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INFORMATION DISCLOSURE
`First Named inventor|Yuichi TANABE
`
`STATEMENT BY APPLICANT
`( Not for submission under 27 CFR 4.99)
`
`Filing Date
`2019-12-26
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`
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`Art Unit 3746
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`PROSBOR8 (Ot 15}
`Pac coder IDS
`Approved for use through (7/012012. OMB 08510024
`Doc description: information. Disclosure Statement (1DS) Filed
`LES: Patent and Trademark Offtce; U.S. DEPARTMENT OF COMMERGE
`Unger the Papenvork Reduction Act of 1995, no persons. are required to respon! to.a collection of information unfess @ contains a valid OMB canirol number
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`Apntication Number
`46626583
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`Examiner Narne
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`Not yet assigned
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`083710-2873
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`U.S.PATENTS
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`Exarruner
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`initial
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`Patent Number
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`Kind
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`issue Date Nate of Patentee or Applicant
`of cited Document
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`PagesColumnsLines where
`Relevant Passages or Relevant
`Figures Appear
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`if you wish to ade additional US. Patent citation information please click the Add button.
`U.S.PATENT APPLICATIONPUBLICATIONS
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`Examiner) Kind|Publication_. Publication Name af Patentee cr Applicant Pages,Columns,Lines where
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`Cite No
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`Relevant Passages or Relevant
`Initial
`Number
`Code!) Date
`of cited Document
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`Figures Appear
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`lf you wish to add additional Foreign Patent Document citation information pleaseclick the Add button
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` Attorney Docket Number
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`1 [2011-00-15‘|Sasakiet ai30110223045 Ai Equivalent of
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`“
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`CNE029764630
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`fF you wish to add additional U.S. Published Application citation inforrnation please. click the Add button.
`FOREIGN PATENT DOCUMENTS
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`Name of Patentee or
`Pages,Columns,Lines
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`Examiner Cite|Fareign Document|Country Kind|Publication Anolicant of cited where Relevant +8
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`Inttial®|No|Numbers Code? Codes] Date BP | Passages or Relevant
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`Document
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`Figures Appear
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`4
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`865312
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`EP
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`A2
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`4903-10-43
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`GEN ELECTRIC
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`Equivalent of
`MATSUSHITA
`Cpe
`3h
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`2|202878485 U|2813-06-05|EEeTRic IND COLTD |US201102230451CN
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`NON-PATENT LITERATURE DOCUMENTS
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`EFS Web 2.7.77
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`
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`Application Namber
`48626583
`
`
`Filing Date
`2019-42-36
`
`INFORMATION DISCLOSURE
`
`First Named Inventor’|Yuichi TANABE
`STATEMENT BY APPLICANT
`(Nat for submission under 37 CFR 4.99}
`
`
`
`Art Unit 3746
`
`
` Not yet assigned Attorney Docket Number
`a
`
`
`Incluele copy of this form with next communication fo applicant. See Kind Codes:of USPTO Patent Documents at wwwLISPTOECSor MPEP GITLO4: = Enter officethal issued the document, by the two-letter code (WIPO
`
`Examiner Name
`
`0837 10-2873
`
`
`
`include name of the author Gn CAPITAL LETTERS), tite of the article (when. appropriate), tte of the item
`Examiner! Cite
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`aeaye ibook, magazine, journal, serial, symposium, catalog, etc}, date, pages(s}, volume-issue number(s}, Ts
`
`initials
`No
`:
`.
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`publisher; city and/or cauntry where published.
`
`
`4
`
`English Translation of Chinese Search Report dated May 12, 2021 for the related Chinese Patent Application No.
`201 880043697 S.
`
`Pa
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`If you wish to add additional non-paient literature document citation information please click the Add button
`
`EXAMINER SIGNATURE
`
`
`
`
`Examiner Signature
`“EXAMINER:Initial if reference considered, whether or not citation is in conformance.with MPEP 609. Draw line through a
`citation if not in conformance and not considered.
`
`Date Gonsidered
`
`Standard ST3). ? Por dapanese patent docuvients, ihe indication of the year. of the reign of the Emperor paust precede the sérat number of the patent dacument,
`* Kind of document by. the appropriate symbols as indicated on the document under VAPO Standard ST_16 Ff possihie. * Applicant is to place.a check marc here if]
`English languagetranslation is attached.
`
`
`EFS Web 2.7.77
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`

`

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`
`
`Application Namber 48626583
`
`
`Filing Date
`2019-42-36
`INFORMATION DISCLOSURE First Named Inventor|Yuichi TANABE
`
`
`STATEMENT BY APPLICANT
`An Uni
`saa
`
`mt
`3746
`ws
`(Nat for submission under 37 CFR 4.99}
`Examiner Name
`
`
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`Please see 3/7 CFR 1.97 and 1.98 to make the appropriate selectian(s):
`
`CERTIFICATION STATEMENT
`
`That each item of information. contained. in the information. disclosure statement was first cited in any communication
`| from a foreign patent office in a counterpart foreign application not more than three months priar to the filing of the
`information disclosure statement. See 37 CFR 1.97(6}4).
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`OR
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`That no item of information contained in the information disclosure statement was ced in a carnmmunication froma
`foreign patent office in a counterpart foreign application, and, to the knowledge of the person signing the certification
`after making reasonable inguiry, no em of information contained in the information disclosure statement was kKnawn to
`any individual designated in 37 CFR 1.56(¢) more than three months. prior to the fling of the information disclosure
`statement See 37 CFR 1O7feN2).
`
`See attached certification statement.
`
`The fee set forth in 37 CFR 1.17 (bp) has been submitted herewith.
`
`A certification statement is not submitted herewith.
`
`SIGNATURE
`Asignature of the applicant or representative is required in accordance with CFR: 1.33, 10.18. Please see CFR 1_4(c) for the
`form of the signature.
`
`
`
`Signature
`
`Name/Prni
`
`‘Michael E. Fagarty/
`
`Michael £. Fogarty
`
`083710-2873
` Attorney Docket Number
`Not yet assigned
`
`36139 This. collection of information is required by 37 CFR 1.97 and 1.98. The information is required to obtainor retain a benefit by the
`
`
`
` 2021-07-08
`
`Date (VYYY-MM-DD)
`
`Registration Number
`
`
`
`public which is fo fle (and by the USPTO to process} an application. Confidentiality is gaverned by 35 U.S.C. 122 and 37 CFR
`1.14.. This collection is estimated to take 1 hour to complete, inchicing gathering, preparing and subrnitting ihe completed
`application forrrte the USPTO. Time will vary depending upon the indivitiual.case. Any comments on the amount of time you
`require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S.
`Patent and Trademark Office, U.S. Department of Commerce, P.O. Box 4450, Alexandria, VA 22313-1450. DONOGT SEND
`FEESOR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissionerfor Patents, P.O. Box 1450, Alexandria,
`VA 22343-1450,
`
`
`EFS Web 2.7.77
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`

`

`Privacy Act Statement
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`The information provided by you in this form will be subject to the following routine uses:
`
`1.
`
`The infermation on this forny will be treated confidentially to the extent allowed under the Freedom of Information Act
`{5 U.S.C. 552) and the Privacy Act (5 U.S.C. 552a). Records from this system of records may be disciesed fo the
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`
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`
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`
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`A record fromthis system of records may be disclosed, a5 a routine:.use, to the public after either publication of
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`may be disclased, subject to the limitations of 37 CFR 1.14, as a routine use, to the public if the recard was filed in
`an application which became abandoned or in which the proceedings were terminated and which application fs
`referenced by either a published application,-an application open to public inspections or an issued patent.
`
`A record from this system of records maybe disclosed, as aroutine use, io a Federal, State, or local law
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`is voluntary; and (3) the principal purpose for which the information is used by the U.S. Patent and Trademark Office is fo
`process and/or examine your submission related to a patent application or patent.
`ifyou-do not furnish the requested
`information, the U.S. Patent and Trademark Office maynot be able to process and/or examine your submission, which may
`resull in termination of praceedings or abanconment of the application or expiration of the patent.
`
` The Privacy Act of 1974(PLL. 93-579) requires that you be given certain information in connection with your submission of the
`
`
`
`EFS Web.203.37
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