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PTO/AIA/96 (08-12)
`Approvedfor use through 01/31/2013. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no personsare required to respondto a collection of information unless it displays a valid OMB control number.
`
`
`
`
`
`STATEMENT UNDER 37 CFR 3.73(c)
`
`PANASONIC HEALTHCARE CO. LTD.
`Applicant/Patent Owner:
`
`
`
`Application No./Patent No.;
`_29/489,069
`Filed/Issue Date: April 25, 2014
`
`
`
`Titled:
`INCUBATOR
`
`
`
`PANASONIC HEALTHCARE CO. LTD.
`ca corporation
`
`
`(Name of Assignee)
`(Type of Assignee,e.g., corporation, partnership, university, government agency,etc.)
`states that, for the patent application/patentidentified above, it is (choose one of options 1, 2, 3 or 4 below):
`
`1.
`
`The assigneeof the entire right, title, and interest.
`
`2. [| An assignee of less than the entire right, title, and interest (check applicable box):
`|_| The extent (by percentage)of its ownershipinterestis
`%,. Additional Statement(s) by the owners
`holding the balanceofthe interest must be submitted to account for 100%of the ownershipinterest.
`L] There are unspecified percentages of ownership. The other parties, including inventors, who together own the entire
`right, title and interest are:
`
`
`
`Additional Statement(s) by the owner(s) holding the balanceof the interest must be submitted to accountfor the entire
`right, title, and interest.
`3. C] The assignee of an undividedinterestin the entirety (a complete assignmentfrom one ofthe joint inventors was made).
`The other parties, including inventors, who together ownthe entire right,title, and interest are:
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Additional Statement(s) by the owner(s) holding the balance of the interest must be submitted to accountfor the entire
`right, title, and interest.
`
`
`4. L) Therecipient, via a court proceedingorthe like (e.g., bankruptcy, probate), of an undivided interest in the entirety (a
`complete transfer of ownership interest was made). The certified document(s) showing thetransferis attached.
`
`
`A. [| An assignmentfrom the inventor(s) of the patent application/patent identified above. The assignment wasrecorded in
`the United States Patent and TrademarkOffice at Reel
`, Frame
`, or for which a copy
`thereof is attached.
`
`
`B. L] A chain oftitle from the inventor(s), of the patent application/patentidentified above, to the current assignee asfollows:
` To:
`1. From:
`
`
`
`The document was recordedin the United States Patent and Trademark Office at
`
`
`Reel
`, Frame
`, or for which a copythereof is attached.
`
`
`2. From:
`To:
`
`
`
`The document was recordedin the United States Patent and Trademark Office at
`
`The interest identified in option 1, 2 or 3 above(not option 4) is evidenced byeither (choose one of optionsA or B below):
`
`Reel
`
`, Frame
`
`, or for which a copythereof is attached.
`
`[Page 1 of 2]
`This collection of information is required by 37 CFR 3.73(b). The information is required to obtain or retain a benefit by the public whichistofile (and by the USPTOto
`process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 12 minutes to complete, including
`gathering, preparing, and submitting the completed application form to the USPTO.Timewill vary depending upon the individual case. Any comments on the amount
`of time you require to complete this form and/or suggestions for reducing this burden, should be sentto the Chief Information Officer, U.S. Patent and Trademark
`Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMSTO THIS ADDRESS. SEND
`TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`ifyou needassistance in completing the form, call 1-800-PTO-9199 andselect option 2.
`
`

`

`PTO/AIA/96 (08-12)
`Approvedfor use through 01/31/2013. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no personsare required to respondto a collection ofinformation unless it displays a valid OMB control number.
`
`
`
`STATEMENT UNDER 37 CFR3.73(c)
`
`
`To:
`
`The document was recordedin the United States Patent and Trademark Office at
`
`, FrameReel , or for which a copythereof is attached.
`
`
`
`
`To:
`
`
`
`The document was recorded in the United States Patent and Trademark Office at
`
`, or for which a copy thereof is attached.
`
`Reel
`, Frame
`
`To:
`
`
`The document was recordedin the United States Patent and Trademark Office at
` Reel
`
`, Frame
`, or for which a copy thereofis attached.
`To:
`
`[]
`
`Additional documents in the chain oftitle are listed on a supplemental sheet(s).
`
`
`
`
`
`The document was recorded in the United States Patent and Trademark Office at
`Reel
`, Frame
`, or for which a copy thereof is attached.
`
`
`
`
`
`
` [v|
`
`As required by 37 CFR 3.73(c)(1)(i), the documentary evidence of the chainoftitle from the original owner to the
`assignee was, or concurrently is being, submitted for recordation pursuant to 37 CFR 3.11.
`[NOTE: A separate copy(i.e., a true copy of the original assignment document(s)) must be submitted to Assignment
`
`
`Division in accordance with 37 CFR Part3, to record the assignmentin the records of the USPTO. See MPEP 302.08]
`
`
`
`The undersigned (whosetitle is supplied below) is authorized to act on behalf of the assignee.
`
`
`
` _ bh =f | - May 13, 2014
`
`
`
`Signature
`Date
`
`
`40,437
`Tadashi Horie
`
`Title or Registration Number
` Printed or Typed Name
`
`[Page 2 of 2]
`
`

`

`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with your
`submission of the attached form related to a patent application or patent. Accordingly, pursuantto the
`requirements of the Act, please be advisedthat: (1) the general authority for the collection of this information is 35
`U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary; and (3) the principal purpose for which the
`information is used by the U.S. Patent and TrademarkOffice is to process and/or examine your submission related
`to a patent application or patent.
`If you do notfurnish the requestedinformation, the U.S. Patent and Trademark
`Office may not be able to process and/or examine your submission, which may resultin termination of proceedings
`or abandonmentof the application or expiration of the patent.
`
`The information provided by youin this form will be subjectto the following routine uses:
`
`1. The information on this form will be treated confidentially to the extent allowed under the Freedom of
`Information Act(5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from this system of records
`may be disclosed to the Departmentof Justice to determine whetherdisclosure of these recordsis
`required by the Freedom of Information Act.
`A record from this system of records maybedisclosed, as a routine use, in the course of presenting
`evidence to a court, magistrate, or administrative tribunal, including disclosures to opposing counselin the
`course of settlement negotiations.
`Arecord in this system of records may be disclosed, as a routine use, to a Memberof Congress
`submitting a requestinvolving anindividual, to whom the record pertains, whenthe individual has
`requested assistance from the Memberwith respect to the subject matter of the record,
`A record in this system of records maybedisclosed, as a routine use, to a contractorof the Agency
`having needfor the information in order to perform a contract. Recipients of information shall be required
`to comply with the requirements of the Privacy Act of 1974, as amended, pursuantto 5 U.S.C. 552a(m).
`A record related to an International Application filed under the Patent Cooperation Treaty in this system of
`records maybe disclosed, as a routine use, to the International Bureau of the World Intellectual Property
`Organization, pursuant to the Patent Cooperation Treaty.
`A record in this system of records maybedisclosed, as a routine use, to another federal agency for
`purposes of National Security review (35 U.S.C. 181) and for review pursuantto the Atomic Energy Act
`(42 U.S.C. 218(c)).
`A record from this system of records maybe disclosed, as a routine use, to the Administrator, General
`Services, or his/her designee, during an inspection of records conducted by GSAaspart of that agency's
`responsibility to recommend improvementsin records managementpractices and programs, under
`authority of 44 U.S.C. 2904 and 2906. Such disclosure shall be made in accordance with the GSA
`regulations governinginspection of recordsfor this purpose, and any other relevant (/.¢e., GSA or
`Commerce)directive. Such disclosure shall not be used to make determinations aboutindividuals.
`A record from this system of records may be disclosed, as a routine use,to the public after either
`publication of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent pursuant to 35 U.S.C.
`151. Further, a record may be disclosed, subjectto the limitations of 37 CFR 1.14, as a routine use, to the
`public if the record wasfiled in an application which became abandonedorin which the proceedings were
`terminated and which application is referenced by either a published application, an application open to
`public inspection or an issued patent.
`A record from this system of records may be disclosed, as a routine use, to a Federal, State, or local law
`enforcement agency,if the USPTO becomes awareofa violation or potentialviolation of law or regulation.
`
`

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