throbber
a,
`PTO/SB/30 (11-17)
`Approved for use through 11/36/2020. OMB 0851-0034
`U.S. Patent and Trademark Gifice; U.S. DEPARTMENT OF COMMERCE
`spond io a collection of information unless i
`tains a valid OMB control number.
`18/979584
`
`Request
`for
`Continued Examination (RCE)
`Transmitial
`
`Mail Stop RCE
`Commissionerfor Patenis
`b P.O. Box 1450
`Alexa ndria, VA 22373-1450
`
`i Application Number
`Filing Date
`3
`=
`
`i
`
`First Named Inventor
`Art Unit
`Examiner Name
`
`| Attorney Docket Number
`
`September 10, 2020
`TAKAAKI YOKOYAMA
`
`CHARLENE BERMUDEZ
`
`§ Alexandria, VA 22313-1450 or facsimile transmitted to the USPTO on ihe date shown below.
`
`Enclosed
`P| Amendment/Reply
`[| Affidavit(s}/ Dectaration(s)
`Miscellaneous
`Suspension of action on the above-identified application is requested under 37 CFR 1.103{c) fora
`period of
`months. (Period of suspension shall not exceed 3 months; Fee under 37 CFR 1.17() required)
`Other
`
`This is a Request for Continued Examination (RCE) under 37 CFR 1.114 of the above-identified application.
`§ Request for Continued Examination (RCE) practice under 37 CFR 1.174 does not apply to any ulflty or plant application filed prior to June 3,
`§ 1995, orto any design
`application. See instruction Sheet for RCEs (not to be submitted to the USPTO) on page 2
`
`|Submission required under 37 CFR1.1141 Note: if the RCE is proper, any previously filed unentered amendments and
`amendments enclosed with the RCE wil be entered in the orderin which they were filed unless applicant instructs olherwise, If
`applicant does not wish to have any previously filed unentered amendment(s) entered, applicant must request non-entry of such
`amendment(s).
`
`a | Previously submitted. lf a final Office action is outstanding, any amendments filed after the final Office action may be
`,
`/
`gonsidered as 3 submission even if this box is not checked.
`
`Other Amendment After Final filed on September 15, 2021
`
`iil,
`
`information Disclosure Statement (DS)
`Other
`
`The RCEfee under 37 CFR 1.17(e} is required by 37 CFR 1.174 when the RCEjs filed.
`The Director is hereby authorized to charge the following fees, any underpayment affees, or credit any overpayments, to
`Deposit Account No. 50-0417
`
`RCE fee required under 37 CFR 1.1 7(e}
`:| Extension of time fee 7 CFR 1.136 and 1.17)
`Fe
`b. a Checkin the amount of $
`enclosed
`d.
`c. | Payment by credit card orm PTO-2038 enclosed}
`Payment by EFS-Web
`WARNING: information on this form may become public. Credit card information should not be included on this form. Provide credit
`| card information and authorization on PTO-2038
`
`States Postal Service wiwith sufficient“postagetas first class maatiin anenvelopeaddressed to: Mail 5Stop RO'E, Cornssioner for Patenis, FL°O. Box 41456,
`
`ain a benefit bythe public whichis fo file (and by the USPTO
`This collection of information is required by 37 CFR 4.744. The information is required to obtain ori
`to process} an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.41 and 1.14. This collection is estimated to take 12 minutes to complete,
`including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on
`
`the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, US. Patent and
`Trademark Office, U.S. Department of Commerce, P.O. Sox 1450, Alexandria, VA 22343-1450. DO NOT SE ND FEES OR COMPLETED FORMS TO THIS
`ADDRESS. SEND TO: Mail Stop RCE, Commissioner for Patents, P.O. Box 1449, Alexandria, VA 22373-1459.
`ifyou need assistance in completing the form, call 1-800-PTO-9199 and select option 2.
`
`

`

`PTO/SB/30 (07-09)
`Approved for use through 11/3/2020. OMB 0851-0031
`US. Patent and Trademark Office: U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`instruction Sheet for RCEs
`not to be submitted to the USPTO)
`
`NOTES:
`
`An RCE is not a new application, and filing an RCE wil noi result in an application being accornled a newfiling
`daie.
`
`Filing Qualifications:
`The application must be a utility or plant application filed on or after June 3, 1995. The application cannot be a provisional
`application, a utility or plant application filed before June 8, 1995, a design application, or a patent under reexamination. See
`37 CFR 1.114(e).
`
`Filing Requirements:
`Prosecution in the application must be closed. Frosecution is closed ifihe apoplicat ion is under appeal, or the last Office
`action Is a final action, a notice of allowance, or an action that otherwise closes prosecution in the application (e.g., an Office
`action under Ex parte Quayle}. See 37 GFR 1.17405).
`
`ifrenly to an Office action under 35 U.S.C. 132 is
`A submission and a fee are required at the time the RCE is filed.
`outstanding (e.g., the application is underfinal rejection), the submission must meet the reply requirements of 37 CFR 1.411.
`here is no Guistanding Office action, the suomission
`can be an information disclosure statement, an amendment, new
`arguments, or new evidence. See 37 CFR 1.114(c). The submission may be a previously filed amendment (@.9., an
`amendment after final rejection).
`
`WARNINGS:
`
`See MPEP 706.07 (h) for further information on the RCE practice.
`
`| Request for Suspension of Action:
`| AH RCE filing requirements must be met before suspension of action is granted. A request for a suspension of
`j action under 7 GFR 1.703(c) does nol satisfy the submission requirement and does not permit the filing of the
`| required submission to be suspended.
`| improper RCE will NOT ioll Any Time Period:
`
`|
`| Before Appeal - ifthe RCE is improper (¢.¢., prosecution in the apolication is not closed or the submission or
`| fee has not been filed) and the application is not under appeal, the time period set forth in the last Office action |
`[ will continue to run and the application will be abandoned afier the statutory time period has expired ifareply to
`|
`[ the Office action is not timely filed. No additional time will be given to correci ihe improper RCE.
`
`| Under Appeal - lf ihe RCE is improper(e.g., the submission or ihe fee nas not been filed) and the application is
`funder appeal, the improper RCE is effective to withdraw the appeal. Withdrawal ofthe appeal results in the
`| allowance or abandonment of the application depending on ihe status of ihe claims. Wfthere are no allowed
`[ claims, ihe application is abandoned. if there is ai least one allowed claim, the application will be passed to issue |
`f on the allowed claim(s}. See MPEP 1215.01.
`
`|
`
`Page 2 of 2
`
`

`

`Privacy Act Stafement
`
`The Privacy Act of 1974 (P.L. 93-879} requires thai you be given certain information in connection
`with your submission of the attached form relaied to a patent application or patent. Accordingly,
`pursuant to the requirements of the Act, please be advised that: (1} the general authority for the
`collection of ihis information is 35 U.S.C. 2(p)(2): (2) furnishing of the information solicited is voluntary:
`and (3) the principal purpose for which the information is used by the U.S. Patent and Trademark
`Office is to process and/or examine your submission related to a patent application or patent. W you do
`noi furnish ihe requested informaiion, the U.S. Patent and Trademark Office may not be able to
`process and/or examine your submission, which may result in termination of proceedings or
`abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject ta the following routine uses:
`
`1. The information on this form will be treated canfidentially to ihe extent allowed under the
`Freedom of Information Aci (5 U.S.C. 552) and the Privacy Aci (5 U.S.C 552a). Records fram
`this system of records may be disclosed to the Department of Justice to determine whether
`disciosure of these records is required by the Freedomof Information Act.
`A record from this system of records may be disclosed, as a routine use, in the course of
`presenting evidence fo a courl, magistrate, or administrative tribunal, including disclosures to
`opposing counsel in ihe course of setiiement negotiations.
`A record in this system of records may be disclosed, as a routine use, io a Member of
`Congress submitting @ request involving an individual, fo whom the record pertains, when the
`individual has requested assistance from ihe Member with respect to the subiect matter of the
`record,
`A record in this system of records may be disciosed, as a routine use, io a contracior of the
`Agency having need for the information in order to perform a contract. Recipienis of
`information shall be required to comply with the requirements of the Privacy Act of 1974, as
`amended, pursuantio 5 U.S.C. 552a(m).
`A record related fo an International Application filed under the Patent Cooperation Treaty in
`this system of records may be disclosed, as a routine use, to the International Bureau ofthe
`World Intellectual Property Organization, pursuant to the Paient Cooperation Treaty.
`A record in this system of records may be disclosed, a5 a routine use, to another federal
`agency for purposes of National Securily review G5 U.S.C. 184) and for review pursuant to
`the Atomic Eneray Act (42 U.S.C. 218ie)).
`A record from this system of recards may be disclosed, as a rouline use, to the Administrator,
`General Services, or his/her designee, during an inspection of records conducted by GSA as
`part of that agency’s responsibility to recommend improvements in records management
`practices and programs, under authority of 44 U.S.C. 2904 and 2906. Such disclosure shail
`be made in accordance with the GSA regulations governing inspection of records forthis
`purpose, and any other relevant (Le., GSA or Commerce) directive. Such disclosure shall not
`be used to make determinations about individuals.
`A record fram thts system of records may be disclosed, as a routine use, to the public after
`either publication of the application pursuant io 35 U.S.C. 122(b) or issuance of a patent
`pursuant io 35 U.S.C. 151. Purther, a record may be disclased, subjeci to the limitations of 37
`CFR 1.14, as a routine use, to the public if the record was filed in an application which
`became abandoned or in which ihe proceedings were terminated and which application is
`referenced by either a published application, an application open io public inspection or an
`issued patent.
`A record from thts system of recorms may be disclosed, as a routine use, fo a Federai, State,
`or local law enforcement! agency, ifihe USPTO becomes aware of a violation or potential
`violation of law or requiation.
`
`

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