PROTS96 (10-20)
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`TRANSMITTAL LETTER TO THE UNITED STATES9[NOmey Honsusod
`DESIGNATED/ELECTED OFFICE (DO/EO/US}
`US Apieaton Neit— “an 7 CERT
`CONCERNING A SUBMISSION UNDER 35 U.S.C. 374
`NotYet Assigned
`international Anoiicatian No.
`frtemational Fig Cate
`Proty Gate Charmed
`PCTAIP2019/029133
`25 July 2079
`44 September 2018
`Title of invention
`SECONDARY BATTERY POSITIVE ELECTRODE AND SECONDARY BATTERY
`
`First Named fiventor
`
`Satoshi Shibutani
`
`Applicant herewith submits to the United States Designated/Elected Office (DGTEO/US) the following items and other information.
`
`+
`
`This is an express request io begin national exarcination procedures (35 LLS.C. Aa) NOTE: The express request uncer
`SS UGC. S77 Ch wil not be effective unless the requirements under 35 U6.C. 3/dick 1), (2), and i4) for cayrnent of the basic
`national fee, cagy of the iInfermational Acpicatian and Enatish fransiation thereof Gf required), and the cath or declarstion of
`the inventor(s) have bean recetyed.
`
`A copy of the Intemational Application (25 US20. 34{ex2} is attached herets Gnot required if the Intemational Application
`Was Hrevicusly communicated by the Intemetional Bureau or was fect in the United States Receiving Office (ROALIS):
`
`An Enalsh language transtation of the infernational Apolication (35 U.S.C. 39 TichH2ey
`is attached hereto.
`
`.
`
`.[| has Geen previnusty submitted under 35 LES. Toad}
`An oath or dectaration of the inventor(s} (35 U.S.C. 37 chsh
`is attached.
`
`a.
`
`.[| was previously ited in the infernational phase under PT Rute 4.1 ?divh
`ftems 5 to 8 below concern amendments made in the international shase.
`PCT Anicte 19 and 34 amendments
`5 [| Amendments to the claums under PICT Article 19 are attached (nat required ff comraunicated by the International Bureau}
`(35 USC. SPiN.
`[| English fransieation of the PCT Articte 1S amencdmentis atiached GA LES. S¥texah.
`English transtation of annexes (Article 19 andlor 34 amencdmenis only) of fhe Intemational Pretiminary Examination Report is
`aflached (25 U S.C. 37 t{cKSh.
`
`8.[| 3/7 CFR 3.730} Staferment fivien there is an Assignee}.
`
`Cancelafion of amendments mace in the international phase
`an.[| De not enter the amendment made in the mitermetionsl phese under PCT Article 19.
`ab.[| De not enter the amendment made in the mitermationsl phese under PCT Article 34.
`NOTE: A proper amendment made in English under Anicle 12 or 34 wil be enteredin the LS. nationad chase apniication absent a clear
`gistnuction frorn anolicant not io enter the armendmentis}.
`The following items 9 to 17 concern a docunrentis} or information included.
`9.[| An information Disclosure Statement under 37 CFR 1.97 and 7.98.
`.
`A pretirinary arsencdment
`
`.
`An Application Date Sheet under 37 CFR 178.
`. [| A subside specification. NOTE: A substitute specification cannal include claims. See 37 CFR Pisaib)
`3.
`A power of attomey andar change of address letter.
`
`4 cormmputerroadaile form of he sequence listing in accordance with PCT Rule ?3ier3 and 37 CFR 1.824-1.825 (nat required
`if Sequence hsting in text format was incicafed an the PCT Request as part of the infernational Application and the sequence
`Hoting was published as par af the international agpication}.
`Ta.[] Assignment papers (cover sheet and docurmentish. Name of Assignee:
`
`

`

`PROTS96 (10-20)
`Approved for uae through TOCA? OMB OBS:LO
`OS. Patent and Trademark Ciffice: U.S. DEPARTMENT OF COMMERCE
`Ureter the Papensork Reduction Act of 1985, no persons are fequired fo respored te a codlection of information uniess 4 displays a vadOMS control number.
`U.S. APFLN. No. {if known - see 37 CFR 7.5}
`INTERNATIONAL APPLICATION. No.
`ATTORNEYLICICKET No.
`Not Yet Assigned
`POTAP20 19/028133
`PRO SUSGD
`
`Ye.
`
`Other ems of information
`
`Drawings 2 sheeis, PCTABSSOS (Secand Notice), POMESAZTO
`
`The folfowing fees have been submitted.
`
`Basic national fee GF CFR (4GMAeee tte §320
`
`320.00
`
`1S.
`
`19.
`
`5
`
`BOD 0G
`
`we
`
`oF previously communicated te the US by the 16 ..
`«Aft other suations _ oe
`
`TOTAL OF 18, 18, and 20 =| $
`
`4,660.00
`
`Examination fee (27 CFR 1492e)}
`«ifthe walien opinion prepared by (ISA/LS or the intematiansl preliminary examination report
`prepared by FPEATUSindicates af claims satisstyprovisions of PCT AricieeSveeecueeess
`2A8 other situations _
`-.
`weeee ee
`Search fee (37 CFR 14820%4
`»
`Hf the written opinion presared by ISA/USor theinfemational preliminary examination report
`prepared by JPEA/LSindicates all claims safsfy provisions of PITT Articie S14) |
`«Search fee (37 CFR 1 445{ax7}) has been paid an the Intemationat application to the USPTO|35
`an Intemational Searching Authanty ...
`_—
`eintemational Search Report prepared by.anSAotherthan theusandprovidedt‘fo the‘Office
`
`
`
`$ $
`
`Additional fee for specification and drawings fed in paper over 100 sheets (exchiding sequencelisting
`in compliance with 37 CER 1 d2tic) or de} in an electronic medium ar computer peogramfisting in an
`electronic medium) (47 CFR 1 ASayy.
`
`Fee for each additions! 50 sheets of paper or fraction thereofcece ec ecececec cece teeter
`Total Sheets
`Eidra Sheets
`Number of each addifianal 58 or fraction
`thereof (round upfo a whole number}
`
`ene SABO
`
`20 ee
`
`Surcharge for fumishing any of the search fee, examination fee, or the oath or declaration
`after the date of commencement of the national stage (27 CFR TASREADee ce teen eeee $160
`pcanNummer[uMGeRDmRA[maeSCiPSSCSC~C~S~S
`[Fatsenine|SC*COSSCSCSCS—SC~“~“‘iSSOSC“‘CNSNCN#*#‘d
`[edependentciame|_-2-3=[SidSSSSCSCSC~iSCCCSCSC~C~*Y
`MULTIPLE DEPENDENT CLAIM(S} Gf applicable}
`
`Fee for submission of Sequence Listing test He of 300 MB ta BOD MB (SY CFR T2tOHY$4,060
`Fee for submission of Sequence Listing text file af mone than B00 MB (SY CFR TSHR eee
`
`Processing fee for fummshing the English insmslation hater than 3G months from the
`earliest claimed pronty date (87 GFR TPSaGHeect ee cee ence a gee nett ett cetee gee seer eensStag +
`
`TOTAL OF ABOVE CALCULATIONS =| §
`7,660.00
`[| Applicant asserts small entity status. See AY CFR 12). Pees above are reduced by 2
`Applicamt certifies micro entity status. See 37 OFR 1.29. Fees shove are reduced by 44.
`fach formPTOMSB1SA or B or equivalent.
`
`Fee for recording the enclosed asaignment (27 CFR totinh. The assssigniment must be
`accompanied by an appropnate cover sheet (G7 CFR 228, 3.34)...
`lettottretttottere es SOOper propery
`
`+
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`#,660.00
`
`TOTAL FEES ENCLOSED =
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`4,680.00
`
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`ae
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`et
`ee
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`Signature bate|Mareh 4, 2024‘Michael J Caridi/
`
`
`Mar
`Registration No.
`PrintiFype)
`Michael J. Carici
`jAttomey/Agent}
`56,174
`
`‘Sy
`
`fPage 3 af 3}
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`PROTS96 (10-20)
`Approved for uae through TOCA? OMB OBS:LO
`OS. Patent and Trademark Ciffice: U.S. DEPARTMENT OF COMMERCE
`Ureter the Papensork Reduction Act of 1985, no persons are fequired fo respored te a codlection of information uniess 4 displays a vadOMS control number.
`[| A check mm the amount of $
`fo cover ihe above fees is enclosed.
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`[| Please charge my Deposit Account No. 56-2886. inthe amount of S$ to-cover the above fees.
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`‘The Oirector is hereby authonzed to charge additional fees which muy be required, of credit any overpayment, fo Deposd Account
`No.
`50-2866
`as folkave:
`
`ih
`anyrequired fee.
`fb[| any faquired fee axcept for exness. clans fees raquired under 37 CFR 1 _492{c) and fe) and muttigde dependentclaim
`fee required under 37 CFR T492(f).
`
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`NOTE: Where an appropriate time limit under 37 CFR 1.495 has not been met, a petition to revive (37 CFR 1.137 (a) or {b}} must be filed
`and granted to restore the international Application to pending status.
`
`Statement under 37 CFR 1.55 or 1.78 for ALA [First Inventor to File}Transition Applications
`This appticatian (7) clainys priority fo or the benefit of an application fled before March 16, 2043, and (2) also contains, or contained at
`any Bme, a claim fo 4 claimed invention that has an effective filing date on or afler March 76, 2013.
`NOTE 1: Byproviding this statement under 37 OFR 4.55 or 178, this application, with a fling date on or after March 16 2013, will be
`examined under the first inventor to Ble pravisions of the Ald
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