=ON ABB=ON
`1 SEA SPE=ON ABB=ON
`1 SEA SPE=ON ABB=ON
`
`
`
`uvtUWUyys
`
`:47 ON
`LU=ON
`LU=ON
`LU=ON
`LU=ON
`LU=ON
`LU=ON
`
`23 SEP 2021
`(C (L) W (L) SI) /ELS
`TUNGSTEN /CN
`SILICON/CN
`CARBON/CN
`GRAPHITE/CN
`GRAPHENE /CN
`
`"HCAPLUS' ENTERED
`AT 08:25:52 ON 23 SEP 2021
`PLU=ON
`72737 SEA SPE=ON ABB=ON
`L 6
`PLU=ON
`L7
`191257 SEA SPE=ON ABB=ON
`PLU=ON
`113 AND L8
`36510 SEA SPE=ON ABB=ON
`PLU=ON
`8309 SEA SPE=ON ABB=ON
`114 AND (L9 OR L10 OR 111)
`PLU=ON
`QUE SPE=ON ABB=ON
`(GRAPHITE OR GRAPHENE OR FULLEREN?
`
`OR CARBON# (W) BLACK#
`OR LAMP# (W)BLACK# OR ACETYLENE#(W) BLACK OR
`CHANNEL# (W) BLACK# OR FURNACE#(W) BLACK# OR THERMAL# (W)BLACK# OR
`CARBONACEOUS? OR FURNAC##(W) BLACK# OR KETJEN#(W) BLACK# OR
`?GRAPHITIC?)
`2647 SEA SPE=ON ABB=ON
`8638 SEA SPE=ON ABB=ON
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`'ZCAPLUS'
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`ENTERED AT 08:27:03 ON 23 SEP 2021
`(ELECTROD? OR CATHOD## OR ANOD##
`QUE SPE=ON ABB=ON
`PLU=ON
`OR (NEGATIVE? OR NEG#)
`(2A)
`(ACTIVE? OR ELECTROD##) OR
`(2A)
`(ACTIVE? OR ELECTROD##) )
`(POSITIVE? OR POS#)
`QUE SPE=ON ABB=ON
`PLU=ON
`(BATTERY OR BATTERIES OR (ELECTROCH
`EM? OR ELECTROLY? OR GALVAN? OR WET OR DRY OR PRIMARY OR
`
`PLU=OCN
`PLU=ON
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`L17 OR L15
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`183 SEA SPE=ON ABB=ON
`1848 SEA SPE=ON ABB=ON
`550 SEA SPE=ON ABB=ON
`502 SEA SPE=ON ABB=ON
`
`PLU=ON
`PLU=ON
`PLU=ON
`PLU=ON
`
`PLU=ON
`QUE SPE=ON ABB=ON
`PLU=ON
`15 SEA SPE=ON ABB=ON
`PLU=ON
`127 SEA SPE=ON ABB=ON
`PLU=ON
`0 SEA SPE=ON ABB=ON
`PLU=ON
`2 SEA SPE=ON ABB=ON
`PLU=ON
`125 SEA SPE=ON ABB=ON
`PLU=ON
`14 SEA SPE=ON ABB=ON
`PLU=ON
`120 SEA SPE=ON ABB=ON
`TRA PLU=ON 133 1- RN HIT
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`118 AND L19
`118 AND L20
`124 AND L25
`
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` (?COMPOSITE?)
`123 AND L27
`126 AND L27
`128 AND L5
`129 AND L5
`129 NOT L31
`1802-2019/PRY, PY,AY AND L28
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`1802-2019/PRY, PY,AY AND L32
`20 TERMS
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`LU=ON
`LU=ON
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`L36 AND 3/ELC.SUB
`L6 AND 3/ELC.SUB
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`FILE 'HCAPLUS' ENTERED AT 09:45:49 ON 23 SEP 2021
`0 SEA SPE=ON ABB=ON
`PLU=ON
`123 AND L38
`10 SEA SPE=ON ABB=CN
`PLU=ON
`(L21 OR L22) AND L38
`8 SEA SPE=ON ABB=ON
`PLU=ON
`140 AND ELECTRODE#
`0 SEA SPE=ON ABB=ON
`PLU=ON
`141 AND L5
`8 SEA SPE=ON ABB=ON
`PLU=ON
`1802-2019/PRY, PY,AY AND L41
`
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`FILE 'ZCAPLUS' ENTERED AT 10:06:27 ON 23 SEP 2021
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`ATTACH? OR DERIV?) )
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`(3A) (MOD# OR MODIF? OR
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`FILE 'HCAPLUS' ENTERED AT 10:07:14 ON 23 SEP 2021
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`10 SEA SPE=ON ABB=ON
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`145 OR L43
`0 SEA SPE=ON ABB=ON
`PLU=ON
`L146 AND L5
`QUE SPE=ON ABB=ON
`PLU=ON
`(NONAQ# OR NONAQUEOU? OR NONH20 OR
`NONHOH OR (NON#(W) (AQ# OR AQUEOU? OR WATER? OR H20 OR HOH)) OR
`(WATER#(W) (FREE# OR LESS#)) OR WATERFREE? OR WATERLESS?)
`12 SEA SPE=ON ABB=ON
`PLU=ON
`134 AND L48
`
`22 SEA SPE=ON ABB=ON
`PLU=ON L49 OR L46
`
`
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`FILE 'REGISTRY' ENTERED AT 10:11:41 ON 23 SEP 2021
`
`=> FILE HCAP
`
`
`
`FILE 'HCAPLUS' ENTERED AT 10:11:47 ON 23 SEP 2021
`USE IS SUBJECT TO THE TERMS OF YOUR STN CUSTOMER AGREEMENT.
`
`COPYRIGHT (C) 2021 AMERICAN CHEMICAL SOCIETY (ACS)
`Copyright of the articles to which records in this database refer is
`
`ishers listed in the PUBLISHER (PB)
`field (available
`held by the publ
`Lished or updated in Chemical Abstracts after December
`for records publ
`1996), unless otherwise indicated in the original publications.
`26,
`
`
`
`=> D
`
`L31 1-2
`
`IBIB ABS HITSTR HITIND RETABLE
`
`ANSWER 1 OF 2
`L31
`ACCESSION NUMBER:
`
`COPYRIGHT 2021 ACS on STN
`HCAPLUS
`t
`2021:1700358 HCAPLUS |
`2
`
`
`
`
`
`
`
`

`

`9/23/2021
`
`16/495,937
`
`DOCUMENT NUMBER:
`TITLE:
`
`INVENTOR (S):
`
`PATENT ASSIGNEE (S) :
`
`SOURCE:
`
`DOCUMENT TYPE:
`
`LANGUAGE :
`FAMILY ACC. NUM. COUNT:
`PATENT INFORMATION:
`PATENT NO.
`
`175:580152
`Amads active material having silicon particles for
`secondary Satteriss
`Saito, Yusuke; Kamidaira, Toshiki; Seki, Naoki; Sato,
`Yosuke
`
`
`Samasanic Tataliesotual Sroperty Nanagamant Go.
`Japan
`PCT Int. Appl., 32pp.
`CODEN: PIXXD2
`Patent
`
`Std.
`
`Japanese
`1
`
`KIND DATE
`
`APPLICATION NO.
`
`DATE
`
`WO 2021153078
`PRIORITY APPLN.
`INFO.:
`PATENT STATUS PATENT INFORMATION:
`PATENT NO.
`KIND STATUS
`
`Al
`
`20210805
`
`WO 2020-JP47197
`JP 2020-158 98
`
`20201217
`A 20200131
`
`STATUS DATE
`
`AB
`
`IT
`
`RN
`
`CN
`
`RN
`CN
`
`RN
`
`CN
`
`20210812
`
`Al Alive
`WO 2021153078
`The invention relates to an aness active material that has high capacity
`and excellent charge/discharge cycle characteristics where a crystallite
`
`The aseis active material
`size of the silicon particles is reduced.
`comprises silicate serpasits particles, each of which contains silicon
`particles and a silicate phase, wherein the silicon particles are
`dispersed in a lithium silicate phase and contain at least one first
`element that is selected fro
`rmanium and aluminum.
`FRANSES, Silicon, uses
`;
`gsten, uses
`FARU~RS-O, Carbon, uses
`‘aphid gs,
`uses
`
`
`
`
`RL: TEM (Technical or engineered material use); USES (Uses)
`(aneds active material having silicon particles for secondary
`Batter Les)
`7440-21-3
`HCAPLUS
`
`Silicon
`
`(CA INDEX NAME)
`
`ct
`
`7440-33-7
`Tungsten
`
`HCAPLUS
`(CA INDEX NAME)
`
`Ww
`
`7440-44-0
`
`HCAPLUS
`
`Carbon
`
`(CA INDEX NAME)
`
`£
`
`7782-42-5
`RN
`CN Graphite
`
`HCAPLUS
`(CA INDEX NAME)
`
`
`c
`
`secondary Sattexy aneds active material silicon particle
`
`
`
`
`TPCI HO1MO004-136 [I]; HO1MO0004-36 [I]; HO1M0004-38 [I]; HO1M0004-58 [T]
`
`
`
`
`TPCR HO1MO004-136 [I]; HO1M0004-36 [1]; HO1M0004-38 [I]; HO1M0004-58 [T]
`ce
`52-2 (Electrochemical, Radiational, and Thermal Energy Technology)
`ST
`
`
`
`3
`
`

`

`9/23/2021
`
`16/495,937
`
`DaeWate
`
`Tees
`
`fe}
`ocathoedes
`oOms
`ectrolytes
`
`IT
`
`IT
`
`IT
`
`IT
`
`IT
`
`IT
`
`IT
`
`IT
`
`IT
`
`IT
`
`Electric apparatus
`
`Electric charge
`Grain size
`Mobile phones
`Secondary Salaries
`
`sie active material having silicon particles for secondary
` Sariss)
`Fluoropolymers
`
`L: MOA (Modifier or additive use); USES (Uses)
`rade active material having silicon particles for secondary
`
`
`Ree)
`Alkali metals
`
`L: TEM (Technical or engineered material use); USES (Uses)
`(Angas active material having silicon particles for secondary
`Wes
`SSN
`A
`
`
` Carbon Siac
`
`RL: TEM
`
`material use); USES (Uses)
`silicon particles for secondary
`
`ha tteries)
`Styrene-butadiene rubber
`RL: TEM (Technical or engineered material use); USES (Uses)
`(amends active material having silicon particles for secondary
`Ra bherias)
`24937-79-9
`
`uses
`
`RL: MOAmodifier or additive use); USES (Uses)
`for secondary
`
`
`
`
`1, 3-Dioxolan-2-one
`105-58-8
`872-50-4,
`
`Other use, unclassified); USES (Uses)
`active material having silicon particles for secondary
`12627144
`RL: SPN (Synthetic preparation); TEM (Technical or engineered material
`use); PREP (Preparation); USES (Uses)
`(anads active material having silicon particles for secondary
`batteries
`
`7439-91-0, Lanthanum, uses
`554-13-2
`7429-90-5, Aluminum, uses
`7439-92-1, Lead, uses
`7440-03-1, Niobium, uses
`FAAH-QIA~S,
`
`Silicon, uses
`7440-25-7, Tantalum, uses
`7440-31-5, Tin, uses
`7440-32-6, Titanium, uses
`YARQO~SS~F, Tungsten, uses
`7440-36-0, Antimony, uses
`7440- 42-8, Boron, uses
`FAI CEG,
`Carbon, uses
`7440-48-4, Cobalt, uses
`7440-50-8, Copper, uses
`7440-52-0, Erbium, uses
`7440-56-4, Germanium, uses
`7440-62-2,
`Vanadium, uses
`7440-65-5, Yttrium, uses
`7440-66-6, Zinc, uses
`7440-67-7, Zirconium, uses
`7440-69-9, Bismuth, uses
`7631-86-9, Silica,
`uses
`7723-14-0, Phosphorus, uses
`7782-41-4, Fluorine, uses
`
`WWeede~S, Graphite, uses
`900 4-32-4
`21324-40-3
`25656-42-2
`52627-24-4, Cobalt lithium oxide
`RL: TEM (Technical or engineered material use); USES (Uses)
`ads active material having silicon particles for secondary
`
` 9003- 55-8
`
`

`

`9/23/2021
`
`16/495,937
`
`RL: TEM (Technical or engineered material use); USES (Uses)
`(styrene-butadiene rubber; asods active material having
`silicon particles for secondary batteriss)
`
`
`
`ANSWER 2 OF 2
`L31
`ACCESSION NUMBER:
`DOCUMENT NUMBER:
`TITLE:
`
`INVENTOR (S) :
`PATENT ASSIGNEE(S) :
`
`SOURCE:
`
`DOCUMENT TYPE:
`
`HCAPLUS
`COPYRIGHT 2021 ACS on STN
`2021:1700353 HCAPLUS ¥®
`:
`
`
`175:580151
` sige particle for secondary Sateery, and
`active material comprising silicate
`SIN
`method for manufacturing same
`Okazaki, Keita; Seki, Naoki
`Panasaniog Intaeligetual Sroparty Nanagareant Co
`
`
`JAPAN
`PCT Int. Appl., 41pp.
`CODEN: PIXXD2
`Patent
`
`Seta. ,
`
`LANGUAGE :
`FAMILY ACC. NUM. COUNT:
`PATENT INFORMATION:
`PATENT NO.
`
`Japanese
`1
`
`KIND DATE
`
`APPLICATION NO.
`
`DATE
`
`WO 2021153077
`PRIORITY APPLN.
`INFO.:
`PATENT STATUS PATENT INFORMATION:
`PATENT NO.
`KIND STATUS
`
`Al
`
`20210805
`
`
`
`WO 2020-JP47196
`JP 2020-15895
`
`20201217
`A 20200131
`
`STATUS DATE
`
`
`
`
`
`20210812
`Al Alive
`WO 2021153077
`The anodes active substance for secondary Battery comprises silicate
`complex particles contg. silicon particles and a lithium silicate phase.
`The silicon particles are dispersed in the lithium silicate phase, and the
`
`porosity of the silicate complex particles is 2% or less.
`In addn., ina
`diffraction pattern obtained using an X-Ray diffraction method (XRD),
`the
`ratio,
`I1/1I1, of the integrated intensity I2 of peaks derived from the
`
`lithium silicate phase occurring within the range 29=23-25°
`relative to the integrated intensity I1 of peaks derived from the silicon
`face of the silicon particles occurring within the range
`26=27-30° is 0.3 or less.
`
`~3, Silicon, uses
`
`See sseH, Graphite, uses
`RL: TEM (Technical or engineered material use); USES (Uses)
`(aneds active material comprising silicate saypositsa
`particle for secondary Satsery, and method for manufg.
`7440-21-3
`HCAPLUS
`Silicon
`(CA INDEX NAME)
`
`AB
`
`IT
`
`RN
`CN
`
`RN
`CN
`
`RN
`CN
`
`
`
`Si
`
`7440-33-7
`Tungsten
`
`HCAPLUS
`(CA INDEX NAME)
`
`At
`
`7782-42-5
`Graphite
`r
`
`HCAPLUS
`(CA INDEX NAME)
`
`F<NO-9S~-F, Tungsten, uses
`
`same)
`
`

`

`9/23/2021
`
`16/495,937
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`IPCI C01B0033-02 [I]; C01B0033-32 [I]; HO1M0004-134 [I]; H01M0004-36 [I];
`HO1M0004-38 [TI]
`
`IPCR C01B0033-02 [I]; C01B0033-32 [I]; HO1M0004-134 [I]; H01M0004-36 [I];
`HO1M0004-38 [TI]
`52-2 (Electrochemical, Radiational, and Thermal Energy Technology)
`Lithium silicate secondary Sattery annie
`WS
`8
`
`
`sathodss
`
`y electrolytes
`Secondary Saktery separators
`(anods active material comprising silicate carpesits
`particle for secondary Sattary, and method for manufg.
`
`IT Alkali metals
`
`RL: TEM (Technical or engineered material use); USES (Uses)
`(angds active material comprising silicate seaxposite
`particle for secondary Sattexy, and method for manufg.
`same)
`554-13-2
`7429-90-5, Aluminum, uses
`7439-91-00, hanthanum, uses
`7439-92-1, Lead, uses
`7440-03-1, Niobium, uses
`FRAO~SA~3,
`
`Silicon, uses
`7440-25-7, Tantalum, uses
`7440-31-5, ‘Tin, uses
`
`YAQ{Q-. 38-7, Tungsten, uses
`7440-32-6, Titanium, uses
`7440- 42-8, Boron, uses
`7440-36-0, Antimony, uses
`7440-48-4, Cobalt,
`uses
`7440-50-8, Copper, uses
`7440-52-0, Erbium, uses
`7440-62-2,
`Vanadium, uses
`7440-65-5, Yttrium, uses
`7440-66-6, Zinc, uses
`7440-67-7, Zirconium, uses
`7440-69-9, Bismuth, uses
`7631-86-9, Silica,
`uses
`_7723-14-0, Phosphorus, uses
`7782-41-4, Fluorine, uses
`PIWeeeH, Geaphits, uses
`10102-24-6
`13568-46-2
`21324-40-3
`25656-42-2
`52627-24-4, Cobalt lithium oxide
`RL: TEM (Technical or engineered material use); USES (Uses)
`(anods active material comprising silicate sarpesits
`particle for secondary Sattexy, and method for manufg.
`
`
`
`
`
`
`
`ce
`ST
`IT
`
`IT
`
`RETABLE
`
`| Referenced
`Referenced Work
`VOL | PG
`| Year
`Referenced Author
`
`
`(RAU) | (RPY)|(RVL) | (RPG) (RWK) | File
`
`=sSo SS SSSS Se Se Se ee eS} Se} See} Se Se ee fe ee ee Seee SS Se Se eS} Se SeSS
`
`JP 2013251097 A
`JP 2019012646 A
`WO 2016035290 Al
`WO 2016121321 Al
`WO 2019130787 Al
`WO 2019065766 Al
`
`same)
`
`same)
`
`
`
`
`
`
`
`| HCAPLUS
`| HCAPLUS
`| HCAPLUS
`| HCAPLUS
`| HCAPLUS
`| HCAPLUS
`
`
`
`
`
`
`
`| 2013
`| 2019
`| 2016
`| 2016
`| 2019
`| 2019
`
`
`
`|
`
`|
`
`|
`|
`|
`|
`
`
`
`
`
`
`
`
`
`
`
`ISHIKAWA HIDEAKT
`IYAMA YOSHIMT
`MINAMI HIROSHI
`MINAMI HIROSHI
`UCHIYAMA YOHEIL
`YAMAMOTO NORIHISA
`
`
`
`=> D L50 1-22 IBIB ABS HITSTR HITIND RETABLE
`
`COPYRIGHT 2021 ACS on STN
`ANSWER 1 OF 22 HCAPLUS
`L50
`
`ACCESSION NUMBER:
`2018:2274009 HCAPLUS
`DOCUMENT NUMBER:
`170 :39291
`
`TITLE:
`
`INVENTOR (S) :
`PATENT ASSIGNEE(S) :
`
`SOURCE:
`
`DOCUMENT TYPE:
`LANGUAGE :
`
`PTC thermistor copper giagtsads barrier layer and
`preparation method thereof
`Wang, Yang
`Jiangsu Shirui Electronic Technology Co., Ltd., Peop.
`Rep. China
`Faming Zhuanli Shenging, 6pp.
`CODEN: CNXXEV
`Patent
`Chinese
`
`

`

`9/23/2021
`
`16/495,937
`
`FAMILY ACC. NUM. COUNT:
`PATENT INFORMATION:
`PATENT NO.
`
`1
`
`KIND DATE
`
`APPLICATION NO.
`
`KV
`SRY WAV
`QS 3
`SN LOS
`yyy Ey
`SO TEQE Tess a PT AS
`>.
`PRIORTYY ASSy
`PATENT STATUS PATENT INFORMATION:
`PATENT NO.
`KIND STATUS
`
`=
`A
`
`SY yy AVP Way
`SVRSRASS
`
` 88. ANS
`
`
`STATUS DATE
`
`CN 108878081
`
`A
`
`Transitional
`
`20210916
`
`AB
`
`IT
`
`RN
`CN
`
`The material of the barrier layer is amorphous M-Si-C ternary compd.,
`wherein M is Mo, W, or Ti.
`The prepn. method comprises washing the
`ceramic substrate for 2-3 times and drying for 20-30 min, sputtering
`amorphous M-Si-C ternary compd. on two surfaces of treated ceramic
`substrate, placing in a vacuum annealing furnace, carrying out heat
`treatment in ammonia gas or nitrogen atm. for 2-3 h, cooling to room temp.
`to obtain PTC thermistor copper gisstesds barrier layer.
`The obtained
`barrier layer has good ohmic contact with the ceramic substrate, and high
`stability, and can effectively stop the diffusion of copper atoms to
`ceramic substrate.
`FOSSASIPF¥
`RL: SPN (Synthetic preparation); TEM (Technical or engineered material
`use); PREP (Preparation); USES (Uses)
`(PTC thermistor copper sieetreds barrier layer and prepn.
`method thereof)
`709642-37-5
`HCAPLUS
`Carbon alloy, nonbase, C,Si,W (CA INDEX NAME)
`
`Component
`
`Component
`Registry Number
`
`Cc
`Si
`W
`
`7440-44-0
`7440-21-3
`7440-33-7
`
`
`
`cc
`ST
`IT
`
`
`
`
`
`
`
`
`IPCI HO1C0007-00; HO1C0001-14; H01C0017-28; C23C0014-18; C23Cc0014-24
`TPCR HO1C0007-00 [I]; C23C0014-18 [I]; C23c0014-24 [I]; HO01C0001-14 [I];
`HO1C0017-28 [T]
`76-2 (Electric Phenomena)
`PTC thermistor copper aisstssxis barrier layer prepn
`Ball milling
`Ceramic substrates
`Drying process
`Rigetrades
`Heat treatment
`
`
`
`
`
`Heating
`Sputtering
`Thermistors
`(PTC thermistor copper alisetreads barrier layer and prepn.
`method thereof)
`7727-37-9, Nitrogen, uses
`7664-41-7, Ammonia, uses
`RL: NUU (Other use, unclassified); USES (Uses)
`(PTC thermistor copper sieetreds barrier layer and prepn.
`method thereof)
`7440-32-6,
`7439-98-7, Molybdenum, processes
`75-20-7, Calcium carbide
`Titanium, processes
`7440-33-7, Tungsten, processes
`7631-86-9, Silica,
`
`IT
`
`IT
`
`7
`
`

`

`9/23/2021
`
`16/495,937
`
`processes
`RL: PEP (Physical, engineering or chemical process); PROC (Process)
`(PTC thermistor copper alisetreads barrier layer and prepn.
`method thereof)
`JOSE GS-3 P+ HS
`12666-42-1P
`159738-66-6P
`RL: SPN (Synthetic preparation); TEM (Technical or engineered material
`use); PREP (Preparation); USES (Uses)
`(PTC thermistor copper alisetrads barrier layer and prepn.
`method thereof)
`7440-50-8, Copper, uses
`RL: TEM (Technical or engineered material use); USES (Uses)
`(PTC thermistor copper elestrads barrier layer and prepn.
`method thereof)
`
`IT
`
`IT
`
`COPYRIGHT 2021 ACS on STN
`ANSWER 2 OF 22 HCAPLUS
`L50
`
`ACCESSION NUMBER:
`2017:1522436 HCAPLUS Fx
`
`DOCUMENT NUMBER:
`167:410798
`Bisetseds material, slactroeds, nomaguaous
`TITLE:
`electrolyte Sattessy including the same, and
`+
`te de.
`Sattery pack
`Hotta, Yasuyuki; Kuboki, Takashi; Matsuno, Shinsuke
`Kabushiki Kaisha Toshiba, Japan
`U.S. Pat. Appl. Publ., 20pp.
`CODEN: USXXCO
`Patent
`English
`1
`
`INVENTOR (S):
`PATENT ASSIGNEE(S) :
`SOURCE:
`
`DOCUMENT TYPE:
`LANGUAGE:
`FAMILY ACC. NUM. COUNT:
`PATENT INFORMATION:
`PATENT NO.
`
`KIND DATE
`
`APPLICATION NO.
`
`DATE
`
`
`
`MS
`B2
`&
`B2
`
`SULIOGST
`20190219
`SOL IOIS A
`20210818
`
`
`
`YS SOLVES TASTS
`US 10211459
`YP SOLIAGSS 8G
`JP 6921481
`SPRIOQREYY ABSIN, INO. :
`PATENT STATUS PATENT INFORMATION:
`PATENT NO.
`KIND STATUS
`
`
`
`
`
`
`
`
`
`
`
`US SHLS<TA&s SHA g
`
`SQASHQGN
`
`FP SOLS SAHA Gg
`
`SOL SGSTy
`
`YE SOLS -HLH GN
`
`A SOL SQar?
`
`STATUS DATE
`
`
`
`
`
`
`
`
`
`
`20201120
`Al Alive
`US 20170271673
`
`
`20201121
`B2 Alive
`US 10211459
`
`
`20201121
`A
`Alive
`JP 2017168380
`20210826
`B2 Alive
`JP 6921481
`ASSIGNMENT HISTORY FOR US PATENT AVAILABLE IN LSUS DISPLAY FORMAT
`AB
`An giactreais material for a nenagy. electrolyte Battery of the
`present embodiment includes a swypesite particle contg. a garbonacesqus
`material.
`A peak half-width of d-band measured from a Raman spectrum of
`the sarbonaceeus material is at 150 cm-1 or more.
`A ratio Lc/La of a
`crystallite size Le in a c-axis direction obsd. at 20° to
`26° in a X-ray diffraction to a crystallite size La in an a-axis
`direction obsd. at 40° to 44° is 0.7 or less.
`FRAOSE“3, Silicon, uses
`FS AN~RS~O, Carbon, uses
`RL: PEP (Physical, engineering or chemical process); PRP (Properties) ;
`(Technical or engineered material use); PROC (Process); USES (Uses)
`(aleoteods material, glactreds, sora.
`
`electrolyte battery including same, and Sattery
`pack)
`
`IT
`
`TEM
`
`

`

`9/23/2021
`
`16/495,937
`
`RN
`CN
`
`7440-21-3
`Silicon
`
`HCAPLUS
`(CA INDEX NAME)
`
`A
`
`7440-44-0
`
`HCAPLUS
`
`Carbon
`
`(CA INDEX NAME)
`
`c
`
`VAIO AS-F, Tungsten, uses
`RL: TEM (Technical or engineered material use); USES (Uses)
`(aheoteods material, glactreds,
`soemag.
`electrolyte battary including same, and Sathary
`pack)
`7440-33-7
`Tungsten
`
`HCAPLUS
`(CA INDEX NAME)
`
`
`
`
`
`
`
`
`
`
`
`Ay
`
`
`TPCI HO1M0004-583 [I]; HO1MO0004-36 [I]; HO1M0004-48 [I]; HO1M0010-42 [I];
`
`
`HO1M0004-58 [I]; HO1M0010-42 [I]; HO1MO004-583 [I]; HO1M0004-36 [I];
`
`HO1M0004-48 [1]; HO1M0004-02 [N]
`
`TPCR HO1M0004-583 [I]; HO1MO0004-36 [I]; HO1M0004-48 [I]; HO1M0010-42 [I];
`HO1M0004-58 [1]; HO1M0004-02 [N]
`52-2 (Electrochemical, Radiational, and Thermal Energy Technology)
`gieotrads material semag electrolyte battery pack
`Ball milling
`SatSery anodes
`Lithium-ion secondary Satterias
`Pulverization
`soemag.
`(aheoteods material, glactreds,
`electrolyte battary including same, and Sathary
`pack)
`7647-01-00, Hydrochloric acid, uses
`RL: CAT (Catalyst use); USES (Uses)
`(alectseds material, gleoterads, mons.
`electrolyte battery including same, and Battery
`pack)
`7440-37-1, Argon, uses
`RL: NUU (Other use, unclassified); USES (Uses)
`(gieeteads material, algetrads, nonad.
`electrolyte battery including same, and Sattery
`pack)
`FARO SAS, Silicon, uses
`FAAH~A a9, Carbon, uses
`
`RL: PEP (Physical, engineering or chemical process); PRP (Properties); TEM
`(Technical or engineered material use); PROC (Process); USES (Uses)
`(aigeteeds material, slacteeads, need.
`electrolyte battery including same, and Ssettary
`pack)
`872-50-4, N-Methyl-2-pyrrolidone, reactions
`98-00-00, Furfuryl alcohol
`1013117-17-3, Kapton 100CB
`30352-38-6
`113443-18-8, Silicon oxide (Si0)
`RL: PEP (Physical, engineering or chemical process); RCT (Reactant); PROC
`(Process); RACT (Reactant or reagent)
`an Y nor Pe SORTER SY
`(aigetsods material,
`SLQSLTAAS , WOT.
`electrolyte battary including same, and Sathary
`pack)
`
`RN
`
`CN
`
`IT
`
`RN
`CN
`
`
`
`oe
`ST
`IT
`
`IT
`
`IT
`
`IT
`
`IT
`
`
`
`
`
`
`
`
`
`

`

`9/23/2021
`
`16/495,937
`
`IT
`
`IT
`
`7631-86-9P, Silicon dioxide, uses
`RL: PRP (Properties); SPN (Synthetic preparation); TEM (Technical or
`engineered material use); PREP (Preparation); USES (Uses)
`SASCGULSaSs r
`(gigateeds material, elestrods
`BORA.
`electrolyte Settary including same,
`and Sathery
`pack)
`105-58-8, Diethyl
`96-49-1, Ethylene carbonate
`64-17-5, Ethanol, uses
`carbonate
`7429-90-5, Aluminum, uses
`7439-89-6, Iron, uses
`7439-92-1,
`Lead, uses
`7439-95-4, Magnesium, uses
`7439-98-7, Molybdenum, uses
`7440-02-0, Nickel, uses
`7440-31-5, Tin, uses
`7440-32-6, Titanium, uses
`FRRO-SQ~-F¥, Tungsten, uses
`7440-50-8, Copper, uses
`7440-55-3,
`Gallium, uses
`7440-74-6,
`Indium, uses
`7732-18-5, Water, uses
`21324-40-3, Lithium hexafluorophosphate
`RL: TEM (Technical or engineered material use); USES (Uses)
`Sack eocis
`SASUVEAAS- TRIMS
`(gigateads material,
`ASS SREY .
`and Sat
`electrolyte battery including same,
`pack)
`
`
`
` INVENTOR (S) :
`
`PATENT ASSIGNEE(S) :
`
`SOURCE :
`
`DOCUMENT TYPE:
`LANGUAGE:
`FAMILY ACC. NUM. COUNT:
`PATENT INFORMATION:
`PATENT NO.
`
`
`COPYRIGHT 2021 ACS on STN
`ANSWER 3 OF 22 HCAPLUS
`L50
`ACCESSION NUMBER:
`
`2016:1896420 HCAPLUS ¥
`DOCUMENT NUMBER:
`166:376861
` etives material, method of preparing
`TITLE:
`
`RaAgakivs
`‘ive material and lithium ion battery
`comprising ‘the same
`Ma, Yongjun; Tu, Pei; Guo, Zizhu
`Shenzhen Byd Auto R&D Company Limited, Peop. Rep.
`China
`U.S., No pp. given
`CODEN: USXXAM
`Patent
`
`English
`
`3 K
`
`IND DATE
`
`APPLICATION NO.
`
`DATE
`
`
`
`
`
`
`
`
`
`
`
`SN SOLS LOS SSAgg
`
`SOLOTALG
`
`WO
`oN
`WO
`
`A
`
`STATUS DATE
`
`10
`
`
`W
`
`
`
`
`
`US 20130252031
`ey LHse°FIRAV
`CN 102479949
`
` We vee
`
`MAGA
`
`SS
`Al
`XX
`B
`ES
`
`SOLSQarg
`20130926
`SOLSHHIO
`20150527
`SOLSSoy
`
`PATENT STATUS PATENT INFORMATION:
`PATENT NO.
`KIND STATUS
`
`
`20201120
`B2 Alive
`US 9005812
`
`
`20201121
`Al
`Alive
`US 20130252031
`
`20201120
`A
`Alive
`CN 102479949
`
`20201121
`B
`Alive
`CN 102479949
`20201201
`Al
`Dead
`WO 2012071916
`ASSIGNMENT HISTORY FOR US PATENT AVAILABLE IN LSUS DISPLAY FORMAT
`
`AB
`A say. actiws material,
`a method of prepg.
`the may. activ
`material and a lithium ion
`
`SAttery comprising the nag. active
`The
`HYG. achive material may comprise: a core
`material are provided.
`and a plurality of sssmpoasits
`(1) composed of a carbon material;
`attached to a surface of the core (1), each of which may
`materials (2)
`
`

`

`9/23/2021
`
`16/495,937
`
`
`
`(22) coated on the
`(21) and a second material
`comprise a first material
`
`first material
`(21),
`in which the first material
`(21) may be at least one
`selected from the elements that may form an alloy with lithium, and the
`second material
`(22) may be at least one selected from the group
`consisting of transition metal oxides,
`transition metal nitrides and
`transition metal sulfides.
`FAKO~SL-S, Silicon, uses
`RL: NANO (Nanomaterial); TEM (Technical or engineered material use); USES
`(Uses)
`(nanopowders; mag. achieves material, method of
`prepg. assy. actiws material and lithium ion
`Sattery comprising the same)
`7440-21-3
`HCAPLUS
`Silicon
`(CA INDEX NAME)
`
`ct
`
`FAH. 88-0, Carbon, uses
`
`
`vs
`~“?, Tungsten, uses
`PFSS~hS~h$, Graphits, uses
`RL: TEM (Technical or engineered material use); USES (Uses)
`
`(Rag. ackies material, method of prepg. assy
`
`- Ries material and lithium ion Battery
`comprising the same)
`7440-33-7
`HCAPLUS
`Tungsten
`(CA INDEX NAME)
`
`W
`
`7440-44-0
`
`HCAPLUS
`
`Carbon
`
`(CA INDEX NAME)
`
`c
`
`IT
`
`RN
`CN
`
`IT
`
`RN
`CN
`
`RN
`
`CN
`
`RN
`
`7782-42-5
`
`HCAPLUS
`
`CN Graphite
`
`(CA INDEX NAME)
`
`C
`
`
`INCL 429231000
`
`
`
`
`
`
`
`
`
`
`TPCI HO1M0004-583 [I]; HO1MO0004-485 [I]; HO1M0004-24 [I]; HO1M0004-48 [I];
`
`
`
`HO1M0004-133 [I]; HO1MO004-36 [I]; HO1M0004-38 [I]; HO1M0004-58 [I];
`
`HO1M0010-0525 [I]; HO1M0004-133 [TI]
`TPCR HO1M0004-583 [I]; H0O1M0004-133 [I]; HO1M0004-24 [I]; HO1M0004-36 [I];
`
`HO1M0004-38 [1]; HO1M0004-48 [I]; HO1M0004-485 [I]; HO1M0004-58 [I];
`HO1M0010-0525 [I]
`NCL 429/231.000; 429/005.000; 427/058.000; 429/163.000; 429/219.000;
`429/220.000; 429/221.000; 429/222.000; 429/223.000; 429/224.000;
`429/225.000; 429/229.000; 429/231.500; 429/231.800
`
`
`52-2 (Electrochemical, Radiational, and Thermal Energy Technology)
`
`sey active material lithium ion Settsry carbon; caypesits
`transition metal oxide nitride sulfide
`
`
`
`
`
`ce
`ST
`
`IT
`
`Secondary Satterias
`. Sabtivs material, method of prepg.
`(Li
`ion;
`
`neg. actives material and lithium ion battery
`comprising the same)
`
`IT Air
`
`(calcination atm.; mag. actives material, method of
`prepg. nay. actiswe material and lithium ion
`11
`
`

`

`9/23/2021
`
`16/495,937
`
`
`
`of prepg. seg
`ion Batt
`
`; USES (Uses)
`of prepg.
`]
`fete
`ion SassSTy
`
`material use);
`of prepg. seg
`ion Sabkery
`
`USES
`
`material use);
`of prepg.
`ion Batts BEY
`
`
`USES
`
`material use);
`of prepg.
`RV
`ion
`&b
`ba SsSeary
`
`USES
`
`material use);
`of prepg. sag
`ion Satteary
`
`USES
`
`(Uses)
`
`(Uses)
`
`(Uses)
`
`(Uses)
`
`Sattery comprising the same)
`IT Microspheres
`(microcarbon; eg. active
`material, method of
`
`material and lithium ion
`prepg. RAY. ARSTAWS
`Sattery comprising the same)
`Calcination
`Carbon nanotubes
`GAWDFA UES
`Dispersing agents
`Nanopowders
`Suspensions
`(mag. active material, method
`
`. a ss material and lithium
`
`comprising the same)
`Polyoxyalkylenes
`Styrene-butadiene rubber
`
`RL: NUU (Other use, unclassified)
`
`(may. active material, method
`
`. Setive material and lithium
`comprising the same)
`
`farbon Slack
`RL: TEM (Technical or engineered
`achivs material, method
`ss material and lithium
`comprising the same)
`Carbon fibers
`RL: TEM (Technical or engineered
`
`(Bay. ackiss material, method
`
`. agtive material and lithium
`comprising the same)
`
`Fluoropolymers
`RL: TEM (Technical or engineered
`(mag. agtivs material, method
`. actiws material and lithium
`comprising the same)
`Transition metal nitrides
`RL: TEM (Technical or engineered
`~ material, method
`
`
`ss material and lithium
`comprising the same)
`Transition metal oxides
`
`
`
`RL: TEM (recpnca” or engineered
` 1 and. lithium
`
`material use);
`of prepg. seg
`,
`ion Bass
`
`USES
`
`(Uses)
`
`comprising the same)
`Transition metal sulfides
`RL: TEM (Technical or engineered
`
`active material, method
`. a ~& material and lithium
`comprising the same)
`Containers
`
`material, method of prepg.
`RN LAYS
`(reaction; nes
`yy e« BKVAVS
`bat tary
`aokiys material and Lithium ion
`RY.
`ASSAAS oy
`comprising the same)
`1308-06-1P, Cobalt oxide (C0304)
`RL: SPN (Synthetic preparation);
`
`material
`
`use);
`RAY
`of prepg.
`ASRS SS
`;
`ion &at
`
`
`USES
`
`(Uses)
`
`TEM (Technical or engineered material
`
`12
`
`IT
`
`IT
`
`IT
`
`IT
`
`IT
`
`IT
`
`IT
`
`IT
`
`IT
`
`IT
`
`

`

`9/23/2021
`
`16/495,937
`
`
`
`IT
`
`IT
`
`IT
`
`IT
`
`IT
`
`IT
`
`IT
`
`IT
`
`IT
`
`use); PREP (Preparation); USES (Uses)
`(coatings on nanopowders; sey. active material,
`method of prepg. meq. actives material and lithium
`ion kettaery comprising the same)
`12359-17-O0P, Nickel oxide (Ni20)
`RL: NANO (Nanomaterial); SPN (Synthetic preparation); TEM (Technical or
`engineered material use); PREP (Preparation); USES (Uses)
`(coatings on nanosilicon powders; meg. actives
`
`material, method of prepg. ngy. active material and
`lithium ion kattery comprising the same)
`1344-70-3P, Copper oxide
`RL: SPN (Synthetic preparation); TEM (Technical or engineered material
`use); PREP (Preparation); USES (Uses)
`(coatings on nanosilicon powders; meg. active
`
`material, method of prepg. mag. actives material and
`lithium ion Sat&ery comprising the same)
`9002-84-0
`RL: TEM (Technical or engineered material use); USES (Uses)
`(container inner linings; seg. achiys material,
`method of prepg. may. active material and lithium
`ion Sattery comprising the same)
`7732-18-5, Water, uses
`RL: NUU (Other use, unclassified); USES (Uses)
`(distd.; neg. active material, method of prepg.
`neg. actives material and lithium ion battery
`comprising the same)
`13931-83-4, Nickel chloride (NiC1)
`RL: NUU (Other use, unclassified); RCT (Reactant); RACT (Reactant or
`reagent); USES (Uses)
`(hexahydrate; nag. agtive material, method of
`
`prepg. assy. actiws material and lithium ion
`Sattery comprising the same)
`24937-79-9
`RL: TEM (Technical or engineered material use); USES (Uses)
`(modified; say. actives material, method of prepg.
`mag. active material and lithium ion Battery
`comprising the same)
`FARO SAS, Silicon, uses
`Zinc, uses
`RL: NANO (Nanomaterial); TEM (Technical or engineered material use); USES
`(Uses)
`
`(nanopowders; seg. agtdyes material, method of
`prepg. sayy. actiws material and lithium ion
`Sattery comprising the same)
`67-64-1, 2-Propanone, uses
`105-58-8
`9004-32-4
`25322-68-3
`114435-02-8
`
`RL: NUU (Other use, unclassified); USES (Uses)
`(nag. aghkiwe material, method of prepg. asy
`
`. actives material and lithium ion Battery
`comprising the same)
`19296-06-1
`10026-22-9
`1113-38-8
`7791-13-1
`
`L: NUU (Other use, unclassified); RCT (Reactant); RACT (Reactant or
`reagent); USES (Uses)
`
`(2H
`sitive material, method of prepg. asy
`> material and lithium ion katt}
`
`
`comprising the same)
`
`
`
`7440-31-5, Tin, uses
`
`7440-66-6,
`
`109-99-9, uses
`
`9000-11-7
`
`
`
`
`
`
`
`13
`
`

`

`9/23/2021
`
`16/495,937
`
`
`
`1336-21-6, Ammonium hydroxide ( (NH4) (OH))
`RL: RCT (Reactant); RACT (Reactant or reagent)
`
`(may. active material, method of prepg. rey
`
`8
`-
`sa material and lithium ion Sattary
`comprising the same)
`17341-24-1, uses
`21324-40-3
`RL: RCT (Reactant); TEM (Technical or engineered material use); RACT
`(Reactant or reagent); USES (Uses)
`
`(mag. achies material, method of prepg.os
`
`
`- Rstiwes material and lithium ion Bathery
`comprising the same)
`7439-91-0, Lanthanum,
`7439-89-6, Iron, uses
`7439-88-5,
`Iridium, uses
`uses
`7439-96-5, Manganese, uses
`7439-97-6, Mercury, uses
`7439-98-7,
`Molybdenum, uses
`7440-02-0, Nickel, uses
`7440-03-1, Niobium, uses
`7440-04-2, Osmium, uses
`7440-05-3, Palladium, uses
`7440-06-4,
`Platinum, uses
`7440-15-5, Rhenium, uses
`7440-16-6, Rhodium, uses
`7440-18-8, Ruthenium, uses
`7440-20-2, Scandium, uses
`7440 -22-4,
`Silver, uses
`7440-25-7, Tantalum, uses
`7440-26-8, Technetium, uses
`7440-32-6, Titanium, uses
`FAQQ-SS~), Tungsten, uses
`FAIH~AE~H
`7440-36-0, Antimony, uses
`7440-43-9, Cadmium, uses
`, Carbon, uses
`7440-47-3, Chromium, uses
`7440-48-4, Cobalt, uses
`7440-56-4, Germanium, uses
`7440-57-5, Gold, uses
`7440-58-6, Hafnium,
`
`7440-67-7,
`
`IT
`
`IT
`
`IT
`
`IT
`
`IT
`
`RETABLE
`Referenced
`Referenced Work
`PG
`VOL
`Year
`Referenced Author
`
`
`(RAU) (RPY)|(RVL)|(REG) (RWK) File
`
`
`
`
`Anon
`Anon
`Anon
`Anon
`Anon
`Anon
`Anon
`Anon
`Anon
`Hwang
`Lee
`
`Lee
`Mah
`Pol
`
`
`
`2007
`2007
`2009
`2009
`2010
`2010
`2015
`2011
`2008
`2009
`2003
`2005
`2009
`2011
`
`7440-65-5, Yttrium, uses
`7440-62-2, vanedtame uses
`uses
`Zirconium, uses FSH, Graphite, uses
`RL: TEM (Technical or engineered material use); USES (Uses)
`(may. active material, method of prepg. say
`
`sa material and lithium ion Sattary
`comprising the same)
`7429-90-5, Aluminum, uses
`RL: TEM (Technical or engineered material use); USES (Uses)
`(square shel’ meg. active material, method of
`prepg. say. achies material and lithium ion
`Sattery comprising the same)
`9003-55-8
`RL: NUU (Other use, unclassified); USES (Uses)
`(styrene-butadiene rubber; agy. agctiws material,
`method of prepg. meq. actives material and lithium
`ion Sattary comprising the same)
`
`
`
`
`
`
`
`
`
`
`
`
`CN 1705150
`CN 1943062 A
`CN 101615672 A
`KR 20090124157 A
`WO 2010059749 Al
`JP 2010218758 A
`English abstract of
`International Search|
`Yan, et al, Preparat
`US 20090297945 Al
`US 20030138698 Al
`US 6896706 B2
`US 20090169994 Al
`US 20110104553 Al
`
`
`
`
`
`
`
`
`
`
`
`14
`
`HCAPLUS
`HCAPLUS
`HCAPLUS
`
`HCAPLUS
`HCAPLUS
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`HCAPLUS
`HCAPLUS
`HCAPLUS
`HCAPLUS
`HCAPLUS
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`

`

`9/23/2021
`
`16/495,937
`
`Yamamoto
`
`|2008 |
`
`|
`
`[US 20080113269 Al
`
`| HCAPLUS
`
`COPYRIGHT 2021 ACS on STN
`ANSWER 4 OF 22 HCAPLUS
`L50
`ACCESSION NUMBER:
`2016:1582745 HCAPLUS §&
`‘.
`
`DOCUMENT NUMBER:
`165: 465947
`TITLE:
`SS
`ade for nanagusous electrolyte secondary
`
` OMAN xvas electrolyte secondary
`
`ASS
`
`¥
`
`and kattery pack
`Hotta, Yasuyuki; Morita, Tomokazu; Kuboki, Takashi
`Kabushiki Kaisha Toshiba, Japan
`U.S. Pat. Appl. Publ., 12pp.
`CODEN: USXXCO
`Patent
`English
`1
`
`INVENTOR (S):
`PATENT ASSIGNEE (S) :
`SOURCE:
`
`DOCUMENT TYPE:
`LANGUAGE:
`FAMILY ACC. NUM. COUNT:
`PATENT INFORMATION:
`PATENT NO.
`
`KIND DATE
`
`APPLICATION NO.
`
`
`
`
`
`
`YS SHLASOSSHggs
`US 10319992
`JS SOASISAC Ls
`JP 6853616
`BW TSY
`FARA
`SATNY APSIN, INN. :
`PATENT STATUS PATENT INFORMATION:
`PATENT NO.
`KIND STATUS
`
`SS
`B2
`A
`B2
`
`
`
`SOL HIS A
`
`WE SHAN SAS AQ
`
`A
`
`
`
`STATUS DATE
`
`
`
`
`
`
`20201120
`Al Alive
`US 20160285082
`
`20201121
`B2 Alive
`US 10319992
`
`
`20201120
`A
`Alive
`JP 2016181414
`20210408
`B2 Alive
`JP 6853616
`ASSIGNMENT HISTORY FOR US PATENT AVAILABLE IN LSUS DISPLAY FORMAT
`AB
`
`In one embodiment, an siagtroeds for a asmay. electrolyte secondary
`Sattery has an siectrades mixt.
`layer comprising an active material, a
`conductive agent, and a binding agent to bind the active material and the
`
`conductive agent, and a collector on which the aiactreis mixt.
`layer is
`
`laminated.
`The active material comprises a sangesits body comprising at
`
`least a sarbemsaysous material, and a metal dispersed in the
`Sarboensagsens material or an oxide of the metal. And the binding agent
`is a polyviny! alc. resin of (@ sapon. degree of 87-99.9 mol